Form 13F, Report of Institutional Investment Managers

Form 13F, Report of Institutional Investment Managers (pursuant to sec.13(f) of the Securities Exchange of 1934)

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0006 can be found here:

Documents and Forms

Document Name Document Type
Form SEC 1685 Form 13F, Report of Institutional Investment Managers Form
SEC 1685 Form 13F form13f.pdf www.sec.gov/about/forms/form13f.pdf Form
EDGAR PIA_Redacted.pdf EDGAR PIA IC Document
secsorn50.pdf SEC SORN IC Document

Information Collection (IC) Details

IC Title:	Form 13F, Report of Institutional Investment Managers	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 249.325

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC 1685	Form 13F	form13f.pdf	http://www.sec.gov/about/forms/form13f.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: Investment Adviser Records.	FR Citation: 66 FR 7820

Number of Respondents: 5,044	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	20,176	2,348	17,828
Annual IC Time Burden (Hours)	408,371	-15,772	424,143
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
EDGAR PIA	EDGAR PIA_Redacted.pdf	04/21/2015
SEC SORN	secsorn50.pdf	04/21/2015

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.