Notices Required of Government Securities Dealers or Brokers (Insured State Nonmember Banks)

ICR 201512-3064-001

OMB: 3064-0093

Federal Form Document

ICR Details
3064-0093 201512-3064-001
Historical Active 201210-3064-002
FDIC
Notices Required of Government Securities Dealers or Brokers (Insured State Nonmember Banks)
Extension without change of a currently approved collection   No
Regular
Approved without change 03/07/2016
Retrieve Notice of Action (NOA) 12/18/2015
  Inventory as of this Action Requested Previously Approved
03/31/2019 36 Months From Approved 03/31/2016
17 0 17
17 0 17
0 0 0

The Government Securities Act of 1986 requires all financial institutions acting as government securities brokers and dealers to notify their federal regulatory agencies of their broker-dealer activities, unless exempted from the notice requirement by Treasury Department regulation.

US Code: 15 USC 78o-5 Name of Law: Government Securities Act of 1986
  
None

Not associated with rulemaking

  80 FR 46987 08/06/2015
80 FR 67401 11/02/2015
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 17 17 0 0 0 0
Annual Time Burden (Hours) 17 17 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
No
No
No
Uncollected
Manuel Cabeza 202 898-3781 mcabeza@fdic.gov

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/18/2015


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