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Account Opening - Promoters
Crowdfunding Rules 300-304 (Intermediaries)
OMB: 3235-0726
IC ID: 216571
OMB.report
SEC
OMB 3235-0726
ICR 201505-3235-010
IC 216571
( )
⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0726 can be found here:
2022-05-17 - Extension without change of a currently approved collection
2019-02-07 - Extension without change of a currently approved collection
Documents and Forms
Document Name
Document Type
no available documents/forms check other ICs listed under this ICR
Information Collection (IC) Details
View Information Collection (IC)
IC Title:
Account Opening - Promoters
Agency IC Tracking Number:
Is this a Common Form?
No
IC Status:
New
Obligation to Respond:
Mandatory
CFR Citation:
17 CFR 227.302
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Federal Enterprise Architecture Business Reference Module
Line of Business:
Economic Development
Subfunction:
Financial Sector Oversight
Privacy Act System of Records
Title:
SEC-1
FR Citation:
41 FR 41550
Number of Respondents:
330
Number of Respondents for Small Entity:
108
Affected Public:
Private Sector
Private Sector:
Businesses or other for-profits
Percentage of Respondents Reporting Electronically:
100 %
Requested
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
330
330
0
0
0
0
Annual IC Time Burden (Hours)
770
770
0
0
0
0
Annual IC Cost Burden (Dollars)
0
0
0
0
0
0
Documents for IC
Title
Document
Date Uploaded
No associated records found
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.