Rule 17f-1 under the Investment Company Act of 1940

Investment Company Act Rule 17f-1, "Custody of Securities with Members of National Securities Exchanges"

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0222 can be found here:

Documents and Forms

Document Name Document Type
EDGAR PIA_Redacted.pdf PIA REDACTED IC Document

Information Collection (IC) Details

IC Title:	Rule 17f-1 under the Investment Company Act of 1940	Agency IC Tracking Number:	270-236

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 270.17f-1

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 4	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	4	-1	5
Annual IC Time Burden (Hours)	14	-4	18
Annual IC Cost Burden (Dollars)	37,200	-6,800	44,000

Documents for IC

Title	Document	Date Uploaded
PIA REDACTED	EDGAR PIA_Redacted.pdf	12/03/2014

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.