Form 1-Z

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0723 can be found here:

Documents and Forms

Document Name Document Type
Forms REG A+.pdf New Forms Included in Final Rule IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Form 1-Z	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 239.94

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: (SEC 1) Registration Statements Filed Pursuant to Provisions of the Securities Act of 1933, Securities Exchange Act of 1934, and Investment Company Act of 1940	FR Citation: 41 FR 41550

Number of Respondents: 157	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to New Statute
Annual Number of Responses for this IC	157	157
Annual IC Time Burden (Hours)	236	236
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
New Forms Included in Final Rule	Forms REG A+.pdf	05/06/2015

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.