Form Approved
Attachment 4- NVEAIS Data Reporting Instrument OMB No. 0920-xxxx
Exp. Date xx/xx/20xx
Public reporting burden for this collection of information is
estimated to average 1 hour per response, including the time for
reviewing instructions, searching existing data sources, gathering
and maintaining the data needed, and completing and reviewing the
collection of information. An agency may not conduct or sponsor,
and a person is not required to respond to, a collection of
information unless it displays a currently valid OMB control number.
Send comments regarding this burden estimate or any other aspect of
this collection of information, including suggestions for reducing
this burden, to: CDC/ATSDR Information Collection Review Office, MS
D-74; 1600 Clifton Road NE, Atlanta, Ga. 30333; ATTN: PRA
(0920-xxxx)
Part I – general characterization of outbreak response
Did the exposure(s) take place in a single or multiple locations, for example a single restaurant or two or more restaurants, a single school or two or more schools or a combination of establishments, etc.?
Single Location If a single location, skip to #5
Multiple Locations
Did the exposure(s) happen in a single County/Township / Parish or multiple Counties / Townships / Parishes in your state?
Single County / Township / Parish
Multiple Counties / Township / Parish
Did the exposure(s) occur in a single state or multiple states?
Single State
Multiple states
How many food service establishment locations within your jurisdiction were associated with this outbreak? __________________
Were any environmental assessments conducted at foodservice establishments in your jurisdiction as a part of this outbreak?
Yes
No If No, skip to #5c
Briefly, describe the reason(s) why environmental assessments were conducted in your jurisdiction as a part of this outbreak. _______________________________________________
_____________________________________________________________________________
How many environmental assessments were conducted in foodservice establishments in your jurisdiction as a part of this outbreak?____________________________ Skip to #6
Why were no environmental assessments conducted at foodservice establishments in your jurisdiction as a part of this outbreak? ______________________________________
______________________________________________________________________
Were any non-food service establishment locations within your jurisdiction associated with this outbreak investigation?
Yes
No If No, skip to #7
How many non-food service establishments in your jurisdiction were associated with this outbreak? _________
How many environmental assessments were conducted at non-food service establishments in your jurisdiction as part of this outbreak? _____________________
Was a primary agent identified in this outbreak?
Yes
No If No, Skip #8
What was the identified agent?
Hepatitis A
Bacillus cereus
Campylobacter
Clostridium perfringens
Cryptosporidium
Cyclospora
E. coli 0157:H7
E. coli STEC/VTEC
Listeria
nororvirus
Salmonella
Shigella
Staphylococcus aureus
Vibrio parahaemolyticus
Yersinia
Toxic agent (Please describe)
Other agent (Please describe)
Chemical hazard (Please describe)
Physical hazard (Please describe)
Was a serotype identified for this outbreak?
Yes
No If No, skip to #8
What was the identified serotype? _________________________________________
Was this outbreak reported to a state or local Communicable Disease Surveillance Program?
Yes
No If No, skip to #9
Select the state or local surveillance system(s) where this outbreak was reported (check all that apply)
State – outbreak reporting number assigned by the state? ________________________
Local – outbreak reporting number assigned by the jurisdiction? ____________________
Other (Please describe):___________________________________________________
Was this outbreak reported to a national surveillance system?
Yes
No If No, skip to Part II
Select the national surveillance system(s) where this outbreak was reported and record the corresponding reporting number. (check all that apply)
NORS – reporting number assigned by the CDC? _______________________________
PulseNet – outbreak code assigned by CDC? __________________________________
FoodNet – reporting number assigned by the CDC? _____________________________
CalciNet – reporting number assigned by the CDC? _____________________________
NNDSS – reporting number assigned by the CDC? ______________________________
Other (Please describe):___________________________________________________
Date the establishment was identified for an environmental assessment:____/____/______
Date of first contact with establishment management: / /
Number of visits to the establishment to complete this environmental assessment: ________
Number of contacts with the establishment other than visits, (ex. phone calls, phone interviews with staff, faxes, etc.) to complete this environmental assessment: ____________
Facility Type
Camp
Caterer
Church
Correctional Facility
Daycare center
Feeding Site
Food Cart
Grocery Store
Hospital
Mobile Food Unit
Nursing Home
Temporary Food Stand
Restaurant
Restaurant in a Supermarket
School Foodservice
Workplace Cafeteria
Other (Please Describe)
_________________________
How many critical violations were noted during the last routine inspection? ______________
What is the establishment’s source of potable water?
Community water system
Transient, non-community water system
Non-transient, non-community water system
Other (Please describe): _________________________________________
What is the establishment’s sewage disposal method?
Public sewage
On-site sewage disposal system
Other (Please describe):_______________________________
Was a translator needed to communicate with the kitchen manager during the environmental assessment?
Yes
No If No, skip to #10
Was a translator used to communicate with the kitchen manager?
Yes
No
Was a translator needed to communicate with the food workers during the environmental assessment?
Yes
No If No, skip to #11
Was a translator used to communicate with the food workers?
Yes
No
Establishment Type:
Prep Serve
Cook Serve
Complex
Do customers have direct access to unpackaged food such as a buffet line or salad bar in this establishment?
Yes
No
Does the establishment serve raw or undercooked animal products (example, oysters or shell eggs) in any menu item?
Yes
No If No, skip to #14
Is a consumer advisory regarding the risk of consuming raw or undercooked animal products provided (for example: on the menu, on a sign)?
Yes
No If No, skip to #14
Where is the consumer advisory located? (check all that apply)
On the menu as a footnote
On the menu in the menu item description
On a sign
Other (Please describe):_____________________________________________
Which one of the options below best describes the menu for this establishment?
American (non-ethnic)
Chinese
Thai
Japanese
French
Italian
Mexican
Other (Please describe): ____________________________________
Part IV – establishment Observation
This series of questions is based on the initial observation of the physical facility and the food handling practices at the time of the initial environmental assessment and NOT the physical facility condition or food handling practices thought to have been in place at the time of the exposure. Data collection should occur during the hours of operation if at all possible. Please answer the following questions by observation of the item in question. It should be a rare occurrence, but if any question cannot be answered, please skip that question.
Date observations were made:_________/_______/_____________
Are hand sinks available in the employee restroom(s)?
Yes
No If No, skip to # 3
Could Not Observe If Could Not Observe, skip to #3
How many hand sinks are in the employee restrooms? ___________
Is warm water (minimum 100°F) available at all employee restroom hand sinks?
Yes
No (Please specify number without _____ )
Could Not Observe
Is soap available at (or near) all employee restroom hand sinks?
Yes
No (Please specify number without _____ )
Could Not Observe
Are paper or cloth drying towels available at (or near) all employee restroom hand sinks?
Yes
No (Please specify number without _____ )
Could Not Observe
Is a hand sink available in the work area(s)?
Yes
No If No, skip to # 4
Could Not Observe If Could Not Observe, skip to # 4
How many hand sinks are located in the work area(s)? ______________
Is warm water (minimum100°F) available at all hand sinks in the work area?
Yes
No (Please specify number without _____ )
Could Not Observe
Is soap available at (or near) all hand sinks in the work area?
Yes
No (Please specify number without _____ )
Could Not Observe
Are paper or cloth drying towels available at (or near) all hand sinks in the work area?
Yes
No (Please specify number without _____ )
Could Not Observe
Are there cold storage units in the establishment?
Yes
No If No, skip to # 6
Could Not Observe If Could Not Observe, skip to #6
How many cold storage units are in the establishment? ____________
Which types of units did you observe? (check all that apply)
Reach in
Walk-in
Self-Serve / Salad Bar
Open top units
Are all cold storage areas maintained at a temperature of 41°F or below?
Yes If Yes, skip to # 6
No
Could Not Observe
How many cold storage units are above 41°F? ____________
Which types of units did you observe to be above 41°F? (check all that apply)
Reach in
Walk-in
Self-Serve / Salad Bar
Open top units
Are any food workers using gloves while handling food?
Yes
No
Could Not Observe
Is there a supply of disposable gloves available in the establishment?
Yes
No
Could Not Observe
Are any food workers handling RTE foods with bare hands?
Yes
No
Could Not Observe
Are there records to indicate that the temperatures of incoming ingredients are being taken and recorded?
Yes
No
Could Not Observe
Are there records to indicate that the temperatures of foods, excluding incoming ingredients, are being taken and recorded?
Yes
No
Could Not Observe
Is there any evidence of direct cross contamination of raw animal products with ready to eat foods?
Yes
No
No raw animal products used
Could Not Observe
Is there cooling of hot foods in this establishment?
Yes
No If No, skip to # 13
Could
Not Observe If
Could Not Observe, skip to # 13
What cooling method(s) are used? (Check all that apply)
Portioning into smaller pans and cooled in regular cooler
Portioning into smaller pans and cooled in blast chiller
Used ice as an ingredient
Used ice bath for food container prior to cooling in regular cooler
Used ice bath for food container prior to cooling in blast chiller
Used Ice wands prior to cooling in regular cooler
Used ice wands prior to cooling in blast chiller
Combination methods (ice, ice wand, portioning, etc.) with cooling in regular cooler
Combination of methods (ice, ice wand, portioning, etc.) and cooling in blast chiller
Other (Please describe)________________________________
Were any foods observed in hot holding?
Yes
No If No, skip to # 14
Could Not Observe If Could Not Observe, skip to # 14
Were the temperatures of any foods in hot holding measured?
Yes
No If No, skip to # 14
Were the temperatures of all foods measured in hot holding at 130°F or above?
Yes
No
Were any foods observed in cold holding?
Yes
No If No, skip to # 15
Could Not Observe If Could Not Observe, skip to # 15
Were the temperatures of any foods in cold holding measured?
Yes
No If No, skip to # 15
Were the temperatures of all foods measured in cold holding at 41°F or below?
Yes
No
Were any foods observed during cooking?
Yes
No If No, skip to # 16
Could Not Observe If Could Not Observe, skip to #16
Were the temperatures of any foods being cooked measured?
Yes
No If No, skip to # 16
Were the temperatures of all foods measured during cooking at the recommended temperatures?
Yes
No
Are wiping cloths used in the establishment?
Yes
No If No, skip to # 17
Could Not Observe If Could Not Observe, skip to #17
Are all wiping cloths stored in a sanitizer solution between uses?
Yes
No
Could Not Observe
Are there mechanical washing machines for dishes, utensils, or other equipment?
Yes
No If No, skip to # 18
Could Not Observe If Could Not Observe, skip to #18
Does the wash cycle reach the temperatures recommended for that washing machine?
Yes
No
Could Not Observe
Does the sanitizing cycle reach the temperatures recommended for sanitization?
Yes
No
Could Not Observe
Is chemical sanitizing used?
Yes
No If No, skip to #18
Could Not Observe If Could Not Observe, skip to #18
Did the chemical sanitizing cycle have the required levels of chemical sanitizer recommended for the machine?
Yes
No
Could Not Observe
Are there any hand washed dishes, utensils or other equipment?
Yes
No If No, skip to #19
Could Not Observe If Could Not Observe, skip to #19
Are hand washed dishes, utensils or other equipment washed, rinsed and sanitized (either with heat or chemical)?
Yes
No If No, skip to #19
Could Not Observe If Could Not Observe, skip to #19
Is the sanitizing method (heat or chemical) properly implemented?
Yes
No
Could Not Observe
Did you observe signs and instructions posted in the establishment?
Yes
No If No, skip to #20
Did any signs or posted instructions use pictures or symbols to communicate a message?
Yes
No If No, skip to #20
What languages did you observe on signs or instructions posted for food workers?
English
Spanish
French
Chinese (any dialect)
Japanese
No written words
Other
Were there any differences to the physical facility, food handling practices you observed on your initial visit or other circumstances that were different at the time of exposure?
Yes If yes, briefly explain
No If No, skip to #21 Comments
Briefly explain ________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________
Comments: Use this space to record additional comments. This section provides the evaluator the opportunity to briefly describe specific circumstances during or right before the time of the exposures that is believed to have played a significant exposure role. For example, over the course of the environmental assessment it may have been determined that the establishment operated with no hot water or walk-in cooler units failed, or the kitchen manager was on vacation and normal polices or procedures were not followed in that absence, or the establishment was out of single use gloves during the time in question or a large number of food workers did not show up for work, hindering implementation of normal policies and procedures.
___________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________
Part V – Suspected / Confirmed Food
Was a specific ingredient or multi-ingredient food suspected or confirmed in this outbreak?
Yes If Yes, Skip to # 2
No
If No, explain why food was not the suspected vehicle in this outbreak and skip to Part VI - Sampling. __________________________________________________________________________________________________________________________________________________________
Is this food a single specific ingredient (example, ground beef or lettuce) or multi-ingredient (example, hamburger sandwich, garden salad)?
Single specific ingredient food
Multi-ingredient food
Please answer the following questions about the identified ingredient/food:
What is the name of the suspected or confirmed ingredient / food vehicle? (ex., lettuce or garden salad) __________________________________________________________
Select the reason that best describes how this single specific ingredient or multi ingredient food was implicated in the outbreak (select only one):
Suspected 1 - the outbreak agent was not identified but the ingredient / food is commonly associated with the type of agent suspected based on symptoms of the ill (For example: the symptoms of those ill suggested a bacterial, viral, or chemical agent and the ingredient is commonly associated with the agent type, such as Salmonella enteritis and eggs).
Suspected 2 - a statistical significance was found for this ingredient / food that was consumed by those ill.
Suspected 3 - the agent was laboratory confirmed based on clinical samples and the ingredient / food is commonly associated with agent.
Suspected 4 – the agent was laboratory confirmed based on clinical samples and a statistical significance was found for this ingredient / food that was consumed by those ill.
Confirmed 1 - the agent was laboratory confirmed in samples of an epidemiologically linked food samples. (See instructions regarding the exception to this definition)
Confirmed 2 - the agent was laboratory confirmed based on clinical samples and a matching agent was found in food samples.
Which of the following best describes the food preparation process used for this specific ingredient or multi-ingredient food prior to consumption?
Prep Serve: Did NOT involve a kill step. It may include heating commercially prepared foods for service.
Cook Serve: Involved a kill step and may be followed by hot holding but is prepared for same-day service.
Complex 1: Involved a kill step, followed by holding beyond same-day service.
Complex 2: Involved a kill step, followed by holding and cooling.
Complex 3: Involved a kill step, followed by holding, cooling, and re-heating
Complex 4: Involved a kill step, followed by holding, cooling, re-heating, and freezing.
During the likely time the ingredient / food was prepared, were any events noted that appeared to be different from the ordinary operating circumstances or procedures as described by managers and / or workers?
Yes
No If No, skip to # 7
If yes, how would they be best characterized: (check all that apply)
Differences with the ingredient(s) used, such as a different source for the ingredients, a different form (fresh instead of canned), or a substitution (red round tomatoes instead of cherry)
Differences with how ingredient(s) were handled
Differences with the method of preparation, cooking, holding, serving the food
Differences with equipment used to handle the food
Differences with equipment used to cook the food
Differences with equipment used to store or hold the food
Differences with cleaning and sanitizing food contact equipment
Different employee involved in preparing, cooking, holding, and /or serving food
Ill employees
Ill family members
Other (Please describe)
Ingredient Description:
Please answer the following questions separately for each ingredient identified as a suspected/confirmed vehicle in this outbreak. If a single specific ingredient, such as lettuce, is identified as the vehicle this form will be filled out once. For a multi-ingredient vehicle, such as garden salad, please fill out a separate sheet for EACH ingredient of the multi-ingredient food. If a single specific ingredient is identified as the vehicle the answer to #7 will be the same as #3. For a multi-ingredient food please put the name of the ingredient for which questions 8-10 will correspond.
Name of the single specific ingredient:___________________________________
Is the ingredient an animal product?
Yes
No If No, skip to # 9
Select the type of animal product (select only one):
Beef Skip to #8d
Poultry Go to #8b
Pork Skip to #8d
Lamb Skip to # 8d
Miscellaneous meat (goat, rabbit) Skip to #8d
Seafood Skip to # 8c
Dairy Skip to # 8e
Eggs Skip to # 8f
If Poultry, select the type (select only one) and skip to #8d:
Chicken
Turkey
Duck
Goose
Other (Please describe) (ex: Ostrich, Emu, etc.) _______________________
If Seafood, select the type (select only one):
Fin Fish (Please describe) _______________________________(Ex: trout, bass, cod, mackerel)
Shellfish (Please describe) _______________________________(Ex: oysters)
Crustaceans (Please describe) ____________________________(Ex: shrimp)
Marine Mammals (Please describe) ________________________(Ex: Dolphin)
Other seafood (Please describe)_____________________________________
For beef, poultry, pork, lamb, and seafood products select the best description of the product upon arrival at the foodservice establishment. (select only one):
Raw, non-frozen
Raw, frozen
Raw, intended for raw service (ex; oysters, steak tartar)
Commercially processed precooked: may require heating for palatability (examples include deli meat, hot dogs, ready to heat and eat chicken nuggets, canned ham, etc.)
Commercially processed further cooking required (examples include chicken nuggets that require full cooking, pre-formed hamburger patties, etc.)
Dried / Smoked
Other (Please describe) _______________________________________________________
For dairy, select the best description of the product upon arrival at the foodservice establishment (select only one) and skip to question 9.
Pasteurized fluid milk
Non-pasteurized fluid milk
Pasteurized dairy product (Please describe) __________________________________________
Non-pasteurized dairy product (Please describe) ________________________________________
Cheese (Please describe) ______________________________________________________________
For eggs, select the best description of the product upon arrival at the foodservice establishment (select only one):
Non-pasteurized in-shell eggs
Pasteurized in-shell eggs
Pasteurized egg product (Please describe) _____________________________________________
Non-pasteurized egg product (Please describe) _____________________________________
Is this ingredient a plant or plant product?
Yes
No If No, skip to #10
Select the type of plant product (select only one)
Produce(Please describe) _____________________(Ex: Lettuce, Tomatoes, Potatoes, Sprouts, etc.) go to #9b
Fruit (Please describe) _____________________________ (Ex: Apples, Bananas, Berries, Citrus, etc.) skip to #9c
Fungi (Please describe) __________________________(Ex: Mushrooms) skip to #9c
Nuts / Seeds(Please describe) ___________________________(Ex: Pecans, Peanuts, Sesame seeds) skip to #9c
Grains / Cereals(Please describe) __________________(Ex: Rice, Wheat, Barley, Rye, Oats) skip to #9c
Grain / Cereal Products(Please describe) _____________________( Ex: Bread, Pasta, etc.) skip to #9c
If Produce, select type (select only one):
Leafy Greens (Please describe) _____________________ (Ex: Iceberg, Romaine, Spinach)
Sprouts (Please describe) ___________________________ (Ex: alfalfa)
Root Vegetable (Please describe) ___________________ (Ex: Potatoes, Carrots, Garlic)
Vine or Above Ground Vegetable (Please describe fully) _________________________ (Ex: Asparagus, Beans/Red, Beans/Black, Corn, Cucumbers, Peppers/Jalapeno, Peppers/Red, Peppers/Green, Squash/Yellow, Squash/Spaghetti, Tomatoes/Red Round, Tomatoes/Cherry, Tomatoes/Grape etc.)
Provide the best description of the plant product upon arrival of the product to the foodservice establishment (select only one).
Raw, whole, non-frozen, fresh (Ex: heads of lettuce, green beans, unshelled peas)
Commercially processed fresh product (Ex: bagged lettuce, fresh chopped peppers, shelled nuts)
Raw, frozen (Ex: Frozen corn, peas, strawberries, etc.)
Commercially processed – canned, dried, other:
Was the ingredient described in question 8 or 9?
Yes If Yes, skip #11
No
Please describe the ingredient class/category? _________________________________________
Is any information present (product manifests, records, tags, etc.) that this ingredient is an imported food item?
Yes
No If No, skip to #12
Please describe the information used to indicate this is an imported food item (receipt information such as company, location of origin, lot number; tag numbers, etc.):
______________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________
Comments: Provide any comments that would help describe the foods involved in this outbreak. Please make concise comments about the food flow when important information from your environmental assessment needs to be added.
________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________
Part VI – sampling
Were any samples taken?
Yes
No If No, skip to Part VII, Contributing Factors
How many samples were taken? ________________________________
Sample Description:
Please answer the following questions separately for each sample taken in this outbreak. If only one sample was taken answer questions 3-6 once. For a multiple samples, please fill out questions 3-6 for EACH sample.
What type of sample was taken (check all that apply)?
Environmental
Specific Food Ingredient If specific food ingredient, skip to #5
Multi-Ingredient Food If multi-ingredient food, skip to #5
If environmental, where was the sample taken from? _______________________________
What was the specific food or multi-ingredient food sampled? _________________________
Was an agent identified in the sample?
Yes
No If No, skip to #7
What was the identified agent?
Hepatitis A
Bacillus Cereus
Campylobacter
Clostridium Perfringens
Cryptosporidium
Cyclospora
E. Coli 0157:H7
Listeria
Norovirus
Salmonella
Shigella
Staphylococcus Aureus
Vibrio Parahaemolyticus
Yersinia
Toxic Agent (Please describe) _ ____________________________________
Other agent (Please describe) ____________________________________
Chemical hazard (Please describe) __________________________________
Physical hazard (Please describe) ____________________________________
Was a serotype of the agent identified?
Yes (Please describe) _____________________________________
No
Was a PFGE pattern identified for the agent identified?
Yes (Please describe) _____________________________________
No
Comments:
__________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________
Part VII - contributing Factors (CF)
Yes
No (Answer #2 and #3 and end survey)
Routine environmental inspection
Environmental Assessments
Other environmental investigation (please describe:____________________________)
Assumed based on etiology
Interview of operator and/or food worker
Environment/food sample culture
Clinical samples / Syndrome
Epidemiologic investigation (case-control or cohort study)
Other (please describe:____________________________________________)
Please rate the quality of communication between the food regulatory program and the communicable disease control program during this outbreak investigation.
Very poor Poor Fair Good Very good There was no
Communication
Factors that introduce or otherwise permit contamination; contamination factors relate to how the etiologic agent got onto or into the food vehicle
Were any Contamination Factors identified in this foodborne illness outbreak?
Yes
No If No, skip to #5 (Proliferation/Amplification Factors)
How many Contamination Factors identified were in this foodborne illness outbreak? _________
Factors that allow proliferation of the etiologic agents; proliferation factors relate to how bacterial agents were able to increase in numbers and/or produce toxic products prior to the vehicle being ingested.
Were Proliferation/Amplification Factors identified in this foodborne illness outbreak?
Yes
No If No, skip to # 6 (Survival Factors)
How many Proliferation/Amplification Factors were identified in this foodborne illness outbreak? _______
Factors that allow survival or fail to inactivate the contaminant; survival factors refer to processes or steps that should have eliminated or reduced the microbial agent but did not because of one of these factors.
Were any Survival Factors identified in this foodborne illness outbreak?
Yes
No If No, skip to end
How many Survival Factors were identified in this foodborne illness outbreak? _____________
Contributing Factor Description:
Please answer the following questions separately for each contributing factor identified in this outbreak. If one contributing factor is identified, questions7-9 will be answered just once. If multiple contributing factors are identified, questions 7-9 will be answered for EACH contributing factor.
Which Contributing Factor was identified?
C1
C2
C3
C4
C5
C6
C7
C8
C9
C10
C11
C12
C13
C14
C15 (Define)
P1
P2
P3
P4
P5
P6
P7
P8
P9
P10
P11
P12 (Define)
S1
S1
S2
S3
S4
S5
8. In your judgment, was this the primary Contributing Factor for this outbreak?
Yes
No
Briefly explain why this is a contributing factor in this outbreak.
________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________
9. When did this factor most likely occur?
Prior to vehicle entry into the foodservice establishment
While the vehicle was at the foodservice establishment
After the vehicle left the foodservice establishment
Version
1_2013
File Type | application/msword |
File Title | ATTACHMENT I: EVALUATION INSTRUMENT |
Author | zxg4 |
Last Modified By | CDC User |
File Modified | 2013-03-20 |
File Created | 2013-03-20 |