D Final Notice

Abandoned Individual Account Plan Termination

AppD-ModelNotice-AbPlan

Abandoned Individual Account Plan Termination

OMB: 1210-0127

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Appendix D To § 2578.1


Final Notice


[Date of notice]


Abandoned Plan Coordinator, Office of Enforcement

Employee Benefits Security Administration

U.S. Department of Labor

200 Constitution Ave., NW, Suite 600

Washington, DC, 20210


Re: Plan Identification Qualified Termination Administrator

[Plan name and plan number] [Name]

[Plan account number] [Address and e-mail address]

[EIN] [Telephone number]

[EIN]


Abandoned Plan Coordinator:


General Information


The termination and winding-up process of the subject plan has been completed pursuant to 29 CFR 2578.1. Benefits were distributed to participants and beneficiaries on the basis of the best available information pursuant to 29 CFR 2578.1(d)(2)(i). Plan expenses were paid out of plan assets pursuant to 29 CFR 2578.1(d)(2)(v).


{Include and complete the next section, entitled “Contact Person,” only if the contact person is different from the signatory of this notice.}


Contact Person


[Name]

[Address and e-mail address]

[Telephone number]


{Include and complete the next section, entitled “Expenses Paid to Qualified Termination Administrator,” only if fees and expenses paid to the QTA (or its affiliate) exceeded by 20 percent or more the estimate required by 29 CFR 2578.1(c)(3)(v)(B).}


Expenses Paid to Qualified Termination Administrator


The actual fees and/or expenses we received in connection with winding up the Plan exceeded by {insert either: [20 percent or more] or [enter the actual percentage]} the estimate required by 29 CFR 2578.1(c)(3)(v)(B). The reason or reasons for such additional costs are {provide an explanation of the additional costs}.


Other





Under penalties of perjury, I declare that I have examined this notice and to the best of my knowledge and belief, it is true, correct and complete.


[Signature]

[Title of person signing on behalf the Qualified Termination Administrator]

[Address, e-mail address, and telephone number]

Attachment



Paperwork Reduction Act Statement


According to the Paperwork Reduction Act of 1995 (Pub. L. 104-13) (PRA), no persons are required to respond to a collection of information unless such collection displays a valid Office of Management and Budget (OMB) control number. The Department notes that a Federal agency cannot conduct or sponsor a collection of information unless it is approved by OMB under the PRA, and displays a currently valid OMB control number, and the public is not required to respond to a collection of information unless it displays a currently valid OMB control number. See 44 U.S.C. 3507. Also, notwithstanding any other provisions of law, no person shall be subject to penalty for failing to comply with a collection of information if the collection of information does not display a currently valid OMB control number. See 44 U.S.C. 3512.


The public reporting burden for this collection of information is estimated to average approximately two minutes per respondent. Interested parties are encouraged to send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the U.S. Department of Labor, Office of Policy and Research, Attention: PRA Clearance Officer, 200 Constitution Avenue, N.W., Room N-5718, Washington, DC 20210 or email ebsa.opr@dol.gov and reference the OMB Control Number 1210-0127.



OMB Control Number 1210-0127 (expires 9/30/2015)

File Typeapplication/msword
File TitleAPPENDIX D TO § 2578
AuthorWard,S
Last Modified ByBeckmann, Allan - EBSA
File Modified2015-09-02
File Created2015-09-02

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