Complex Institution Liquidity Monitoring Report; Liquidity Monitoring Report

Forms and Documents

Document Name	Status
Form FR 2052b $10 & Form	Modified
Form FR 2052a 2017 and 2018 Adjustments Form	Modified
Form FR 2052a 2016 Daily: U.S. firms with total consolidated assets ≥ $700 billion or with ≥ $10 trillion in assets under custody and FBOs identified as LISCC firms Form	Modified
Form FR 2052a 2015 Daily: U.S. firms with total consolidated assets ≥ $700 billion or with ≥ $10 trillion in assets under custody and FBOs identified as LISCC firms Form	Modified
Form FR 2052a 2015 One-time Voluntary Submission: U.S. firms with total consolidated assets ≥ $700 billion or with ≥ $10 trillion in assets under custody and FBOs identified as LISCC firms Form	Modified
Form FR 2052a 2015 One-time Implementation Form	Modified
FR2052a_FR2052b_20151231_omb.pdf Supporting Statement A	2015-12-31

IC Document Collections

IC ID	Document Title	Status
209416	$10 & Form	Modified
209415	2017 and 2018 Adjustments Form	Modified
209414	2016 Daily: U.S. firms with total consolidated assets ≥ $700 billion or with ≥ $10 trillion in assets under custody and FBOs identified as LISCC firms Form	Modified
209413	2015 Daily: U.S. firms with total consolidated assets ≥ $700 billion or with ≥ $10 trillion in assets under custody and FBOs identified as LISCC firms Form	Modified
209412	2015 One-time Voluntary Submission: U.S. firms with total consolidated assets ≥ $700 billion or with ≥ $10 trillion in assets under custody and FBOs identified as LISCC firms Form	Modified
209411	2015 One-time Implementation Form	Modified

ICR Details

OMB Control No: 7100-0361	ICR Reference No: 201512-7100-002
Status: Historical Active	Previous ICR Reference No: 201511-7100-006
Agency/Subagency: FRS	Agency Tracking No: FR 2052a; FR 2052b
Title: Complex Institution Liquidity Monitoring Report; Liquidity Monitoring Report
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Delegated
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/31/2015
	Date Received in OIRA: 12/31/2015
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2018	36 Months From Approved	08/31/2017
Responses	3,640	0	2,864
Time Burden (Hours)	726,960	0	460,480
Cost Burden (Dollars)	0	0	0

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Abstract: The FR 2052a and FR 2052b reports collect quantitative information on selected assets, liabilities, funding activities, and contingent liabilities on a consolidated basis and by material entity. U.S. bank holding companies (BHCs) designated by the Financial Stability Board (FSB) as Global Systematically Important Banks (G-SIBs) report the complete FR 2052a daily. Foreign banking organizations (FBOs) with U.S. broker/dealer assets of $100 billion or more report the complete FR 2052a on occasion and an abbreviated FR 2052a (as discussed further below) twice a month. U.S. BHCs (excluding G-SIBs) with total consolidated assets of $50 billion or more (including FBO subsidiaries) and U.S. BHCs (not controlled by FBOs) with total consolidated assets of $10 billion to $50 billion report on the FR 2052b monthly and quarterly, respectively. The FR 2052 reports are used to monitor the overall liquidity profile of institutions supervised by the Federal Reserve. These data provide detailed information on the liquidity risks within different business lines (e.g., financing of securities positions and prime brokerage activities). In particular, these data serve as part of the Federal Reserve’s supervisory surveillance program in its liquidity risk management area and provide timely information on firm-specific liquidity risks during periods of stress. Analysis of systemic and idiosyncratic liquidity risk issues are then used to inform the Federal Reserve’s supervisory processes, including the preparation of analytical reports that detail funding vulnerabilities.

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Authorizing Statute(s): US Code: 12 USC 1844 Name of Law: Bank Holding Company Act
   US Code: 12 USC 3106 Name of Law: International Banking Act
   US Code: 12 USC 5365 Name of Law: Dodd Frank Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 71416	12/02/2014
30-day Notice:	Federal Register Citation:	Citation Date:
	80 FR 71795	11/17/2015
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 6

IC Title	Form No.	Form Name
2015 One-time Voluntary Submission: U.S. firms with total consolidated assets ≥ $700 billion or with ≥ $10 trillion in assets under custody and FBOs identified as LISCC firms	FR 2052a	Complex Institution Liquidity Monitoring Report
2015 Daily: U.S. firms with total consolidated assets ≥ $700 billion or with ≥ $10 trillion in assets under custody and FBOs identified as LISCC firms	FR 2052a	Complex Institution Liquidity Monitoring Report
2016 Daily: U.S. firms with total consolidated assets ≥ $700 billion or with ≥ $10 trillion in assets under custody and FBOs identified as LISCC firms	FR 2052a	Complex Institution Liquidity Monitoring Report
2017 and 2018 Adjustments	FR 2052a	Complex Institution Liquidity Monitoring Report
2015 One-time Implementation	FR 2052a	Complex Institution Liquidity Monitoring Report
BHCs (>$10 & <$50 billion, not controlled by FBOs)	FR 2052b	Liquidity Monitoring Report

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	3,640	2,864	0	776	0	0
Annual Time Burden (Hours)	726,960	460,480	0	266,480	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The Federal Reserve revised the FR 2052a by 1) modifying the firms that are required to respond, the applicable asset threshold, and frequency of reporting; 2) including a data structure that subdivides three general categories of inflows, outflows and supplemental items into 10 distinct data tables; 3) requiring all U.S. firms with total consolidated assets of $250 billion or more or foreign exposure of $10 billion or more and all FBOs with total U.S. assets of $50 billion or more to report liquidity profiles by major currency for each material entity of the reporting institution; 4) collecting more detail regarding securities financing transactions, wholesale unsecured funding, deposits, loans, unfunded commitments, collateral, derivatives, and foreign exchange transactions; and 5) changing the structure of the collection from a spreadsheet format to an XML format. The Federal Reserve revised the FR 2052b reporting panel by modifying the firms that are required to respond and the applicable asset threshold, and eliminating monthly reporting.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Yes

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 12/31/2015

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