This document contains the Eligibility Certification Form and checklist for the 2017 Malcolm Baldrige National Quality Award. Before filling out the form, please see Is Your Organization Eligible? (http://www.nist.gov/baldrige/enter/eligible.cfm) on our website. The form uses text fields ( ) that expand as you type. To enter text, place your cursor in the field, click to highlight the field, and begin typing. Use the Tab key to navigate to the next field. |
This collection of information contains Paperwork Reduction Act (PRA) requirements approved by the Office of Management and Budget (OMB). Notwithstanding any other provisions of the law, no person is required to respond to, nor shall any person be subject to a penalty for failure to comply with, a collection of information subject to the requirements of the PRA unless that collection of information displays a currently valid OMB control number. Public reporting burden for this collection is estimated to be 30 minutes per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed and completing and reviewing the collection of information. Send comments regarding this burden estimate or any aspect of this collection of information, including suggestions for reducing this burden, to the National Institute of Standards and Technology, Attn: Robert Fangmeyer, Director Baldrige Program, robert.fangmeyer@nist.gov.
OMB Control No. 0693-0006
Expiration Date: 05/31/2016
Official name |
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Headquarters address |
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Other name |
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Prior name |
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Mr. Mrs. Ms. Dr.
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Address |
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Telephone |
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Designate a person who can answer inquiries about your organization. Questions from your organization and requests from the Baldrige Program will be limited to this person and the alternate identified below.
Mr. Mrs. Ms. Dr.
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Same as above |
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Overnight mailing address |
Same as above (Do not use a P.O. box number.)
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Mr. Mrs. Ms. Dr.
Name |
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Telephone |
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Fax |
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Has your organization previously submitted an eligibility certification package?
Yes. Indicate the year(s). Also indicate the organization’s name at that time, if different.
Year(s) |
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Name(s) |
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No
Don’t know
Has your organization ever received the Malcolm Baldrige National Quality Award®?
Yes.
Did your organization receive the award in 2011 or earlier?
Yes. Your organization is eligible to apply for the award.
No. If your organization received an award between 2012 and 2016, it is eligible to apply for feedback only. Contact the Baldrige Program at (877) 237-9064, option 3, if you have questions.
No
Has your organization participated in a regional/state/local or sector-specific Baldrige-based award process?
Yes. Years: |
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No
Is your organization submitting additional materials (i.e., a completed Organizational Profile and two results measures for each of the five Criteria results items) as a means of establishing eligibility?
No. Proceed to question 6.
Yes. In the box below, briefly explain the reason your organization chose this eligibility option. (This information will be shared with the Alliance leadership, without revealing your organization’s identity.)
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See also Is Your Organization Eligible? (http://www.nist.gov/baldrige/enter/eligible.cfm).
Is your organization a distinct organization or business unit headquartered in the United States?
Yes No Briefly explain.
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Has your organization officially or legally existed for at least one year, or since April 1, 2016?
Yes No
Can your organization respond to all seven Baldrige Criteria categories? Specifically, does your organization have processes and related results for its unique operations, products, and/or services? For example, does it have an independent leadership system to set and deploy its vision, values, strategy, and action plans? Does it have approaches for engaging customers and the workforce, as well as for tracking and using data on the effectiveness of these approaches?
Yes No
If some of your organization’s activities are performed outside the United States or its territories and your organization receives a site visit, will you make available sufficient personnel, documentation, and facilities in the United States or its territories to allow a full examination of your worldwide organization?
Yes No Not applicable
If your organization receives an award, can it make sufficient personnel and documentation available to share its practices at the Quest for Excellence® Conference and at your organization’s U.S. facilities?
Yes No
If you checked “No” for 6a, 6b, 6c, 6d, or 6e, call the Baldrige Program at (877) 237-9064, option 3.
Questions for Subunits Only
Yes. Check your eligibility by reading Is
Your Organization
Eligible? No. Continue with 6g.
Yes. Continue with 6h.
No. Your subunit probably is not eligible to apply for the
award. Call the Baldrige Program at (877)
Yes. Continue with 6i.
No. Your subunit probably is not eligible to apply for the
award. Call the Baldrige Program at (877)
Yes. Does it have 500 or fewer employees? Is it separately
incorporated and distinct from the parent Yes. Your subunit is eligible in the small business category. Attach relevant portions of a supporting official document (e.g., articles of incorporation) to this form. Proceed to item 6k. No. Continue with 6j.
Yes. Proceed to 6k (table below). No. Your organization probably is not eligible to apply for the award. Call the Baldrige Program at (877) 237-9064, option 3. |
1. My organization has won the Baldrige Award (prior to 2012). |
Yes |
Your organization is eligible. |
No |
Continue with statement 2. |
2. Between2012 and 2016, my organization applied for the national Baldrige Award, and the total of the process and results band numbers assigned in the feedback report was 8 or higher. |
Yes |
Your
organization is eligible. |
No |
Continue with statement 4. |
3. Between2012 and 2016, my organization applied for the national Baldrige Award and received a site visit. |
Yes |
Your organization is eligible. Year of site visit: |
No |
Continue with statement 5. |
4. Between2012 and 2016, my organization received the top award from an award program that is a member of the Alliance for Performance Excellence. |
Yes |
Your
organization is eligible. |
No |
Continue with statement 3. |
5. More than 25% of my organization's workforce is located outside the organization’s home state. |
Yes |
Your organization is eligible. |
No |
Continue with statement 6. |
6. There is no Alliance for Performance Excellence award program available for my organization. |
Yes |
Your organization is eligible. |
No |
Continue with statement 7. |
7. My organization will submit additional eligibility screening materials (i.e., a complete Organizational Profile and two results measures for each of the five Criteria results items). The Baldrige Program will use the materials to determine if my organization is eligible to apply for the award this year (as described in the fact sheet at www.nist.gov/baldrige/publications/upload/2015-Baldrige-Eligibility-FAQs.docx). |
Yes |
The Baldrige Program will review the materials and contact your ECP after determining your eligibility. |
No |
Call 877-237-9064, option 3, if you have questions. |
Award category (Check one.)
Your education or health care organization may use the Business/Nonprofit Criteria and apply in the service, small business, or nonprofit category. However, you probably will find the sector-specific (Education or Health Care) Criteria more appropriate.
For-Profit |
Nonprofit |
Manufacturing Service Small business (≤ 500 employees) Education Health care |
Nonprofit Education Health care |
Industrial classifications. In table below, list up to three of the most descriptive NAICS codes for your organization (see NAICS list included at the end of this document). These are used to identify your organizational functions and to assign applications to examiners.
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For the preceding fiscal year, the organization had in
up to $1 million $1.1 million–$10 million $10.1 million–$100 million $100.1 million –$500 million $500.1 million–$1 billion more than $1 billion |
sales revenue budget |
Attach a line-and-box organization chart that includes divisions or unit levels. In each box, include the name of the unit or division and the name of its leader. Do not use shading or color in the boxes.
The chart is attached.
The organization is _____ a larger parent or system. (Check all that apply.)
not a subunit of (See item 6 above.) a subsidiary of controlled by administered by owned by a division of a unit of a school of other __ ___
Attach a line-and-box organization chart(s) showing your organization’s relationship to the parent’s highest management level, including all intervening levels. In each box, include the name of the unit or division and its leader. Do not use shading or color in the boxes. The chart is attached.
Attach a copy of relevant portions of the document. If you name a website as documentation, print and attach the relevant pages, providing the name only (not the URL) of the website. Relevant portions of the document are attached.
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The organization has (a) a single performance system that supports all of its product and/or service lines and (b) products or services that are essentially similar in terms of customers/users, technology, workforce or employee types, and planning.
Yes. Proceed to item 10.
No. Your organization may need to submit one or more supplemental sections with its application. Call the Baldrige Program at (877) 237-9064, option 3.
If your organization applies for the 2017 award, in which format will you submit your application?
25 paper copies and a CD (must be postmarked on or before May 10, 2017)
CD only (must be postmarked on or before April26,2017)
Do you authorize Baldrige examiners to use cell phones, cordless phones, and VoIP to discuss your application? Your answer will not affect your organization’s eligibility. Examiners will hold all your information in strict confidence and will discuss your application only with other assigned examiners and with Baldrige Program representatives as needed.
Yes No
You may attach or continue your site listing on a separate page as long as you include all the information requested here. You may group sites by function or location (city, state), as appropriate. Please include the total for each column (sites, employees/faculty/staff, volunteers, and products/services). See the ABC HealthCare example below.
Please include a detailed listing showing all your sites. If your organization receives a site visit, an examiner team will use this information for planning and conducting its visit. Although site visits are not conducted at facilities outside the United States or its territories, these facilities may be contacted by teleconference or videoconference.
Example |
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Sites
(U.S. and Foreign) |
Workforce* |
List the % at each site, or use “N/A” (not applicable). |
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Check one or more.
Employees |
Volunteers |
Check one. % of
Sales |
Relevant Products, Services, and/or Technologies |
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ABC Medical Center, Anytown, NY |
1,232 |
147 |
77% |
Admin. offices, inpatient care, ED, imaging services, lab |
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ABC Hospital West, West Anytown, NY |
255 |
78 |
14% |
Inpatient services, ED, lab |
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ABC Medical Group, Anytown, NY |
236 |
N/A |
6% |
Primary & specialty physician care |
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ABC Imaging Center, West Anytown, NY |
11 |
N/A |
1% |
Imaging services |
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ABC Hospice Services, West Anytown, NY |
94 |
89 |
1% |
On- and off-site hospice services |
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ABC Urgent Care, West Anytown, NY |
8 |
N/A |
1% |
Outpatient emergency and urgent care services |
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Total |
6 |
1,836 |
314 |
100% |
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*“Workforce” refers to all people actively involved in accomplishing the work of your organization, including paid employees (e.g., permanent, part-time, temporary, and telecommuting employees, as well as contract employees supervised by the organization) and volunteers, as appropriate. The workforce includes team leaders, supervisors, and managers at all levels.
Your Organization |
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Workforce* |
List the % at each site, or use “N/A” (not applicable). |
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Check one or more.
Employees |
Volunteers |
Check one. % of
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Relevant Products, Services, and/or Technologies |
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*The
term workforce refers to all people actively involved in
accomplishing the work of an organization. The workforce includes
paid employees (e.g., permanent, part-time, temporary, telecommuting,
and contract employees supervised by the organization) and
volunteers, as appropriate; it also includes team leaders,
supervisors, and managers at all levels.
13. Key
Business/Organization Factors
List or briefly describe where necessary the following key business/organization factors (we recommend using bullets). Please be concise, but be as specific as possible. Provide full names of organizations (i.e., do not use acronyms). The Baldrige Program uses this information to avoid conflicts of interest when assigning examiners to your application. Examiners also use this information in their evaluations.
Main products and/or services and major markets served (local, regional, national, and international)
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Key competitors (those that constitute 5 percent or more of your competitors)
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Key customers/users (those that constitute 5 percent or more of your customers/users)
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Key suppliers/partners (those that constitute 5 percent or more of your suppliers/partners)
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Financial auditor Fiscal year (e.g., October 1–September 30)
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Parent organization (if your organization is a subunit).
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14. Nomination to the Board of Examiners
If your organization is eligible to apply for the Baldrige Award in2017, you may nominate one senior member from your organization to the 2017 Board of Examiners.
Nominees are appointed for one year only. Nominees
must not have served previously on the Board of Examiners and
must be citizens of the United States, be located in the United States or its territories, and be employees of the applicant organization.
The program limits the number of examiners from any one organization. If your organization already has representatives on the board, nominating an additional person may affect their reappointment.
Board appointments provide a significant opportunity for your organization to learn about the Criteria and the evaluation process. The time commitment is also substantial: examiners commit to a minimum of 110 hours from April to December, including approximately 40 hours in April/May to complete self-study, three to four days in May to attend Examiner Preparation, and 40–60 hours from June through August to complete an Independent and Consensus Review. If requested by the program, examiners also participate in a Site Visit Review of approximately nine days. The nominee or the organization must cover travel and housing expenses incurred for Examiner Preparation.
Mr. Mrs. Ms. Dr.
I understand that the nominee or the organization will cover travel and hotel costs associated with participation in Examiner Preparation. I also understand that if my organization is determined to be ineligible to apply for the Baldrige Award in 2017, this examiner nomination will not be considered for the 2017 Board of Examiners. |
15.
Fee
Indicate your method of payment for the $360 eligibility certification fee.
Check (enclosed) Money order (enclosed) Make payable to the Malcolm Baldrige National Quality Award. |
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ACH payment Wire transfer |
Checking
ABA routing number: 075-000-022 |
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Before sending an ACH payment or wire transfer, notify the American Society for Quality (ASQ; [414] 298-8789, ext. 7205, or mbnqa@asq.org). Reference the Baldrige Award with your payment. |
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Visa MasterCard American Express |
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Card number |
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Authorized signature |
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Expiration date |
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Printed name |
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Card billing address |
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Today’s date |
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I state and attest the following:
I have reviewed the information provided in this eligibility certification package.
To the best of my knowledge,
this package includes no untrue statement of a material fact, and
no material fact has been omitted.
Based on the information herein and the current eligibility requirements for the Malcolm Baldrige National Quality Award, my organization is eligible to apply.
I understand that if the information is found not to support eligibility at any time during the 2017 award process, my organization will no longer receive consideration for the award and will receive only a feedback report.
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Signature of highest-ranking official |
Printed name |
Date |
To be considered for the 2017 award, send your complete eligibility certification package postmarked no later than February 22, 2017, to
Malcolm
Baldrige National Quality Award
c/o ASQ—Baldrige Award
Administration
600 North Plankinton Avenue
Milwaukee, WI
53203
(414) 298-8789, ext. 7205
Include proof of the mailing date. Send the package via
a delivery service (e.g., Airborne Express, Federal Express, United Parcel Service, or the United States Postal Service [USPS] Express Mail) that automatically records the mailing date or
the USPS (other than Express Mail), with a dated receipt from the post office.
I have answered all questions completely.
I have included a line-and-box organization chart showing all components of the organization and the name of each unit or division and its leader.
The highest-ranking official has signed the form.
For Organizations Submitting Additional Eligibility Screening Materials (to meet the new alternative eligibility condition no. 7 for question 6k; see the table on page E-4)I have enclosed a complete Organizational Profile. I have enclosed data for two results measures for each of the five Criteria results items. |
For Subunits OnlyI have included a line-and-box organization chart(s) showing the subunit’s relationship to the parent’s highest management level, including all intervening levels. I have enclosed copies of relevant portions of an official document clearly defining the subunit as a discrete entity. |
I have indicated my method of payment for the nonrefundable $360 eligibility certification fee.
If paying by check or money order, I have made it payable to the Malcolm Baldrige National Quality Award and included it in the eligibility certification package.
I am nominating a senior member of my organization to the 2017 Board of Examiners.
I am not nominating a senior member of my organization to the 2017 Board of Examiners.
I am sending the complete eligibility certification package to
Malcolm
Baldrige National Quality Award
c/o ASQ—Baldrige Award
Administration
600 North Plankinton Avenue
Milwaukee, WI
53203
(414) 298-8789, ext. 7205
I have included proof of the mailing date. (See Application Form and Content instructions at http://www.nist.gov/baldrige/enter/format.cfm/.)
North American Industry Classification System (NAICS) Codes
Please insert NAICS codes most relevant to your organization’s products and/or services in the Eligibility Certification Form. For more information about the NAICS codes, go to http://www.census.gov/eos/www/naics/.
Code
Sector
111 Crop Production
112 Animal Production and Aquaculture
113 Forestry and Logging
114 Fishing, Hunting and Trapping
115 Support Activities for Agriculture and Forestry
211 Oil and Gas Extraction
212 Mining (except Oil and Gas)
213 Support Activities for Mining
221 Utilities
236 Construction of Buildings
237 Heavy and Civil Engineering Construction
238 Specialty Trade Contractors
311 Food Manufacturing
312 Beverage and Tobacco Product Manufacturing
313 Textile Mills
314 Textile Product Mills
315 Apparel Manufacturing
316 Leather and Allied Product Manufacturing
321 Wood Product Manufacturing
322 Paper Manufacturing
323 Printing and Related Support Activities
324 Petroleum and Coal Products Manufacturing
325 Chemical Manufacturing
326 Plastics and Rubber Products Manufacturing
327 Nonmetallic Mineral Product Manufacturing
331 Primary Metal Manufacturing
332 Fabricated Metal Product Manufacturing
333 Machinery Manufacturing
3331 Agriculture, Construction, and Mining Machinery Manufacturing
3332 Industrial Machinery Manufacturing
3333 Commercial and Service Industry Machinery Manufacturing
3334 Ventilation, Heating, Air-Conditioning and Commercial Refrigeration Equipment Manufacturing
3335 Metalworking Machinery Manufacturing
3336 Engine, Turbine, and Power Transmission Equipment Manufacturing
3339 Other General Purpose Machinery Manufacturing
334 Computer and Electronic Product Manufacturing
3341 Computer and Peripheral Equipment Manufacturing
3342 Communications Equipment Manufacturing
3344 Semiconductor and Other Electronic Component Manufacturing
335 Electrical Equipment, Appliance and Component Manufacturing
3353 Electrical Equipment Manufacturing
3359 Other Electrical Equipment and Component Manufacturing
336 Transportation Equipment Manufacturing
337 Furniture and Related Product Manufacturing
339 Miscellaneous Manufacturing
423 Merchant Wholesalers, Durable Goods
424 Merchant Wholesalers, Nondurable Goods
425 Wholesale Electronic Markets and Agents and Brokers
441 Motor Vehicle and Parts Dealers
442 Furniture and Home Furnishings Stores
443 Electronics and Appliance Stores
444 Building Material and Garden Equipment and Supplies Dealers
445 Food and Beverage Stores
446 Health and Personal Care Stores
447 Gasoline Stations
448 Clothing and Clothing Accessories Stores
451 Sporting Goods, Hobby, Musical Instrument, and Book Stores
452 General Merchandise Stores
453 Miscellaneous Store Retailers
454 Nonstore Retailers
481 Air Transportation
482 Rail Transportation
483 Water Transportation
484 Truck Transportation
485 Transit and Ground Passenger Transportation
486 Pipeline Transportation
487 Scenic and Sightseeing Transportation
488 Support Activities for Transportation
491 Postal Service
492 Couriers and Messengers
493 Warehousing and Storage
511 Publishing Industries (except Internet)
512 Motion Picture and Sound Recording Industries
515 Broadcasting (except Internet)
517 Telecommunications
519 Other Information Services
521 Monetary Authorities—Central Bank
522 Credit Intermediation and Related Activities
5221 Depository Credit Intermediation
5222 Nondepository Credit Intermediation
5223 Activities Related to Credit Intermediation
523 Securities, Commodity Contracts, and Other Financial Investments and Related Activities
5231 Securities and Commodity Contracts Intermediation and Brokerage
5232 Securities and Commodity Exchanges
5239 Other Financial Investment Activities
524 Insurance Carriers and Related Activities
525 Funds, Trusts, and Other Financial Vehicles
5251 Insurance and Employee Benefit Funds
5259 Other Investment Pools and Funds
531 Real Estate
532 Rental and Leasing Services
533 Lessors of Nonfinancial Intangible Assets (except Copyrighted Works)
541 Professional, Scientific and Technical Services
551 Management of Companies and Enterprises
561 Administrative and Support Services
562 Waste Management and Remediation Services
611 Educational Services
6111 Elementary and Secondary Schools
6112 Junior Colleges
6113 Colleges, Universities, and Professional Schools
6114 Business Schools and Computer and Management Training
6115 Technical and Trade Schools
6116 Other Schools and Instruction
6117 Educational Support Services
621 Ambulatory Health Care Services
6211 Offices of Physicians
6212 Offices of Dentists
6213 Offices of Other Health Practitioners
6214 Outpatient Care Centers
6215 Medical and Diagnostic Laboratories
6216 Home Health Care Services
6219 Other Ambulatory Health Care Services
622 Hospitals
623 Nursing and Residential Care Facilities
624 Social Assistance
711 Performing Arts, Spectator Sports, and Related Industries
712 Museums, Historical Sites, and Similar Institutions
713 Amusement, Gambling, and Recreation Industries
721 Accommodation
722 Food Services and Drinking Places
811 Repair and Maintenance
812 Personal and Laundry Services
813 Religious, Grantmaking, Civic, Professional, and Similar Organizations
814 Private Households
921 Executive, Legislative, and Other General Government Support
922 Justice, Public Order, and Safety Activities
923 Administration of Human Resource Programs
924 Administration of Environmental Quality Programs
925 Administration of Housing Programs, Urban Planning, and Community Development
926 Administration of Economic Programs
927 Space Research and Technology
928 National Security and International Affairs
999 Unclassified Establishments
File Type | application/vnd.openxmlformats-officedocument.wordprocessingml.document |
File Modified | 0000-00-00 |
File Created | 2021-01-24 |