Form Funding Portal: Application for Funding Portal Registration

Crowdfunding Rules 400-404 (Funding Portals)

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0727 can be found here:

Documents and Forms

Document Name Document Type
Form Form Funding Porta Form Funding Portal: Application for Funding Portal Registration Form and Instruction
Form Funding Porta Form Funding Portal Form FP (Final).pdf www.sec.gov/rules/final/2015/33-9974.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Form Funding Portal: Application for Funding Portal Registration	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 227.400

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form Funding Portal	Form Funding Portal	Form FP (Final).pdf	http://www.sec.gov/rules/final/2015/33-9974.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: SEC 1Registration Statements Filed Pursuant to Provisions of the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940	FR Citation: 41 FR 41550

Number of Respondents: 150	Number of Respondents for Small Entity: 90

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to New Statute	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	150	150	0
Annual IC Time Burden (Hours)	138	138	0
Annual IC Cost Burden (Dollars)	0	500,000	-500,000

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.