Reporting Requirements Published in 2000

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Dated: August 28, 2000.
Nancy Cheal,
Acting Associate Director for Policy, Planning
and Evaluation Centers for Disease Control
and Prevention (CDC).
[FR Doc. 00–22426 Filed 8–31–00; 8:45 am]
BILLING CODE 4163–18–P

DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Centers for Disease Control and
Prevention
Reporting of Pregnancy Success Rates
From Assisted Reproductive
Technology Programs
AGENCY: Centers for Disease Control and
Prevention (CDC), Department of Health
and Human Services (DHHS).
ACTION: Final Notice.

This notice sets forth the
requirements for Reporting of Pregnancy
Success Rates from Assisted
Reproductive Technology Programs as
required by the Fertility Clinic Success
Rate and Certification Act of 1992
(FCSRCA). This notice describes who
shall report to CDC, describes the
reporting system, and describes the
process for reporting by each assisted
reproductive technology clinic. This
notice incorporates comments received
by CDC on the draft notice that was
published in the Federal Register on
September 3, 1999 (64 FR. 48402). This
Announcement supersedes the previous
notice that was published in the Federal
Register, August 26, 1997 (62 FR.
45259).
FOR FURTHER INFORMATION CONTACT:
Assisted Reproductive Technology
Epidemiology Unit at (770) 488–5250.
SUPPLEMENTARY INFORMATION: Section
2(a) of Pub. L. 102–493 (42 U.S.C. 263a–
1(a)) requires that each assisted
reproductive technology (ART) program
shall annually report to the Secretary
through the Centers for Disease Control
and Prevention (1) pregnancy success
rates achieved by such ART program
and (2) the identity of each embryo
laboratory used by such ART program
and whether the laboratory is certified
or has applied for such certification
under this act.
Pub. L. 102–493, Sec. 8 (42 U.S.C.
263a–7) defines ‘‘assisted reproductive
technology’’ (ART) as ‘‘all treatments or
procedures which include the handling
of human oocytes or embryos, including
in vitro fertilization, gamete
intrafallopian transfer, zygote
intrafallopian transfer, and such other
specific technologies as the Secretary
may include in this definition, after
SUMMARY:

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making public any proposed definition
in such manner as to facilitate comment
from any person (including any federal
or other public agency).’’
The Secretary is directed in Section
2(b) (42 U.S.C. 263a–1(b)) to define
pregnancy success rates and ‘‘make
public any proposed definition in such
a manner as to facilitate comment from
any person during its development.’’
Section 2(c) (42 U.S.C. 263a–1(c))
states ‘‘the Secretary shall consult with
appropriate consumer and professional
organizations with expertise in using,
providing, and evaluating professional
services and embryo laboratories
associated with assisted reproductive
technologies.’’
Section 6 (42 U.S.C. 263a–5) states
that the Secretary, through the CDC,
shall annually ‘‘publish and distribute
to the States and the public, pregnancy
success rates reported to the Secretary
under section 2(a)(1) and, in the case of
an assisted reproductive technology
program which failed to report one or
more success rates as required under
each section, the name of each such
program and each pregnancy success
rate which the program failed to report.’’
In developing the definition of
pregnancy success rates, CDC has
consulted with representatives of the
Society for Assisted Reproductive
Technology (SART, a national
professional association of ART clinical
programs), the American Society for
Reproductive Medicine (ASRM, a
national society of professional
individuals who work with infertility
issues), and RESOLVE, the National
Infertility Association (a national,
nonprofit consumer organization), as
well as a variety of individuals with
expertise and interest in this field.
The first Federal Register notice that
outlined reporting requirements for ART
programs was published August 26,
1997 (62 FR 45259) and solicited public
comment. Because SART in conjunction
with CDC made a number of revisions
to the reporting process shortly after the
publication of the first Federal Register
notice, a second Federal Register notice
was published on September 3, 1999 (64
FR 48402) that incorporated changes
made to the reporting process. CDC also
solicited public comment on this second
draft document for the Reporting of
Pregnancy Success Rates from Assisted
Reproductive Technology Programs.
The current Announcement
incorporates comments received by CDC
on the September 3, 1999, draft notice
and supersedes both the August 26,
1997, and the September 3, 1999,
notices.

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Reponse to Comments
In response to our request for
comments to the September 3, 1999,
draft document outlining reporting
requirements, we received two letters,
one from a laboratory professional
organization, and one from an
individual serving as the laboratory
director of an ART clinic. These letters
contained 15 separate comments.
Responses to these comments are as
follows:
1. There was concern that no
consultation or communication had
been conducted with the American
Association of Bioanalysts (AAB) or its
College of Reproductive Biology
regarding the reporting requirements.
Response: The AAB was consulted
early during the process in which CDC
explored mechanisms to implement
FCSRCA. Specifically, a representative
of AAB attended a 1996 meeting
convened by CDC to discuss issues
related to the collection and reporting of
ART clinic success rate statistics. Other
professional organizations were
represented as well. Although AAB did
not participate in the most recent round
of discussions on the clinic reporting
requirements, a laboratory professional
has been included in all discussions
about reporting requirements.
2. There was an objection to the
collection of data related to laboratory
accreditation by the College of
American Pathologists/American
Society of Reproductive Medicine (CAP/
ASRM) program.
Response: The 1992 Pub. L. 102–493
(42 U.S.C. 263a–1(a)), FCSRCA, requires
CDC to report information on whether
laboratories used by ART programs are
certified under the CDC model state
certification program. The model
certification program was published in
the Federal Register, July 21, 1999 (64
FR 39374). The model contained a set of
quality standards for the performance of
embryo laboratory procedures,
maintenance of records, qualifications
for laboratory personnel, and criteria for
the inspection and certification of
embryo laboratories. At this point, no
state has adopted the model certification
program, and thus no clinic is eligible
for certification under the CDC model
program. As a public service, CDC has
agreed to include data on three nonfederal laboratory accreditation
programs in the annual ART Success
Rates Reports. These are through the
College of American Pathologists/
American Society for Reproductive
Medicine (CAP/ASRM), Joint
Commission on Accreditation of
Healthcare Organizations (JACHO) and
the New York State Tissue Bank

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certification for ART laboratories
(NYSTB). CDC consulted with ASRM
and SART in gathering information on
laboratory accreditation agencies that
currently have systems for certifying
embryo laboratories. CDC does not
endorse these accreditation agencies,
but rather is providing available
accrediting information in response to
public requests. This will be clearly
stated in all Success Rates Reports that
contain laboratory accrediting
information.
3. There was concern that there would
not be sufficient external validation of a
laboratory’s accreditation status.
Response: For an ART clinic’s
laboratory to be listed in the Success
Rate Report as accredited by one of the
three accrediting agencies (CAP/ASRM,
JACHO, NYSTB) written documentation
of such accreditation must be provided
to SART concurrent with data
collection.
4. Because of CDC’s exclusive use of
the SART database and CDC’s reliance
on SART for external validation of
reporting activities, CDC appears to be
ceding its regulatory authority to a
private entity (SART). DHHS should
establish very clear guidelines for
selecting, reviewing, and evaluating any
private entity that is given responsibility
for evaluating these reporting activities.
Response: While the assisted
reproductive technology programs are
reporting their pregnancy success rate
data to CDC through SART, CDC
maintains ultimate control and
authority over what information is
contained in the annual pregnancy
success rates report.
CDC’s authority to publish and
disseminate the annual report is not
being ceded to SART, but rather SART
is serving as a valuable resource from
which CDC can obtain the necessary
information to fulfill its statutory
obligation.
SART has maintained a national
database of ART cycle-specific data
reported by each of its member clinics
since 1986. Prior to the decision to
partner with SART, CDC reviewed the
SART reporting database and system
and found that it provided the necessary
information to publish an annual report
as required by FCSRCA. Rather than
duplicate SART’s reporting system and
thereby burden ART clinics, CDC has
contracted with SART to annually
obtain a copy of their clinic specific
database. Notice of this contract was
published in Commerce Business Daily
Journal June 2, 1997. The decision to
purchase the SART database was also
published in the first Federal Register
Notice detailing ART clinic reporting
requirements (62 FR 45259). As a result

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of the contract with CDC, clinics that are
not members of SART are now also
eligible to submit data to the SART
reporting system in order to meet their
requirement to report data under
FCSRCA. SART has agreed to accept
data from non-SART member clinics
without imposing membership
requirements.
As part of its contract with CDC,
SART is required to perform validation
site visits for a portion of the clinics
submitting data to its reporting system.
CDC oversees and participates in all
stages of the data validation process.
CDC is present at meetings of the
validation committee and maintains
final approval of all validation
materials. Additionally, a CDC
representative attends approximately
one-third of all validation site visits as
an observer.
5. A separate comment on validation
activities expressed further concern that
CDC contracts with SART to perform
external validation visits. There was a
recommendation that a separate body be
used because of SART’s role in the
reporting process.
Response: The SART validation
committee is required to include at least
one non-SART member at all times.
Additionally, CDC attends all validation
committee meetings and a proportion of
validation site visits. Finally, CDC must
approve SART’s validation plan and
retains ultimate authority over the
validation process.
6. There was concern about the
external validation procedure, namely
that ART cycles for which social
security number is not provided to the
database will not be able to be validated.
Response: Even though specific
identifiers are not submitted to CDC for
any ART cycle, every clinic is required
to maintain a copy of all information
submitted to the reporting database and
must be able to link each patient, cycle,
and oocyte retrieved from the reporting
database to the appropriate medical and
laboratory records for external
validation activities on site.
7. There was concern that informed
consent was not mentioned in the
Federal Register notice.
Response: Patients are not contacted
directly during the data collection/
validation process. The validation team
does not collect personal identifying
information when conducting validation
visits.
8. There was an objection to reporting
data related to SART membership.
Response: Consumers and consumer
groups have indicated that such
information is useful. CDC provides this
information as a public service.

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9. There was concern that an
unreasonably short time frame was
given for reporting, i.e., that SART need
only provide the clinics with the
required software 90 days prior to the
deadline for reporting.
Response: CDC agrees that clinics
should have as much lead time as
possible. In the usual protocol, SART
issues the data collection software and
statistical tabulation program at the
beginning of the reporting year, which
is well in advance of the 90-day
deadline. This deadline exists in the
event that minor changes to the
tabulation program are made. The
revised software can then be reissued to
clinics 90 days prior to the reporting
deadline.
10. There was an objection to the
requirement that clinics pay a fee to a
private entity for data collection. There
was a request that clarification on costs
and cost justifications be provided.
Response: Fees are for the purposes of
covering all cost associated with
reporting information, including data
collection, processing, analysis,
publication, and administration.
Additional fees may be charged if SART
needs to provide technical assistance to
clinics submitting a dataset with errors.
11. There was a recommendation that
pregnancy outcomes should be reported
separately for cycles using a
combination of ART techniques, such as
in vitro fertilization and gamete
intrafollopian transfer.
Response: In the national section of
each ART Report, success rates for in
vitro fertilization (IVF), gamete
intrafallopian transfer (GIFT), and
zygote intrafallopian transfer (ZIFT) are
presented separately. Because the
success rates are similar for each of the
procedures and because there is often a
small number of GIFT and ZIFT
procedures at the individual clinic
level, success rates for each type of ART
procedure are not presented separately
for each clinic.
12. There was concern about the
definitions for preterm birth and
stillbirth after ART.
Response: The decision to use date of
transfer in defining gestational age was
made by SART and CDC because date of
transfer allows for a consistent
definition for both fresh and frozen
cycles. This issue will be discussed
further and may be reconsidered at the
next CDC–SART registry meeting.
13. There was an objection to
reporting data related to whether ART
services were available for single
women.
Response: Consumers and consumer
groups have indicated that such

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information is useful. CDC provides this
information as a public service.
14. There was an objection to the
collection of ethnicity data.
Response: CDC collects data on
demographics such as ethnicity in many
surveillance systems. In this case, such
information is intended to help describe
groups that are using ART in the United
States.
15. There was concern that too much
information is being included in the
reporting system.
Response: We have developed the
ART report with consideration for the
spirit of the 1992 FCSRCA (Pub. L. 102–
493), consumer interests, and ART
provider and clinic interests. Indeed,
many providers and consumers have
asked us to collect and report even more
information than is currently included
in the reporting system. Many providers
have expressed concern that without
consideration for many patient
treatment factors the report will
misrepresent clinic success rates. Of
course, consumers are also very
interested in a thorough and complete
analysis, which will help in their goal
of making an informed decision about
ART.
Dated: August 28, 2000.
Candice Norwicki,
Acting Director, Executive Secretariat,
Centers for Disease Control and Prevention
(CDC).

Appendix—Notice for the Reporting of
Pregnancy Success Rates From Assisted
Reproductive Technology Programs
Introduction
This notice includes four sections:
I. Who Reports * * * describes who shall
report to CDC.
II. Description of Reporting Process * * *
describes the reporting system and process
for reporting by each ART clinic.
III. Data To Be Reported * * * describes
the data items and definitions to be included
in the reporting database.
IV. Content of the Published Report * * *
describes terms, and how pregnancy success
rates will be defined and reported, and
outlines the topics that will be included in
the annual published reports, using the data
collected in the reporting database.
I. Who Reports
The Fertility Clinic Success Rate and
Certification Act of 1992 (FCSRCA) requires
that each ART program shall annually report
to the Secretary of the Department of Health
and Human Services through the CDC.
The Society for Assisted Reproductive
Technology (SART), an affiliate of the
American Society for Reproductive Medicine
(ASRM), maintains a national database of
cycle-specific data reported by each of its
members. CDC has reviewed the SART
reporting database and system and finds that
it provides the necessary information to

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publish an annual report as required by the
FCSRCA. Rather than duplicate SART’s
reporting system, and thereby burden ART
clinics and patients, CDC has contracted with
SART to annually obtain a copy of their
clinic specific database.
An ART program or clinic is defined as a
legal entity practicing under State law,
recognizable to the consumer, that provides
ART to couples who have experienced
infertility or are undergoing ART for other
reasons. This can be an individual physician
or a group of physicians who practice
together and share resources and liability.
This definition precludes individual
physicians who practice independently from
pooling their results for purposes of data
reporting.
ART clinics that are participating in the
ASRM/SART reporting system as described
in this notice will be considered to be in
compliance with federal reporting
requirements of FCSRCA. Both SART and
non-SART clinics shall contact SART for
reporting information, instructions, and fees
charged (fees are for the purposes of covering
all costs associated with this activity,
including data collection, processing,
analysis, publication, and administration;
additional fees may be charged if SART
needs to provide technical assistance to
clinics submitting a dataset with errors.) It is
the responsibility of the practice director of
each clinic performing ART to provide
notification to SART of the clinic’s existence
and any changes in address, location, or
change in key staff including the practice,
medical, and lab director. Contact SART,
telephone: (205) 978–5000, ext. 109.
The anticipated deadline for reporting is
January 15 of the year 2 years subsequent to
the reporting year in question. (For example,
the anticipated deadline to report data on
cycles initiated in 1999 is January 15, 2001.)
The deadline will be published in Fertility
and Sterility at least 90 days prior to the
deadline. SART in conjunction with CDC
may change the deadline if needed.
An ART clinic will be considered to not be
in compliance with the federal reporting
requirements of FCSRCA if the clinic was in
operation in the full year that is being
reported, i.e., the clinic was in operation after
January 1, and failed (a) to submit a dataset
to SART in the required software by the
reporting deadline or (b) the clinic table was
not verified by signature of the medical
director of the clinic by the same deadline.
The onus is on the clinic to confirm that
SART has received the dataset. It is
recommended that the clinic submit their
data to SART as early as it is available so that
any errors or reporting difficulties can be
reconciled and verified before the reporting
deadline which will be inflexible. In this
respect, it would be prudent to submit data
to SART at least 30 days in advance of the
reporting deadline because errors or other
problems in reporting may take up to 30 days
to resolve. If problems cannot be resolved by
the inflexible deadline of January 15, the
clinic will be considered a non-reporter.
SART in conjunction with CDC will
determine error rates for data submitted by
clinics, and if data quality is deemed
unsatisfactory, this finding may be

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published. Additionally, the program may be
required to submit data 30 days prior to the
deadline for the next reporting year. This
requirement will allow for sufficient time to
correct errors prior to the deadline for
publication of the annual report. As noted
earlier, additional fees may be charged if
SART needs to provide technical assistance
to clinics submitting a dataset with errors.
II. Description of Reporting Process
A. Reporting Activities
SART in conjunction with CDC will
determine the required software for data
submission. As noted above, to be in
compliance with the law, a clinic must
submit a dataset to SART in the required
software by the reporting deadline, and
verify, by signature of the medical director of
the clinic, the clinic table by the same
deadline.
Each year, SART will issue a unique clinic
code, required computer software for their
database reporting system, and all necessary
reporting instructions at least 90 days in
advance of the reporting deadline.
Currently, each patient receiving ART in a
clinic is registered in the system with a
unique, clinic-assigned code and should be
entered into the reporting database when her
cycle is initiated. Each cycle of each patient
also receives a unique cycle code for that
patient. In the reporting system, the patient
is identified by the clinic code, the patient
code, and the cycle code assigned by the
clinic. The patient’s name or other specific
personal identifiers are not included in the
reporting database. However, each clinic
must maintain personal identifiers in the
clinic database on site in order to be able to
link every cycle reported to CDC to a specific
patient (see below).
The following patients must be included in
the reporting database: (1) All women
undergoing ART, (2) all women undergoing
ovarian stimulation or monitoring with the
intention of undergoing ART; this includes
women whose cycles are canceled for any
reason, (3) all women providing donor
oocytes, and (4) all women undergoing
monitoring and/or an embryo thawing with
the intention of transferring cryopreserved
embryos.
It is anticipated that the reporting system
may evolve such that data may be collected
prospectively, i.e., data submission will be
required as cycles are initiated. (Currently
data submission for all cycles is required at
one time only.) Clinics will be provided at
least 90 days advance notice of this or other
changes in reporting requirements.
The CDC retains a copy of each of SART’s
annual data files. These will be maintained
by CDC to be used for epidemiologic analysis
and for the purpose of publishing an annual
report as required by the law that includes
national summary and clinic specific
information.
B. External Validation of Clinic Data
Every clinic will maintain a copy of all
information included in the reporting
database and must be able to link each
patient, cycle, and oocyte retrieved from the
reporting database to the appropriate medical
and laboratory records for external validation
activities.

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On a periodic basis, all ART clinical
programs reporting their data (both SART
and non-SART clinics) will be subject to
external validation of their reporting
activities, which will include review by
appropriate professionals from outside the
clinic staff. This review may include but not
be limited to examination of medical and
laboratory records and comparison of data in
the reporting database with data in the
medical record. CDC has contracted with
SART to perform the validation site visits.
C. Updating of Reporting Requirements
The field of ART is a rapidly developing
medical science. These reporting
requirements will be periodically reviewed
and updated as new knowledge concerning
ART methods and techniques becomes
available. Such review will include
consultation with professional and consumer
groups and individuals. Clinics will be
notified in writing at least 90 days in advance
of the reporting deadline of all changes to the
reporting requirements.
III. Data To Be Reported
The current reporting system includes the
following:
A. Clinic Information
Clinic name & address
Unique clinic ID number
Name(s) of embryo laboratory(s) used by
clinic
Whether the laboratory is certified by a
SART-accepted accrediting agency
Whether the clinic is a member of SART
Whether ART services are available for single
women
Whether ART services include gestational
carriers
Whether the clinic has a donor egg program,
and if yes, if eggs from an individual donor
are shared by multiple recipients
Whether the clinic has a donor embryo
program
Whether the clinic has an embryo
cryopreservation program
Total number of ART cycles performed
during the reporting year
B. Patient Information
1. Patient Demographic Information:
Ethnicity
Date of Birth
US Resident
Zip Code
City of Residence
State of Residence
Country of Residence (if not United States)
2. Patient History:
Gravidity
Prior Full-Term Births
Prior Preterm Births
Prior Spontaneous Abortions
Surgical Sterilization—Patient or Partner
Months of Infertility Since Last Live birth
(if couple is not surgically sterile)
Prior non-ART Gonadotropin Cycles
Prior Thawed ART Cycles
Prior Fresh ART Cycles
Patient Maximum Follicle Stimulating
Hormone (FSH) Level and Lab Upper
Normal Limit for that FSH level
Patient Maximum Estradiol Level and Lab
Upper Normal Limit for that Estradiol
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3. ART Cycle Information:
Reason(s) for ART
(Male Infertility, Endometriosis, Tubal
Factor, Ovulatory Disorder/Polycystic
Ovaries, Diminished Ovarian Reserve,
Uterine Factor, Other, Unexplained
Infertility)
Cycle Start Date
Suppression with Gonadotropin Releasing
Hormone Analog (GnRHa)
Ovarian Stimulation Medications Given to
Patient (Clomiphene, FSH, Flare GnRHa)
and Dosages
Medications Given to Oocyte Donor and
Dosages
Intended ART Cycle Treatment Specifics:
Oocyte Source
(patient [autologous], donor oocyte, donor
embryo)
Oocyte/Embryo State
(fresh, thawed)
Intended Transfer Method(s)
[In Vitro Fertilization (transcervical
transfer); Gamete Intrafallopian Transfer;
Zygote Intrafallopian Transfer/Tubal
Embryo Transfer]
Use of Gestational Carrier
Cycle Initiated for Embryo Banking Only
Cycle Meeting SART Criteria for Approved
Research
Did the Cycle Occur as Intended?
Was the Cycle Canceled?
Date of Cancellation
Reason for Cancellation
(Low Ovarian Response, High Ovarian
Response, Failure to Survive Thaw,
Inadequate Endometrial Response,
Concurrent Illness, Patient Withdrawal
from Treatment, Unable to Obtain Sperm
Specimen)
Complications Related to ART Treatment
(Infection, Hemorrhage, Moderate Ovarian
Hyperstimulation Syndrome, Severe
Ovarian Hyperstimulation Syndrome,
Medication Side Effect, Anaesthetic
Complication, Psychological Stress,
Death, Other Complication)
Hospitalization for ART Complication
Date of Oocyte Retrieval (from patient and/
or from donor)
Number of Oocytes Retrieved (both from
patient and/or from donor)
Were Oocytes Derived from the Donor
Used by More Than One Recipient?
Number of Embryos Thawed for Transfer
in a Frozen Cycle
Semen Source
(Partner, Donor, Mixed)
Semen Collection Method
(Ejaculation, Epididymal Aspiration,
Testicular Biopsy, Electroejaculation,
Retrograde Ejaculation)
Use of Intracytoplasmic Sperm Injection
Use of Assisted Hatching
Was Oocyte or Embryo Transfer
Attempted?
Transfer Date
Number of Fresh Embryos Transferred to
Uterus
Number of Fresh Embryos Transferred to
Fallopian Tubes
Number of Oocytes Transferred to
Fallopian Tubes
Number of Fresh Embryos Cryopreserved
Number of Thawed Embryos Transferred to
Uterus

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Number of Thawed Embryos Transferred to
Fallopian Tubes
Number of Thawed Embryos Re-Frozen
4. Outcome Information:
Outcome of Treatment
(Not Pregnant, Biochemical Pregnancy,
Ectopic Pregnancy, Clinical Intrauterine
Gestation, Heterotopic Pregnancy,
Unknown)
Was an Ultrasound Performed?
Ultrasound Date
Maximum Number of Fetal Hearts
Observed on Ultrasound
Was a Medically Induced Fetal Reduction
Performed?
Induced Reduction Date
Outcome of Pregnancy
(Live birth, Stillbirth, Spontaneous
Abortion, Induced Abortion, Maternal
Death Prior to Birth, Unknown)
Date of Pregnancy Outcome
Source of Information for Outcome of
Pregnancy
(Verbal Confirmation Patient, Written
Confirmation Patient, Verbal
Confirmation Physician or Hospital,
Written Confirmation Physician or
Hospital)
Number of Infants Born
Birth weight for Each Live-born and
Stillborn Infant
Birth Defects Diagnosed for Each Live-born
and Stillborn Infant
(Genetic Defect/Chromosomal
Abnormality, Cleft Lip or Palate, Neural
Tube Defect, Cardiac Defect, Limb
Defect, Other Defect)
Neonatal Death of Live-born Infants
C. Definitions
The following definitions provide
clarification for data included in the current
reporting system:
ART—Assisted reproductive technology,
defined as all treatments or procedures that
include the handling of human oocytes and
sperm or embryos for the purpose of
establishing a pregnancy. This includes, but
is not limited to in vitro fertilization and
transcervical embryo transfer, gamete
intrafallopian transfer, zygote intrafallopian
transfer, tubal embryo transfer, embryo
cryopreservation, oocyte or embryo donation,
and gestational surrogacy. ART does not
include assisted insemination using sperm
from either a woman’s partner or sperm
donor.
ART cycle—ART Cycles can be stimulated
(use of ovulation induction) or unstimulated
(natural cycle). An ART cycle is considered
any cycle in which (1) ART has been used,
(2) the woman has undergone ovarian
stimulation or monitoring (i.e. performance
of sonogram, serum estradiol or LH
measurements) with the intent of undergoing
ART, (3) in the case of donor oocytes, a
woman began medication for endometrial
preparation with the intent of undergoing
ART, or (4) in the case of cryopreserved
embryos, a woman began medication for
endometrial preparation with the intent of
undergoing ART and/or embryos were
thawed with the intent of transfer.
ART program or clinic—A legal entity
practicing under state law, recognizable to
the consumer, that provides assisted
reproductive technology to couples who have

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experienced infertility or are undergoing
ART for other reasons. This can be an
individual physician or a group of physicians
who practice together, and share resources
and liability. This definition precludes
individual physicians who practice
independently from pooling their results for
purposes of data reporting.
ASRM—American Society for
Reproductive Medicine.
Autologous cycle—Intent to transfer
embryos derived from patient oocytes
fertilized with either partner or donor sperm
OR in cases of GIFT, patient oocytes
transferred with either partner or donor
sperm.
Birth defect—Anomalies diagnosed within
the first two weeks of life that result in death
or cause a serious disability requiring
surgical and/or medical therapy. Specific
anomalies to be identified include genetic
defect/chromosomal abnormality, cleft lip or
palate, neural tube defect, cardiac defect,
limb defect, or other defect.
Biochemical pregnancy—A positive serum
pregnancy test (Beta-hCG) without
ultrasound confirmation of a gestational sac
within the uterus.
Canceled cycle—An ART cycle in which
ovarian stimulation or monitoring has been
carried out with the intent of undergoing
ART but which did not proceed to oocyte
retrieval, or in the case of thawed embryo
cycles, to the transfer of embryos. Reasons for
cancellation include low ovarian response,
high ovarian response, failure of embryo to
survive thaw; inadequate endometrial
response, concurrent illness, patient
withdrawal from treatment, and unable to
obtain sperm specimen.
Clinic ID number—An identification
number assigned to each ART clinical
program by the reporting database operator.
Clinical pregnancy/Clinical intrauterine
gestation—An ultrasound-confirmed
gestational sac within the uterus or the
documented occurrence of a birth,
spontaneous abortion, or induced abortion in
cases of missing ultrasound data. Clinical
pregnancies include all gestational sacs
regardless of whether or not a heartbeat is
observed or a fetal pole is established. This
definition excludes ectopic pregnancy but
includes pregnancies which end in live birth,
stillbirth, spontaneous abortions, and
induced abortions.
Clomiphene citrate—An ovulation
induction medication with the trade name of
Clomid or SeroPhene.
Complication—A medical complication for
the woman related to ART procedures.
Specific complications to be identified
include infection, hemorrhage, moderate
ovarian hyperstimulation syndrome, severe
ovarian hyperstimulation syndrome,
medication side effect, anaesthetic
complication, psychological stress requiring
intervention, and death.
Cryopreservation—A technique used in
ART to preserve sperm and embryos through
freezing.
Cycle start date (cycle initiation date)—The
cycle start date is (1) the first day that
medication to stimulate follicular
development is given to a patient in a
stimulated fresh, non-donor cycle, or (2) the

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first day of natural menses or withdrawal
bleeding in an unstimulated cycle or (3) the
first day the recipient (patient or gestational
carrier) receives exogenous sex steroids to
prepare the endometrium in a fresh donor
cycle, or (4) the first day the recipient
(patient or gestational carrier) receives
exogenous sex steroids to prepare the
endometrium in a thawed embryo cycle.
Diminished ovarian reserve—A condition
of reduced fecundity related to diminished
ovarian function; includes high FSH or high
estradiol measured in the early follicular
phase or during a clomiphene challenge test,
reduced ovarian volume related to
congenital, medical, surgical or other causes,
or advanced maternal age (>40 years).
Donor embryo cycle—Intent to transfer
donated embryos, that is, embryos derived
from oocytes previously fertilized for another
couple’s ART therapy that were subsequently
donated.
Donor oocyte cycle—Intent to transfer
oocytes, or embryos derived from oocytes
that were retrieved from a woman serving as
an oocyte donor (sperm source may be either
the patient’s partner or a sperm donor
selected by the patient).
Ectopic pregnancy—A pregnancy in which
the fertilized egg implants outside the uterine
cavity.
Embryo—The normally (2 pronuclei)
fertilized egg that has undergone one or more
divisions.
Embryo banking cycle—A cycle initiated
with the intent of cryopreserving all fertilized
embryos for later use. (This does not apply
to cycles initiated with the intent to transfer
embryos but for which all embryos were
subsequently cryopreserved regardless of the
reason.)
Embryo transfer—Attempt to introduce
embryos into a woman’s uterus after in vitro
fertilization or attempt to introduce embryos
or gametes (oocytes and sperm) into a
woman’s fallopian tubes; a transfer procedure
is considered to have been carried out, if
attempted, even if no embryos or gametes
were successfully transferred.
Endometriosis—The presence of tissue
resembling endometrium in locations outside
the uterus such as the ovaries, fallopian
tubes, and abdominal cavity; a history of all
stages of endometriosis (minimal to severe)
whether treated or not may be a reason for
ART.
Endometrium—The lining of the uterus
that is shed each month as the menstrual
period. As the monthly cycle progresses, the
endometrium thickens and thus provides a
nourishing site for the implantation of a
fertilized egg.
Estradiol (E2)—The predominant estrogen
hormone produced by the ovary that has
several activities important for reproduction.
An elevated serum Estradiol level in the early
follicular phase of a woman’s menstrual
cycle (day 2, 3, or 4) may indicate
diminished ovarian reserve.
Fecundity—The ability to conceive.
Fertilization—The penetration of the egg by
the sperm and fusion of genetic materials to
result in the development of a fertilized egg
(or zygote).
Fetus—The developmental stage during
pregnancy from the completion of embryonic

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development at eight weeks of gestation until
delivery.
Flare protocol—Use of a GnRH analog to
directly stimulate follicle development.
Follicle—A fluid-filled sac located just
beneath the surface of the ovary that contains
an oocyte and cells that produce hormones.
Fresh oocyte or embryo cycle—Intent to
transfer oocytes or embryos derived from
oocytes retrieved during the current cycle
(either from the patient or donor), i.e., not
thawed embryos retrieved during a previous
cycle.
FSH—Follicle stimulating hormone. A
gonadotropin hormone produced and
released from the pituitary that stimulates the
ovary to ripen a follicle for ovulation. An
elevated serum FSH level in the early
follicular phase of a woman’s menstrual
cycle (day 2, 3, or 4) or during a clomiphene
challenge test (day 10 of the cycle) may
indicate diminished ovarian reserve. FSH,
either alone or with luteinizing hormone
(LH), is also included in gonadotropin drug
preparations used to stimulate follicular
development during an ART cycle.
Full-term birth—A birth that reached 37
completed weeks gestation. This includes
both live births and stillbirths. For the
purpose of reporting prior full-term births,
births are counted as birth events (e.g., a
triplet birth is counted as one).
Gamete intrafallopian transfer (GIFT)—An
ART procedure that involves removing
oocytes from a woman’s ovary, combining
them with sperm, and immediately
transferring (via a catheter) the eggs and
sperm into the fallopian tube. Fertilization
takes place inside the fallopian tube.
GnRHa-Gonadotropin—releasing hormone
analog (agonist or antagonist); medications
used to suppress natural FSH and LH
production to allow greater control when
using follicle stimulation medications.
Gestational carrier (sometimes referred to
as a gestational surrogate)—A woman who
gestates an embryo that did not develop from
her egg with the expectation of returning the
infant to its intended parents.
Gestational sac—A fluid-filled structure
surrounding an embryo that develops within
the uterus early in pregnancy.
Gonadotropin—Hormones having a
stimulating effect on the gonads (ovaries and
testes). Two such hormones are secreted by
the anterior pituitary: follicle stimulating
hormone (FSH) and luteinizing hormone
(LH). Gonadotropins (FSH, either alone or
with LH) are also included in drug
preparations used to stimulate follicular
development during an ART cycle.
Gravidity—Total number of prior
pregnancies a woman has had. This includes
ectopic pregnancies, and pregnancies that
ended in therapeutic abortion, spontaneous
abortion, stillbirth, or live birth.
Hatching (Assisted)—A micromanipulation
technique that involves making a small
opening in the zona wall of the embryo in an
effort to enhance implantation; various
methods of assisted hatching have been
utilized including chemical, laser, and
mechanical methods.
Heterotopic pregnancy—A clinical
intrauterine gestation in combination with an
ectopic pregnancy.

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Hydrosalpinx—Accumulation of watery
fluid in a fallopian tube that usually results
from damage to the tube.
Hypothalamus—A gland at the base of the
brain that controls many functions of the
body, regulates the pituitary gland, and
releases gonadotropin releasing hormone
(GnRH).
Induced abortion—Operative procedure to
electively terminate the entire pregnancy (no
gestational age limit).
Induced fetal reduction—A procedure in
which the number of fetal sacs is reduced by
direct medical intervention. Termination of
an ectopic gestation or a heterotopic
pregnancy is not considered an induced
reduction. Induced reduction is used in
women with multiple gestations, usually
three or more, to decrease the number of
fetuses a woman carries, usually to two.
Insemination—Injection of sperm into the
uterus or cervix for the purpose of producing
a pregnancy. Insemination cycles are not
considered ART for the purposes of this
notice.
Intracytoplasmic sperm injection (ICSI)—
The placement of a single sperm into the
ooplasm of an oocyte by micro-operative
techniques.
In vitro fertilization (IVF)—A method of
assisted reproduction that involves removing
oocytes from a woman’s ovaries, combining
them with sperm in the laboratory, and after
fertilization is confirmed, replacing the
resulting embryo into the woman’s uterus.
Live birth—A birth (delivery) in which at
least one fetus was live born, i.e., showed
signs of life after the complete expulsion or
extraction from its mother. Signs of life
include breathing, beating of the heart,
pulsation of the umbilical cord, or definite
movement of the voluntary muscles. Any
birth event in which an infant shows signs
of life should be counted as a live birth,
regardless of gestational age at birth. Live
births are counted as birth events (e.g., a
triplet live birth is counted as one).
Male infertility—Infertility due to abnormal
semen parameters or abnormal sperm
function.
Neonatal death—Death of a live-born
infant before completion of the 28th day of
life.
Oocyte—The female reproductive cell, also
called an egg.
Oocyte donor—A woman who undergoes
an oocyte retrieval procedure with the intent
of donating the oocytes retrieved to a
couple(s) undergoing an ART donor oocyte
cycle (see donor oocyte cycle). The donor
relinquishes all parental rights to any
resulting offspring, while the recipient
woman retains all parental rights of any
resulting offspring.
Oocyte retrieval—A procedure to collect
the eggs contained within the ovarian
follicles. This definition includes procedures
in which oocyte recovery was attempted but
not successful.
Oocyte transfer—In GIFT (see definition),
transfer of retrieved eggs into a woman’s
fallopian tubes. Includes attempted transfers,
whether or not the transfer was successful.
Ovarian monitoring—Monitoring the
development of ovarian follicles by
ultrasound and/or blood or urine tests.

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Ovarian stimulation—Use of one or more
follicle stimulation medications to stimulate
the ovary to develop follicles and oocytes.
Ovarian hyperstimulation syndrome—A
possible complication related to medically
induced ovulation. Moderate ovarian
hyperstimulation syndrome is characterized
by abdominal distension and discomfort as
well as nausea, vomiting and/or diarrhea;
ovaries enlarged 5–12 cm; and ultrasound
evidence of ascites. Severe ovarian
hyperstimulation syndrome is characterized
by features of moderate ovarian
hyperstimulation PLUS: clinical evidence of
ascites (fluid in the abdominal cavity) and/
or hydrothorax (fluid in the chest) or
breathing difficulties; change in blood
volume, increased blood viscosity due to
hemoconcentration, coagulation
abnormalities, and diminished kidney
perfusion and function.
Ovulatory disorder/polycystic ovaries
(PCO)—One or more disorders causing
reduced fecundity that is associated with
structural, anatomic, or functional
impairment of one or both ovaries; includes
multiple ovarian cysts affecting fertility,
oligo-ovulation (<6 cycles per year),
anovulation (of hypothalamic or nonhypothalamic causes).
Ovulation induction—See stimulated
cycle.
Pituitary—A small gland just beneath the
hypothalamus in the brain which controls
other hormone producing glands such as the
ovaries, thyroid, and adrenal glands. Ovarian
function is controlled through the secretion
of follicle stimulating hormone (FSH) and
luteinizing hormone (LH) from the pituitary.
Pregnancy test—A blood test that
determines the level of human chorionic
gonadotropin (hCG), a hormone produced by
the placenta; if it is elevated, this confirms
a pregnancy, which may be biochemical
only, ectopic, or clinical intrauterine
gestation (normally developing pregnancy).
Preterm birth—Birth at least 20 but less
than 37 completed weeks gestation. This
includes both live births and stillbirths. For
the purposes of reporting prior preterm
births, births are counted as birth events (e.g.
a triplet birth is counted as one).
Recipient—In an ART cycle, the woman in
whom embryos or oocytes are transferred;
includes the female patient or a gestational
carrier for the patient.
SART—Society for Assisted Reproductive
Technology.
Semen—Fluid discharged at ejaculation in
the male, consisting of spermatozoa in their
nutrient plasma which includes secretions
from the prostate, seminal vesicles, and
various other glands.
Sperm—The male reproductive cell that
has completed the process of meiosis and
morphological differentiation.
Sperm donor—A man providing sperm for
the fertilization of oocytes of a woman other
than his sexual partner.
Spontaneous abortion (miscarriage)—A
clinical pregnancy ending in spontaneous
loss of the entire pregnancy prior to
completion of 20 weeks of gestation (or 18
weeks from the date of transfer if the
pregnancy was achieved using ART).
Stillbirth—Birth (delivery) at 20 weeks of
gestation or later (or 18 weeks or later from

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the date of transfer if the pregnancy was
achieved using ART) in which no fetus
showed signs of life after the complete
expulsion or extraction from the mother.
Stillbirths are counted as birth events (e.g. a
triplet stillbirth is counted as one).
Stimulated cycle—An ART cycle in which
a woman receives medication to stimulate
follicular development including the use of
clomiphene citrate, follicle stimulating
hormone (FSH), or follicle stimulating
hormone and luteinizing hormone (FSH and
LH).
Surgical sterilization—An operative
procedure for the purpose of termination of
fertility without reversal. Surgical
sterilization includes tubal ligation,
vasectomy and hysterectomy.
Thawed cycle— Intent to transfer embryos
that were cryopreserved during a previous
cycle and will be thawed for transfer during
the current cycle (pertains to both donor and
non-donor embryos).
Tubal embryo transfer (TET)—Transfer of
an early stage embryo to the fallopian tube.
Tubal factor—A factor causing reduced
fecundity that is associated with structural,
anatomic, or functional injury of one or both
fallopian tubes; the following are included:
(1) Tubal ligation, not reversed, (2)
hydrosalpinx (in place), and (3) any other
tubal disease including but not limited to
pelvic or peritubal adhesive disease, prior
tubal surgery, prior ectopic pregnancy, or
tubal occlusion (partial or complete without
hydrosalpinx).
Ultrasound—A technique for visualizing
the follicles in the ovaries and the gestational
sac or fetus in the uterus, allowing the
estimation of size.
Unexplained infertility—Infertility in
which no etiology (male infertility,
endometriosis, tubal factor, ovulatory
disorders/PCO, diminished ovarian reserve,
uterine factor, or other factors (such as
immunologic, chromosomal, cancer
chemotherapy or other systemic disease) has
been identified.
Unstimulated cycle—An ART cycle in
which the woman does not receive
medication to stimulate follicular
development such as clomiphene or follicle
stimulating hormone. Instead, natural
follicular development occurs.
Uterine factor—A factor causing reduced
fecundity that is associated with structural,
anatomic, or functional injury to the uterus
whether repaired or not; includes septum,
myoma, Diethylstilbestrol (DES) exposure,
intrauterine adhesions, congenital anomalies.
Zygote—A normal (2 pronuclei) fertilized
egg before cell division begins.
Zygote intra fallopian transfer (ZIFT)—
Eggs are collected and fertilized, and the
resulting zygote is then transferred to the
fallopian tube.
D. Updating Data To Be Reported
Specific data items and definitions will be
provided to clinics each year along with all
other reporting requirements at least 90 days
in advance of the reporting deadline. Data
items and definitions will be periodically
reviewed and updated. Such review will
include consultation with professional and
consumer groups and individuals.

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IV. Content of Published Reports
The data reported will be used to provide
a picture of the national rates of pregnancy
and live birth achieved using ART as well as
clinic-specific, live-birth rates. The annual
report will have four components:
(A) A national component, which will
provide a comprehensive picture of success
rates given a variety of factors including age,
reason for ART, type of ART procedure,
number of embryos transferred etc. This is
possible because the large number of cycles
at the national level allow accurate statistical
reporting of success rates that is not possible
with the smaller number of cycles carried out
in individual clinics.
(B) A clinic-specific component which will
provide success rates for all ART cycles using
fresh, non-donor embryos, success rates for
ART cycles using thawed embryos, and
success rates for ART cycles using donor
oocytes or embryos.
Success rates will be reported by specific
age groups. In addition, the clinic-specific
component will provide other information
that may be useful to the consumer such as
types of services the clinic offers (e.g.,
gestational surrogacy, single women), the
number of cycles carried out, the percent
distribution of types of ART, the types of
infertility problems the clinic sees, the
frequency of cancellations, the average
number of embryos transferred per cycle and
the percentage of multiple pregnancies and
births (twins and triplets or greater).
Pregnancy and live birth success rates will
be defined and characterized as described
below.
For fresh, non-donor cycles, success rates
will be defined as
1. The rate of pregnancy after completion
of ART according to the number of:
a. All ovarian stimulation or monitoring
procedures.
2. The rate of live birth after completion of
ART according to the number of:
a. All ovarian stimulation or monitoring
procedures.
b. Oocyte retrieval procedures.
c. Embryo (or zygote, or oocyte) transfer
procedures.
For cycles using thawed embryos and
cycles using donor oocytes or embryos
success rates will be defined as
1.The rate of live birth after completion of
ART according to the number of:
a. Embryo (or zygote, or oocyte) transfer
procedures.
(C) An appendix containing a consumeroriented explanation of all medical and
statistical terms used in the report.
(D) An appendix containing a list of all
reporting clinics and a list of all clinics that
did not report data (See above, Who Reports
section, for a full description of clinics that
will be considered to not be in compliance
with the federal reporting requirements of
FCSRCA; such clinics will be listed as nonreporters in the published report.) This
appendix will contain the names, addresses,
and telephone numbers for all reporting and
non-reporting clinics. It will also contain
information on the laboratories used by
reporting clinics.
The entire annual report will be available
to the general public. As resources allow,

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additional information may also be
published.

Determination of the Associate Director
for Management and Operations, CDC,
pursuant to P. L. 92–463.
Matters to be Discussed: The meeting
will include the review, discussion, and
evaluation of applications received in
response to Program Announcements
00130, 00133, 00134, 00137, 00138,
00139.
This notice is published less than 15
days prior to the meeting due to
administrative delays.

[FR Doc. 00–22425 Filed 8–31–00; 8:45 am]
BILLING CODE 4163–18–P

DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Centers for Disease Control and
Prevention
[PA #00130 et al.]

Disease, Disability and Injury
Prevention and Control Special
Emphasis Panel: HIV/AIDS Prevention
Program Development and Technical
Assistance Collaboration With
Countries Targeted by the Leadership
and Investment in Fighting the
Epidemic (LIFE) Initiative, et al.
Pursuant to section 10(a)(2) of the
Federal Advisory Committee Act (P. L.
92–463), the Centers for Disease Control
and Prevention (CDC) announces the
following meeting.
Name: Disease, Disability and Injury
Prevention and Control Special
Emphasis Panel: HIV/AIDS Prevention
Program Development and Technical
Assistance Collaboration with Countries
Targeted by the Leadership and
Investment in Fighting the Epidemic
(LIFE) Initiative, PA #00130; Prevention
Program Development and Technical
Assistance to Improve Blood Safety and
Reduce the Impact of HIV/AIDS in
Countries Targeted by the LIFE
Initiative, PA #00133; LIFE—Global
AIDS Activity, PA #00134; HIV/AIDS
Prevention Program Development and
Technical Assistance Collaboration for
Faith Communities in Countries
Targeted by the LIFE Initiative, PA
#00137; Youth-Focused HIV/AIDS
Prevention Program Development and
Technical Assistance Collaboration with
Countries Targeted by the LIFE
Initiative, PA #00138; and HIV/AIDS
Prevention Program Development and
Technical Assistance Collaboration for
Public Health Laboratory Science with
Countries Targeted by the LIFE
Initiative, PA #00139.
Times and Dates: 10:00 a.m.–Noon,
September 13, 2000 (Open); Noon–4:30
p.m., September 13, 2000 (Closed); 8:30
a.m.–4:30 p.m., September 14, 2000
(Closed).
Place: Centers for Disease Control and
Prevention, 12 Corporate Square
Boulevard, Building 12, Conference
Rooms 1203 and 1307, Atlanta, GA
30329.
Status: Portions of the meeting will be
closed to the public in accordance with
provisions set forth in section 552b(c)(4)
and (6), Title 5 U.S.C., and the

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Contact Person for More Information
Chad Martin, Special Assistant to the
Director on Youth and HIV Prevention,
Division of HIV/AIDS Prevention,
National Center for HIV, STD, and TB
Prevention, CDC, Corporate Square
Office Park, 8 Corporate Square
Boulevard, M/S E35, Atlanta, Georgia
30329, telephone 404/639–5217, e-mail
cmartin@cdc.gov.
The Director, Management Analysis
and Services Office, has been delegated
the authority to sign Federal Register
Notices pertaining to announcements of
meetings and other committee
management activities, for the both the
Centers for Disease Control and
Prevention and the Agency for Toxic
Substances and Disease Registry.
Dated: August 29, 2000.
John C. Burckhardt,
Acting Director, Management Analysis and
Services Office, Centers for Disease Control
and Prevention.
[FR Doc. 00–22599 Filed 8–30–00; 12:58 pm]
BILLING CODE 4163–18–P

DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Centers for Disease Control and
Prevention
Interim Hepatitis B Vaccine Information
Materials
AGENCY: Centers for Disease Control and
Prevention (CDC), Department of Health
and Human Services.
ACTION: Notice.
SUMMARY: A hepatitis B vaccine has
recently been approved for
administration in a two dose schedule
to adolescents 11 to 15 years of age as
an alternative to the three dose
schedule. This additional schedule
necessitates a revision of the vaccine
information statement entitled,
‘‘Hepatitis B Vaccine: What You Need to
Know’’ (dated December 16, 1998),
which was developed by the CDC as
required by the National Childhood
Vaccine Injury Act of 1986 (NCVIA). To
ensure that up-to-date information is

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