SBA Lender Microloan Intermediary and NTAP Reporting Requirements

Forms and Documents

Document Name	Status
3245-0365 Westlaw 13 CFR s 8-18-15.pdf Supplementary Document	2015-08-18
3245-0365 15_USCA_s_634 8-18-15.pdf Supplementary Document	2015-08-18
3245-0365 PRA Supporting Statement 8-18-15.docx Supporting Statement A	2015-08-18

IC Document Collections

IC ID	Document Title	Status
217907	SBA Lender, Microloan Intermediary, and NTAP Reporting Requirements	New
187124	SBA Lender, Microloan Intermediary and NTAP Reporting Requirements	Removed

ICR Details

OMB Control No: 3245-0365	ICR Reference No: 201508-3245-001
Status: Historical Active	Previous ICR Reference No: 201203-3245-001
Agency/Subagency: SBA	Agency Tracking No:
Title: SBA Lender Microloan Intermediary and NTAP Reporting Requirements
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 09/28/2015
	Date Received in OIRA: 08/18/2015
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	09/30/2018	36 Months From Approved	09/30/2015
Responses	2,370	0	2,422
Time Burden (Hours)	22,009	0	6,840
Cost Burden (Dollars)	0	0	0

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Abstract: SBA's Office of Credit Risk Management (OCRM) oversees and monitors SBA's 7(A) Lenders, Certified Development Companies Microloan Lenders, and Non-Lending Technical Assistance Providers. In connection with this oversight, SBA request that these entities provide information related to their operations and lending activity.

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Authorizing Statute(s): US Code: 15 USC 634 Name of Law: General Powers
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	80 FR 14430	03/19/2015
30-day Notice:	Federal Register Citation:	Citation Date:
	80 FR 50065	08/18/2015
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
SBA Lender, Microloan Intermediary and NTAP Reporting Requirements
SBA Lender, Microloan Intermediary, and NTAP Reporting Requirements

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	2,370	2,422	0	-52	0	0
Annual Time Burden (Hours)	22,009	6,840	0	15,169	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: Previous estimates were made during the early implementation of the reporting requirements described in number A.1 above. Based on our experience with the oversight program, and discussions with those involved with the process, we are able to revise the burden to more accurately reflect time spent on preparing the reports.

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Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 08/18/2015

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