Annual or One-Time | Information Collection Type | Requirement | Final Rule Burden | 2015 Renewal Burden | Burden change |
One-time | Reporting | 37.21(a)(3) | 0.0 | 0 | 0 |
One-time | Reporting | 37.41(d) | 0.0 | 0 | 0 |
One-time | Reporting | 37.23(b)(1) in PR, 37.23(b)(2) in FR | 350.0 | 300 | -50.0 |
One-time | Reporting | 37.41(a)(3) | 0 | 0.3 | 0.0 |
Annual | Reporting | 37.11(a) | 0 | 0 | 0 |
Annual | Reporting | 37.23(b)(1), modified to 37.23(b)(2) in FR | 0 | 0 | 0 |
Annual | Reporting | 37.23(d) | 0 | 0 | 0 |
Annual | Reporting | 37.25(c) | 0 | 0 | 0 |
Annual | Reporting | 37.27 (a)(1) | 1050 | 1125 | 75 |
Annual | Reporting | 37.27(c) | 0 | 0 | 0 |
Annual | Reporting | 37.41(a)(2) | 0 | 0 | 0 |
Annual | Reporting | 37.43(d)(3)(ii), | 0 | 0 | 0 |
Annual | Reporting | 37.45(a)(2)&(5) in PR, 37.45(b)(1)&(2) in FR | 0 | 0 | 0 |
Annual | Reporting | 37.57(a) | 0.75 | 0.75 | 0 |
Annual | Reporting | 37.57(b) | 25 | 27.5 | 2.5 |
Annual | Reporting | 37.57(c) | 60 | 60 | 0 |
Annual | Reporting | 37.77(a)&(b) | 350 | 350.08 | 0.079999999999984 |
Annual | Reporting | 37.77 (c), | 8 | 8 | 0 |
Annual | Reporting | 37.77 (d) | 0 | 0 | 0 |
Annual | Reporting | 37.81(a), (b), (c), (d), (e), &(f) | 0.75 | 0.75 | 0 |
Annual | Reporting | 37.81(g)&(h) | 60 | 60 | 0 |
One-time | 3rd Party Disclosure | 37.43(c) | 933.333333333333 | 800.0 | -133.3 |
One-time | 3rd Party Disclosure | 37.45 (a)(b) | 0 | 66.6666666666667 | 66.6666666666667 |
Annual | 3rd Party Disclosure | 37.11(c)(4) | 0 | 0 | 0 |
Annual | 3rd Party Disclosure | 37.23(c) | 0 | 0 | 0 |
Annual | 3rd Party Disclosure | 37.23(d) | 16800 | 18000 | 1200 |
Annual | 3rd Party Disclosure | 37.23(g)(1) | 0 | 0 | 0 |
Annual | 3rd Party Disclosure | 37.27(a)(2) | 420 | 450 | 30 |
Annual | 3rd Party Disclosure | 37.43(c) | 1400 | 1500 | 100 |
Annual | 3rd Party Disclosure | 37.45(a)(1)&(2) | 4200 | 4500 | 300 |
Annual | 3rd Party Disclosure | 37.45(b)(1) & (2) | 0 | 0 | 0 |
Annual | 3rd Party Disclosure | 37.49(d) | 0 | 0 | 0 |
Annual | 3rd Party Disclosure | 37.57(a) | 0.75 | 0.75 | 0 |
Annual | 3rd Party Disclosure | 37.57(b) | 100 | 110 | 10 |
Annual | 3rd Party Disclosure | 37.75(a)(1) | 175 | 175.04 | 0.039999999999992 |
Annual | 3rd Party Disclosure | 37.75(a)(2) | 875 | 875 | 0 |
Annual | 3rd Party Disclosure | 37.75(b) | 15000 | 19875 | 4875 |
Annual | 3rd Party Disclosure | 37.75(c) | 0 | 0 | 0 |
Annual | 3rd Party Disclosure | 37.75(c) | 2,400 | 3180 | 780 |
Annual | 3rd Party Disclosure | 37.75(d) | 48 | 52.8 | 4.8 |
Annual | 3rd Party Disclosure | 37.77(a)&(b) | 1400 | 1400.32 | 0.319999999999936 |
Annual | 3rd Party Disclosure | 37.77 (c), | 8 | 8 | 0 |
Annual | 3rd Party Disclosure | 37.77 (d) | 0 | 0 | 0 |
Annual | 3rd Party Disclosure | 37.79(b)(1)(iii) in PR, 37.79(b)(1)(ii) in FR | 0 | 0 | 0 |
Annual | 3rd Party Disclosure | 37.81(a),(c)&(e) | 0 | 0 | 0 |
One-time | Recordkeeping | 37.23(h)(2) | 23333.3333333333 | 20000.0 | -3333.3 |
One-time | Recordkeeping | 37.43(b) | 46666.6666666667 | 40000.0 | -6666.7 |
Annual | Recordkeeping | 37.23(e)(3) in PR, 37.23(e)(5) in FR | 1400 | 1,500 | 100 |
Annual | Recordkeeping | 37.23(f) | 0 | 0 | 0 |
Annual | Recordkeeping | 37.23(g)(1) | 0 | 375 | 375 |
Annual | Recordkeeping | 37.23(h)(1) | 3150 | 3,375 | 225 |
Annual | Recordkeeping | 37.23(h)(2) | 700 | 750 | 50 |
Annual | Recordkeeping | 37.23(h)(3) | 0 | 0 | 0 |
Annual | Recordkeeping | 37.25(a)(2) | 0 | 0 | 0 |
Annual | Recordkeeping | 37.25(a)(10)(i) in PR, 37.25(a)(7) in FR | 0 | 0 | 0 |
Annual | Recordkeeping | 37.25(b) in PR, 37.25(b)(2) in FR | 0 | 0 | 0 |
Annual | Recordkeeping | 37.29(l-m) in PR, 37.29(a)(12)&(13) and 37.29(b) in FR | 0 | 0 | 0 |
Annual | Recordkeeping | 37.31(a) | 1050 | 1,125 | 75 |
Annual | Recordkeeping | 37.31(e) | 1050 | 1,125 | 75 |
Annual | Recordkeeping | 37.33(b)&(c) | 2100 | 2,250 | 150 |
Annual | Recordkeeping | 37.43(a)(4) | 4620 | 4,950 | 330 |
Annual | Recordkeeping | 37.43(b)(3) | 350 | 375 | 25 |
Annual | Recordkeeping | 37.43(c)(4) | 4200 | 4,500 | 300 |
Annual | Recordkeeping | 37.43(d)(5) in PR, 37.43(d)(5) & (6) in FR | 0 | 0 | 0 |
Annual | Recordkeeping | 37.43(d)(7)(i) in PR, 37.43(d)(8)(i) and (ii) in FR | 0 | 0 | 0 |
Annual | Recordkeeping | 37.43(d)(7)(ii) in PR, 37.43(d)(8)(i) and (ii) in FR | 350 | 375 | 25 |
Annual | Recordkeeping | 37.45(a)(2) | 0 | 0 | 0 |
Annual | Recordkeeping | 37.45(b)(3) | 0 | 0 | 0 |
Annual | Recordkeeping | 37.45(c) | 1400 | 1,500 | 100 |
Annual | Recordkeeping | 37.51(b) | 350 | 375 | 25 |
Annual | Recordkeeping | 37.55(c) | 2100 | 2,250 | 150 |
Annual | Recordkeeping | 37.71(c) in PR, 37.71(a)-(d) in FR | 300 | 398 | 97.5 |
Annual | Recordkeeping | 37.75(a)(3), (b), & (e) | 312 | 410 | 97.5 |
Annual | Recordkeeping | 37.77(e) | 0.16 | 0 | 0 |
Annual | Recordkeeping | 37.79(c) in PR, 37.79(a)(1)(iii) &(v) in FR | 12 | 12 | 0 |
Annual | Recordkeeping | 37.79(b)(1)(i) | 0 | 0 | 0 |
139,109.1 | 138,570.2 | (538.9) |
Part 37 Final rule | 2015 Renewal | BURDEN CHANGE | NOTES | |||||||||||||
Section | Respondents | Responses per Respondent | Responses | Burden per Response | Total Burden Hours | Respondents | Responses per Respondent | Responses | Burden per Response | Total Burden Hours | Respondents | Responses per Respondent | Responses | Burden per Response | Total Burden Hours | Notes |
37.21(a)(3) | 0 | 0 | 0 | 0 | 0 | |||||||||||
37.41(d) | 0 | 0 | 0 | 0 | 0 | |||||||||||
37.23(b)(1) in PR, 37.23(b)(2) in FR | 1,400 | 3 | 4,200 | 0.25 | 1,050 | 1,200 | 3 | 3,600 | 0.25 | 900 | (200) | 0 | (600) | 0 | (150) | Initial submittal of the reviewing official(s) names for the fingerprints requirement. |
37.41(a)(3) | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | Requires any licensee that has not previously implemented the Security Orders or been subject to the provisions of subpart C to provide written notification to the NRC regional office at least 90 days before aggregating radioactive material to a quantity that equals or exceeds the 0.1category 2 threshold. |
TOTAL | 1,400 | 4,201 | 1,051 | 1,200 | 3,601 | 901 | ||||||||||
ANNUALIZED TOTAL | 1,400.3 | 350.3 | 1,200.3 | 300.3 | 0 | 0 | (200) | 0 | (50) | |||||||
Explanation: Decrease in burden due to one-time reporting requirements. Only new licensees and remaining Agreement State licensees, who have not yet fulfilled this requirement, are required to develop access authorization and security procedures since existing NRC licensees were previously required to fulfill this requirement. | ||||||||||||||||
320108 | ||||||||||||||||
83700 | ||||||||||||||||
403808 |
Part 37 final rule | 2015 renewal | BURDEN CHANGE | NOTES | |||||||||||||
Section | Number of Respondents | Responses per Respondnt | Responses | Burden per Response | Total Burden Hours | Number of Respondents | Responses per Respondent | Responses | Burden per Response | Total Burden Hours | Number of Respondents | Responses per Respondent | Responses | Burden per Response | Total Burden Hours | Notes |
37.11(a) | 1,400 | 0 | 0 | 1 | 0 | 1,500 | 0 | 0 | 1 | 0 | 100 | 0 | 0 | 0 | 0 | No exemption applications anticipated |
37.23(b)(1), modified to 37.23(b)(2) in FR | Burden included in 37.27(a)(1) | Burden included in 37.27(a)(1) | 0 | 0 | 0 | 0 | 0 | Burden included in 37.27(a)(1) | ||||||||
37.23(d) | 0 | 0 | 0 | 0 | 0 | |||||||||||
37.25(c) | 1,400 | 0 | 0 | 1 | 0 | 1,500 | 0 | 0 | 1 | 0 | 100 | 0 | 0 | 0 | 0 | Reinvestigations are conducted every 10 years. Based on the date of issuance of orders, no submission will until 2017 (next clearance period), at which time the NRC estimates it will receive 68 responses per licensee annually. |
37.27 (a)(1) | 1,400 | 3 | 4,200 | 0.25 | 1,050 | 1,500 | 3 | 4500 | 0.25 | 1125 | 100 | 0 | 300 | 0 | 75 | Fingerprinting requirement, burden captures reviewing officials & estimated 3 new employees per licensee annually. |
37.27(c) | Burden included in 37.27(a)(1) | Burden included in 37.27(a)(1) | 0 | 0 | 0 | 0 | 0 | Burden included in 37.27(a)(1) | ||||||||
37.41(a)(2) | 0 | 0 | 0 | 0 | 0 | |||||||||||
37.43(d)(3)(ii), | Burden included in 37.27(a)(1) | Burden included in 37.27(a)(1) | 0 | 0 | 0 | 0 | 0 | Burden included in 37.27(a)(1) | ||||||||
37.45(a)(2)&(5) in PR, 37.45(b)(1)&(2) in FR | 0 | 0 | 0 | 0.25 | 0 | 0 | 0 | 0 | 0.25 | 0 | 0 | 0 | 0 | 0 | 0 | Notify regional office on LLEA none response, none estimated |
37.57(a) | 3 | 1 | 3 | 0.25 | 0.75 | 3 | 1 | 3 | 0.25 | 0.75 | 0 | 0 | 0 | 0 | 0 | Event notification |
37.57(b) | 100 | 1 | 100 | 0.25 | 25 | 110 | 1 | 110 | 0.25 | 27.5 | 10 | 0 | 10 | 0 | 3 | Phone call of suspicious activity |
37.57(c) | 3 | 1 | 3 | 20 | 60 | 3 | 1 | 3 | 20 | 60 | 0 | 0 | 0 | 0 | 0 | Written follow up report for notifications within 30 days |
37.77(a)&(b) | 16 | 21.88 | 350 | 1 | 350 | 16 | 21.88 | 350.08 | 1 | 350.08 | 0 | 0 | 0 | 0 | 0 | Advance written notification of Category 1 shipments |
37.77 (c), | 16 | 2 | 32 | 0.25 | 8 | 16 | 2 | 32 | 0.25 | 8 | 0 | 0 | 0 | 0 | 0 | Revision notification |
37.77 (d) | 16 | 0 | 0 | 0.25 | 0 | 16 | 0 | 0 | 0.25 | 0 | 0 | 0 | 0 | 0 | 0 | Cancel notification |
37.81(a), (b), (c), (d), (e), &(f) | 3 | 1 | 3 | 0.25 | 0.75 | 3 | 1 | 3 | 0.25 | 0.75 | 0 | 0 | 0 | 0 | 0 | Notification of lost/missing cat 1 & 2 materials and recovery |
37.81(g)&(h) | 3 | 1 | 3 | 20 | 60 | 3 | 1 | 3 | 20 | 60 | 0 | 0 | 0 | 0 | 0 | Written report following 37.81(a)-(f) |
TOTAL | 4,694 | 1,554.50 | 5,004.1 | 1,632.1 | 310 | 78 |
Part 37 final rule | 2015 Renewal | BURDEN CHANGE | NOTES | |||||||||||||
Section | Number of Respondents | Responses per Respondent | Responses | Burden per Response | Total Burden Hours | Number of Respondents | Responses per Respondent | Responses | Burden per Response | Total Burden Hours | Number of Respondents | Responses per Respondent | Responses | Burden per Response | Total Burden Hours | Notes |
37.43(c) | 1,400 | 1 | 1,400 | 2 | 2,800 | 1,200 | 1 | 1,200 | 2 | 2,400 | -200 | 0 | -200 | 0 | -400 | Training |
37.45 (a)(b) | 1,400 | 0 | 0 | 20 | 0 | 10 | 1 | 10 | 20 | 200 | -1,390 | 1 | 10 | 0 | 200 | Initial preparation and coordination with LLEA on security plan, this was already done under Orders (action complete). Remaining respondents account for new licensees who did not receive Orders. |
TOTAL | 1,400 | 1,400 | 2,800 | 1,200 | 0 | 1,210 | 2,600 | -200 | 0 | -190 | 0 | -200 | ||||
ANNUALIZED TOTAL | 466.7 | 933.3 | 403.3 | 866.7 | -63.3 | -66.7 | ||||||||||
Explanation: Burden change is due to one-time third-party notification requirements. New licensees, and remaining Agreement State licensees, who have not yet fulfilled this requirement, are required to develop access authorization and security procedures since existing NRC licensees were previously required to fulfill this requirement. |
Part 37 final rule | 2015 renewal | BURDEN CHANGE | NOTES | |||||||||||||
Section | Rspndnts | Rsps. Per Respndt | Responses | Burden per Response | Total Burden Hours | Rspndnts | Rsps. Per Respndt | Responses | Burden per Response | Total Burden Hours | Number of Respondents | Responses per Respondent | Responses | Burden per Response | Total Burden Hours | Notes |
37.11(c)(4) | Burden captured in 37.57(a) | Burden captured in 37.57(a) | 0 | 0 | 0 | 0 | 0 | Burden captured in 37.57(a) | ||||||||
37.23(c) | Burden captured in 37.27(a)(2) | Burden captured in 37.27(a)(2) | 0 | 0 | 0 | 0 | 0 | Burden captured in 37.27(a)(2) | ||||||||
37.23(d) | 4,200 | 1 | 4,200 | 4 | 16,800 | 4,500 | 1 | 4,500 | 4 | 18,000 | 300 | 0 | 300 | 0 | 1,200 | Employees providing personal history information |
37.23(g)(1) | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | Notification of employees that they have the right to correct and complete information. No responses anticipated |
37.27(a)(2) | 1,400 | 3 | 4,200 | 0.1 | 420 | 1,500 | 3 | 4,500 | 0.1 | 450 | 100 | 0 | 300 | 0 | 30 | Notify each individual how their fingerprints will be used. |
37.43(c) | 1,400 | 1 | 1,400 | 1 | 1,400 | 1,500 | 1 | 1,500 | 1 | 1,500 | 100 | 0 | 100 | 0 | 100 | Training |
37.45(a)(1)&(2), (d) | 1,400 | 1 | 1,400 | 3 | 4,200 | 1,500 | 1 | 1,500 | 3 | 4,500 | 100 | 0 | 100 | 0 | 300 | Annual LLEA coordination |
37.45(b)(1) & (2) | 0 | 0 | 0 | 0 | 0 | 0 | 0 | |||||||||
37.49(d) | 0 | 0 | 0 | 0.1 | 0 | 0 | 0 | 0 | 0.1 | 0 | 0 | 0 | 0 | 0 | 0 | Request armed response from LLEA- burden in 37.45(a)(10). none anticipated |
37.57(a) | 3 | 1 | 3 | 0.25 | 0.75 | 3 | 1 | 3 | 0.25 | 1 | 0 | 0 | 0 | 0 | 0 | Event notification |
37.57(b) | 100 | 1 | 100 | 1 | 100 | 110 | 1 | 110 | 1 | 110 | 10 | 0 | 10 | 0 | 10 | Notify ops center with 4 hrs of suspicious activity |
37.75(a)(1) | 16 | 21.88 | 350 | 0.5 | 175 | 16 | 21.88 | 350 | 0.5 | 175 | 0 | 0 | 0 | 0 | 0 | Pre-planning and coordination of Category 1 shipping with receiving licensee |
37.75(a)(2) | 16 | 218.75 | 3,500 | 0.25 | 875 | 16 | 218.75 | 3,500 | 0.25 | 875 | 0 | 0 | 0 | 0 | 0 | Pre-planning and coordination with States thru which shipment passes of Category 1 Shipments |
37.75(b) | 400 | 75 | 30,000 | 0.5 | 15,000 | 530 | 75 | 39,750 | 0.5 | 19,875 | 130 | 0 | 9,750 | 0 | 4,875 | Pre-planning and coordination of Category 2 shipping with receiving licensee |
37.75(c) | 400 | 75 | 30,000 | 0.08 | 2,400 | 530 | 75 | 39,750 | 0.08 | 3,180 | 130 | 0 | 9,750 | 0 | 780 | Notification of shipping licensee upon receipt on Category 2 shipments |
37.75(d) | 100 | 3 | 300 | 0.16 | 48 | 110 | 3 | 330 | 0.16 | 53 | 10 | 0 | 30 | 0 | 5 | Change in arrival time |
37.77(a)&(b) | 16 | 21.88 | 350 | 4 | 1,400 | 16 | 21.88 | 350 | 4 | 1,400 | 0 | 0 | 0 | 0 | 0 | Advance written notification to the states of Category 1 shipments |
37.77 (c), | 16 | 2 | 32 | 0.25 | 8 | 16 | 2 | 32 | 0.25 | 8 | 0 | 0 | 0 | 0 | 0 | Revision notification to state |
37.77 (d) | 16 | 0 | 0 | 0.25 | 0 | 16 | 0 | 0 | 0.25 | 0 | 0 | 0 | 0 | 0 | 0 | Cancel notification to state |
37.79(b)(1)(iii) in PR, 37.79(b)(1)(ii) in FR | 0 | 0 | 0 | 0.03 | 0 | 0 | 0 | 0 | 0.03 | 0 | 0 | 0 | 0 | 0 | 0 | Periodic reports to communication center |
37.81(a),(c)&(e) | 0 | 0 | 0 | 0.25 | 0 | 0 | 0 | 0 | 0.25 | 0 | 0 | 0 | 0 | 0 | 0 | Category 1, zero estimated |
TOTAL | 75,835 | 42,826.75 | 96,175.16 | 50,126.91 | 20,340.16 | 7,300.16 |
Part 37 final rule | 2015 Renewal | BURDEN CHANGE | NOTES | ||||||||
Section | Number of Recordkeepers | Burden per Recordkeeper | Total Annual Burden Hours | Number of Recordkeepers | Burden per Recordkeeper | Total Annual Burden Hours | Number of Recordkeepers | Burden per Recordkeeper | Total Annual Burden Hours | Notes | Retention Period |
37.23(h)(2) | 1,400 | 50 | 70,000 | 1,200 | 50 | 60,000 | -200 | 0 | -10,000 | One time burden to develop access authorization procedures | 3 yrs after procedure no longer need, or license termination |
37.43(b) | 1,400 | 100 | 140,000 | 1,200 | 100 | 120,000 | -200 | 0 | -20,000 | One time burden to develop security procedures | 3 yrs after procedure is not longer needed, or 3 yrs after procedure is superceded |
TOTAL | 1,400 | 210,000 | 1,200 | 180,000 | -200 | 0 | -30,000 | ||||
ANNUALIZED TOTAL | 1,400 | 70,000 | 1,200 | 60,000 | -200 | 0 | -10,000 | ||||
Explanation: Decrease in burden due to one-time record keeping requirements. Only new licensees and remaining Agreement State licensees, who have not yet fulfilled this requirement, are required to develop access authorization and security procedures since existing NRC licensees were previously required to fulfill this requirement. |
2015 Renewal Summary: Part 37 Totals | ||
Hours | Responses | |
Reporting | 1,932.4 | 6,204.4 |
Recordkeeping | 85,644.2 | 1,200.0 |
Third-Party Disclosure | 50,993.6 | 96,578.5 |
Total | 138,570.2 | 103,982.9 |
Respondents | ||
Final Rule | 2015 renewal | |
Agreement State Licensees | 1,100 | 1,200 |
NRC Licensees | 300 | 300 |
Individuals making personal history disclosures under 37.23(d) | 4,200 | 4,500 |
Total | 5,600 | 6,000 |
File Type | application/vnd.openxmlformats-officedocument.spreadsheetml.sheet |
File Modified | 0000-00-00 |
File Created | 0000-00-00 |