National System of Care (SOC) Expansion Evaluation

Forms and Documents

Document Name	Status
Form Child and Family Child and Family Instruments Form and Instruction	New
Form Benchmarking Tool Benchmark Tool Form and Instruction	New
Form Financial Mapping Financcial Mapping Interview Form and Instruction	New
Form GIS GIS Form and Instruction	New
Form Network Analysis S Network Anaylsis Survey Form and Instruction	New
Form SOCEA SOCEA Form and Instruction	New
Form SAIS SAIS Form and Instruction	New
Form Stakeholder Interv Stakeholder Interviews Form and Instruction	New
OMB SS-B 3-30-15.docx Supporting Statement B	2015-04-02
OMB SS-A 3-30-15.docx Supporting Statement A	2015-04-02

IC Document Collections

IC ID	Document Title	Status
214520	Child and Family Instruments Form and Instruction	New
214519	Benchmark Tool Form and Instruction	New
214518	Financcial Mapping Interview Form and Instruction	New
214515	GIS Form and Instruction	New
214514	Network Anaylsis Survey Form and Instruction	New
214513	SOCEA Form and Instruction	New
214512	SAIS Form and Instruction	New
214511	Stakeholder Interviews Form and Instruction	New

ICR Details

OMB Control No: 0930-0349	ICR Reference No: 201501-0930-003
Status: Historical Active	Previous ICR Reference No:
Agency/Subagency: HHS/SAMHSA	Agency Tracking No:
Title: National System of Care (SOC) Expansion Evaluation
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 04/28/2015
	Date Received in OIRA: 01/08/2015
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	04/30/2018	36 Months From Approved
Responses	56,672	0	0
Time Burden (Hours)	11,959	0	0
Cost Burden (Dollars)	0	0	0

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Abstract: The National SOC Expansion Evaluation reflects the transition of CMHI from an innovative community-based demonstration program to one that is expanding its scope or geographic reach to larger regions such as states, multi-county areas, tribes and territories. This evolution reflects SAMHSA's Theory of Change Model that takes the development of an intervention through the phases of innovation, translation, dissemination, implementation and wide scale adoption .

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Authorizing Statute(s): US Code: 42 USC 565 Name of Law: General Provisions - Evaluations and Reports
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	79 FR 59498	10/02/2014
30-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 78095	12/29/2014
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 8

IC Title	Form No.	Form Name
Financcial Mapping Interview	Financial Mapping Interview	Financial Mapping Interview
Child and Family Instruments	Child and Family	Child and Family
Stakeholder Interviews	Stakeholder Interviews	Stakeholder Interviews
SAIS	SAIS	SAIS
SOCEA	SOCEA	SOCEA
Network Anaylsis Survey	Network Analysis Survey	Network Analysis Survey
GIS	GIS	GIS
Benchmark Tool	Benchmarking Tool	Benchmarking Tool

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	56,672	0	0	56,672	0	0
Annual Time Burden (Hours)	11,959	0	0	11,959	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: This is a new data collection.

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Annual Cost to Federal Government: $1,413,279

Does this IC contain surveys, censuses, or employ statistical methods? Yes Part B of Supporting Statement

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 01/08/2015

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