Record of Changes

DS-2032 Record of Changes.xlsx

Statement of Registration

Record of Changes

OMB: 1405-0002

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RECORD OF CHANGES, DS-2032 (STATEMENT OF REGISTRATION)
NEW BLOCK NUMBER OLD BLOCK NUMBER/PAGE NUMBER CHANGE REASON
1 Blocks 1,2,3 Combined information in old blocks Easier use of form and more logical placement
n/a Added option to claim ITAR business conducted during lapse in registration Not included on old form; easier analysis for DTCC
Page 5 Added option to report brokering activity More logical placement on form
n/a Added certification of cessation of ITAR-controlled activities if canceling registration Not available on old form; ease of use for both user and DTCC
2 Block 1 Separated "U.S. Person" designation to its own question More logical for use of the form
3 Pages 4,5 Combined information in old sections and created new block number More logical placement
4 Blocks 4,6 Combined questions from old blocks More logical to have questions together on form
n/a Added "Educational Institution," "Nonprofit," and "Sole Proprietorship" options under Organizational Type heading Greater flexibility for end users and clarity for DTCC
5 Block 4 Renumbered old section Logical placement
n/a Added "POC" section Ease of use and identification of one individual to whom to address correspondence
Page 5 Added "Third party POC" section Old placement was illogical
6 Block 7 Renumbered old section Logical placement
n/a Added "US Person" designation for each individual named in the section Ease of use for DTCC
Added "Preferred Contact Information" section for each individual Ease of use for end user
Added attenstation of indictment/conviction for each individual Useful for DTCC when considering applications
7 Block 8 Renumbered old section Logical placement
8 Blocks 9,10 Combined blocks and renumbered Logical placement
n/a Added "US Person" and "Relationship" radio buttons DTCC needs information to make informed decisions about registrants
Added "For Affiliate: Controlled by applicant?," "For Affiliate: Countries Specified by ITAR § 126.1," "POC," and "If broker renewal" sections Helps DTCC to make informed decisions when reviewing application
9 Block 11 Renumbered "Parent entities" list and address information Logical placement
n/a Added "POC," "Parent Status," "US Person," "Foreign owned or controlled," "Government owned or controlled," and "Explanation of parent removal" sections Needed to establish a single person for DTCC to contact as well as provide information on parental company for review with application
10 n/a Added "Does applicant have written policies and procedures for ITAR compliance" section Useful for DTCC analysts when considering applicants
11 Block 12 Renumbered legal attestation Logical placement
n/a Added "Indicted/Charged/Convicted status" radio buttons Helps DTCC to make informed decisions when reviewing application
Added " Contract and license eligibility" radio buttons Helps DTCC to make informed decisions when reviewing application
Page 5 Renumbered "Supporting Documentation" section Logical placement
n/a Added "Explanation of applicant control/ownership," "Documentation of US Person status," "Alternative SSN or Equivalent," "Contract and license eligibility," "Proof applicant is currently authorized to do business," "Subsidiary/affiliate removal type: Other," and OMB Control Number reference for Brokering activity report Reflects the options most likely to be used by applicants





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