Pursuant to 5
CFR 1320.11(c), OMB files this comment on this information
collection request (ICR. The agency shall examine public comment in
response to the NPRM and will describe in the supporting statement
of its next collection any public comments received regarding the
collection as well as why (or why it did not) incorporate the
commenter’s recommendation. The next submission to OMB must include
the draft final rule.
Inventory as of this Action
Requested
Previously Approved
36 Months From Approved
0
0
0
0
0
0
0
0
0
Rule 30b1-9 requires certain
registered investment companies to file portfolio holdings reports
on Form N-PORT (17 CFR 274.150) on a monthly basis with the
Commission.
US Code:
15
USC 80a-29 Name of Law: Investment Company Act of 1940
Not applicable. This request
for approval of the collection of information for this rule and
form has not been previously approved by OMB. This submission does
not include other Form N-PORT collection of information
requirements, which were proposed by the Commission in the
Investment Company Reporting Modernization Release and submitted to
OMB on July 22, 2015.
No
No
No
No
No
Uncollected
Jacob Krawitz 202
551-4673
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.