Survivor Annuity Election for a Spouse/Cover Letter Giving Information About the Cost to Elect Less Than the Maximum Survivor Annuity/Cover Letter Giving Information About the....

Forms and Documents

Document Name	Status
Form RI 20-63 Survivor Annuity Election for a Spouse/Cover Letter Giving Information About the Cost to Elect Less Than the Maximum Survivor Annuity/Cover Letter Giving Information About the.... Form and Instruction	Unchanged
RI20-117_2016_08_ROC_Mark Up.pdf Supplementary Document	2016-07-21
RI20-117_2016_08_DC_MarkUp.pdf Supplementary Document	2016-07-21
RI20-117_2016_08_ROC.pdf Supplementary Document	2016-07-21
RI20-117_2016_08_DC.pdf Supplementary Document	2016-07-21
RI 20 -117 DC revised November 2013 Markup.pdf Supplementary Document	2016-07-21
RI20-116_2016_08_ROC_MarkUp.pdf Supplementary Document	2016-07-21
RI20-116_2016_08_DC_MarkUp.pdf Supplementary Document	2016-07-21
RI20-116_2016_08_ROC.pdf Supplementary Document	2016-07-21
RI20-116_2016_08_DC.pdf Supplementary Document	2016-07-21
RI 20-116 ROC Sept 2013.pdf Supplementary Document	2016-07-21
RI20-116_2013_11_DC.pdf Supplementary Document	2016-07-21
RI 20-63 _2016_8.pdf Supplementary Document	2016-07-21
RI20-063_2011_08_MarkUp.pdf Supplementary Document	2016-07-21
RI20-063_2016_08_MarkUp.pdf Supplementary Document	2016-07-21
RI20-063_30DayFRN_2016_05_09.doc Supplementary Document	2016-07-21
RI20-063_60DayFRN_2015.docx Supplementary Document	2016-07-21
RI20-063_OMB_SuppStmt_2016_06_09.doc Supporting Statement A	2016-07-21

IC Document Collections

IC ID	Document Title	Status
33658	Survivor Annuity Election for a Spouse/Cover Letter Giving Information About the Cost to Elect Less Than the Maximum Survivor Annuity/Cover Letter Giving Information About the.... Form and Instruction	Unchanged

ICR Details

OMB Control No: 3206-0174	ICR Reference No: 201607-3206-006
Status: Historical Active	Previous ICR Reference No: 201307-3206-007
Agency/Subagency: OPM	Agency Tracking No:
Title: Survivor Annuity Election for a Spouse/Cover Letter Giving Information About the Cost to Elect Less Than the Maximum Survivor Annuity/Cover Letter Giving Information About the....
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/12/2016
	Date Received in OIRA: 08/16/2016
Terms of Clearance: This collection is approved for a year only. When resubmitting this collection, OPM needs to provide the applicable SORN and PIA as well as determine if the Privacy Act statement needs to be revised to better describe the routine uses of this information.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2017	36 Months From Approved	12/31/2016
Responses	2,400	0	2,400
Time Burden (Hours)	1,834	0	1,834
Cost Burden (Dollars)	0	0	0

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Abstract: RI 20-63 is used by annuitants to elect a reduced annuity with a survivor annuity for their spouse. RI 20-116 and 20-117 are cover letters that give the cost of the election. RI 20-117 may be used to ask for more information or to decline to elect. RI 20-116 may be used to decline to elect.

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Authorizing Statute(s): US Code: 5 USC 8339(j)(5)(C)(i) and (k)(2) Name of Law: Computation of Annuity
   US Code: 5 USC 8416(b) and (c) Name of Law: Survivor reduction for a current spouse
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 34	02/22/2016
30-day Notice:	Federal Register Citation:	Citation Date:
	81 FR 132	07/11/2016
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Survivor Annuity Election for a Spouse/Cover Letter Giving Information About the Cost to Elect Less Than the Maximum Survivor Annuity/Cover Letter Giving Information About the....	RI 20-117, RI 20-63, RI 20-116	Survivor Annuity Election for a Spouse ,   Cover Letter Giving Information About the Cost to Elect Less Than the Maximum Survivor Annuity ,   Cover Letter Giving Information About the Cost to Elect The Maximum Survivor

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	2,400	2,400	0	0	0	0
Annual Time Burden (Hours)	1,834	1,834	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $142,800

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 08/16/2016

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