OMBudsman Matter Management System (OMMS)

Ombudsman Matter Management System (OMMS) Submission Form

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0748 can be found here:

Documents and Forms

Document Name Document Type
Form OMMS Ombudsman Matter Management System (OMMS) Form and Instruction
OMMS Form OMMS Form 2016.03.17 OMMS Form OIAD Data Fields (dft.02).docx Form
OMMS OMMS Submisssion Form OMMS Draft Form(2).pdf Form and Instruction
secsorn65.pdf SEC 65 Systems of Records Notice IC Document
PIA_OMMS_Redacted.pdf Privacy Impact Assessment IC Document

Information Collection (IC) Details

IC Title:	Ombudsman Matter Management System (OMMS)	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Voluntary

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	OMMS	OMMS Submisssion Form	OMMS Draft Form(2).pdf		Yes	Yes	Fillable Fileable Signable
Form	OMMS Form	OMMS Form	2016.03.17 OMMS Form OIAD Data Fields (dft.02).docx		Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: (SEC 65) Investor Response Information System	FR Citation: 76 FR 30213

Number of Respondents: 500	Number of Respondents for Small Entity: 0

Affected Public: Individuals or Households

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to New Statute
Annual Number of Responses for this IC	500	500
Annual IC Time Burden (Hours)	250	250
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
SEC 65 Systems of Records Notice	secsorn65.pdf	07/28/2016
Privacy Impact Assessment	PIA_OMMS_Redacted.pdf	09/12/2016

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.