Form FR 2320 FR 2320 Quarterly Savings and Loan Company Report

PLEASE READ INSTRUCTIONS PRIOR TO COMPLETION OF THIS REPORT

MIGRATED

FR 2320
OMB Number 7100-NEW
Approval expires January 31, 2015
Page 1 of 4

8/17/11

Board of Governors of the Federal Reserve System
a lower tier savings and loan holding
company may be required to file as
discussed in the instructions.

Quarterly Savings and Loan Holding
Company Report—FR 2320
savings and loan
Report at the close of business as of the last calendar day of the quarter
This Report is required by law: (Correct Text To Come) Section
5(c) of the Bank Holding Company Act (12 U.S.C. § 1844)

reports are also to be filed by each of the subsidiary savings and
loan holding companies.

This report form is to be filed by bank holding companies and all
savings and loan holding companies. When such savings and loan
holding companies are tiered bank holding companies, separate

The Federal Reserve may not conduct or sponsor, and an organization (or a person) is not required to respond to, a collection of
information unless it displays a currently valid OMB control number.

NOTE: The Quarterly Savings and Loan Holding Company
Report must be signed and attested by the Chief Financial Officer
(CFO) of the reporting savings and loan holding company (or by
the individual performing this equivalent function).

Date of Report:

T
Month / Day / Year (BHCK 9999)

SLHC

AF

I, the undersigned CFO (or equivalent) of the named savings and
loan holding company, attest that the Quarterly Savings and Loan
Holding Company Report for this report date have been prepared
in conformance with the instructions issued by the Federal
Reserve System and are true and correct to the best of my
knowledge and belief.

March 31, 2012

Legal Title of Savings and Loan Holding Company (TEXT 9010)

Signature of Chief Financial Officer (or Equivalent)

(Mailing Address of the Savings and Loan Holding Company) Street / P.O. Box (TEXT 9110)

DR

Printed Name of Chief Financial Officer (or Equivalent) (SLHC C490)

Date of Signature (MM/DD/YYYY) (SLHX J196)

City (TEXT 9130)

State (TEXT 9200)

Zip Code (TEXT 9220)

Savings and Loan holding companies must maintain in their files a manually signed and attested printout of the data submitted.
Person to whom questions about this report should be directed:

Savings and Loan Holding Company Number (SLHC 9038)

Name / Title (SLHX 8901)

Fiscal Year End (SLHC 8678)

E-mail Address of Contact (SLHX 4086)
Area Code / Phone Number (SLHX 8902)

Stock Exchange Ticker Symbol (SLHC 4539)

SLHC
FAX Number (SLHX 9116)

SEC File Number (SLHC C546)

move the phone and
fax number above the
email line.

Website Address (78 characters maximum) (TEXT 4087)

For Federal Reserve Bank Use Only
RSSD ID
C.I.

S.F. ____
x.x

Public reporting burden for this information collection is estimated to vary from TBD to TBD hours per response, with an average of 2.5 hours per response, including time to gather and
maintain data in the required form and to review instructions and complete the information collection. Comments regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing the burden, may be sent to Secretary, Board of Governors of the Federal Reserve System, Washington, DC 20551, and to the Office of
Management and Budget, Paperwork Reduction Project (7100-XXXX), Washington, DC 20503.

03/2012

MIGRATED

FR 2320
Page 2 of 4

8/17/11

Quarterly Savings and Loan Holding Company Report—Continued

(Column B)

(Column A)

Parent Only

Dollar Amounts in Thousands SLHP
1. Total Assets ................................................................................ 2170
2. Total Liabilities ............................................................................. 2950

Mil

Consolidated
Thou SLHC
2170
2950

DR

AF

T

Equity:
3. Perpetual Preferred Stock:
a. Cumulative .............................................................................. 8608
b. Noncumulative ......................................................................... 8609
4. Common Stock:
a. Par Value ................................................................................ 3266
b. Paid in Excess of Par.................................................................. 3240
5. Accumulated Other Comprehensive Income:
a. Accumulated Gains (Losses) on Certain Securities ........................... 8434
b. Gains (Losses) on Cash Flow Hedges............................................ C506
c. Other ....................................................................................... C507
6. Retained Earnings ........................................................................ 3250
7. Other Components of Equity ........................................................... A130
a. Total Holding Company Equity ......................................................
b. Noncontrolling Interests in Consolidated Subsidiaries .........................
8. Total Equity ................................................................................. 3210
9. Total Liabilities and Equity ............................................................. 3301
10. Net Income (Loss) Attributable to:
a. Holding Company and Noncontrolling Interests ................................
b. Holding Company ..................................................................... 4340
11. Dividends Declared Attributable to Holding Company .......................... J224
12. Included in Total Assets:
a. Cash, Deposits, and Investment Securities .................................... 0658
b. Receivable from Subsidiaries:
(1) Savings Association ............................................................. C547
(2) Other Subsidiaries ............................................................... C548
c. Investment in Subsidiaries:
(1) Savings Association ............................................................. C549
(2) Other Subsidiaries ............................................................... C550
13. Intangible Assets:
a. Mortgage Servicing Assets .......................................................... 3164
b. Nonmortgage Servicing Assets and Other ...................................... C551
14. Deferred Policy Acquisition Costs ..................................................... C076

Bil

Bil

Mil

Thou

1.
2.

8608
8609

3.a.
3.b.

3266
3240

4.a.
4.b.

8434
C506
C507

5.a.
5.b.
5.c.
6.
7.
7.a.
7.b.
8.
9.

3250
A130
3210
3000
G105
3301
G104
4340
J224

10.a.
10.b.
11.a.

0658

12.a.
12.b.(1)
12.b.(2)
12.c.(1)
12.c.(2)

3164
C551
C076

13.a.
13.b.
14.

add a blank line to provide
more separation of topics

03/2012

MIGRATED

FR 2320
Page 3 of 4

8/17/11

Quarterly Savings and Loan Holding Company Report—Continued
(Column A)
Parent Only
RCFD

Bil

Mil

Consolidated
Thou RCFN

Mil

Thou

C552
C553

15.a.(1)(a)
15.a.(1)(b)

C554
C555
C556
C078
C558

C556
C078
C558

15.a.(2)(a)
15.a.(2)(b)
16.
17.
18.

0478

0478

19.a.

C559
C560
4003

4003

C561
C562

3854
3619

3854
3619

AF

C561
C562
4134

4134

19.b.(1)
19.b.(2)
19.c.
19.d.(1)
19.d.(2)
19.e.
19.f.
20.

DR

add a blank line to provide
more separation of topics

Bil

SLHC

T

Dollar Amounts in Thousands
15. Included in Total Liabilities (Excluding Deposits)
a. Payable to Subsidiaries:
(1) Savings Association Subsidiaries
(a) Transactional...............................................................
(b) Debt ..........................................................................
(2) Other Subsidiaries:
(a) Transactional...............................................................
(b) Debt ..........................................................................
16. Trust Preferred Instruments ........................................................
17. Other Debt Maturing in 12 Months or Less......................................
18. Other Debt Maturing In More Than 12 Months ................................
19. Reflected in Net Income:
a. Interest Income .....................................................................
b. Dividends:
(1) From Savings Association Subsidiaries .................................
(2) From Other Subsidiaries ....................................................
c. Total Income .........................................................................
d. Interest Expense:
(1) Trust Preferred Instruments .................................................
(2) All Other Debt ..................................................................
e. Total Expenses ......................................................................
f. Total Income Taxes .................................................................
20. Net Cash Flow from Operations Attributable to Holding Company........

(Column B)

03/2012

(For line items 21 through 29
enter "1" for yes; enter "0" for
no)

MIGRATED

FR 2320
Page 4 of 4

8/17/11

remove this column

Quarterly Savings and Loan Holding Company Report—Continued

AF

T

Supplemental Questions:
21. Have any significant subsidiaries of the holding company been formed, sold, or
dissolved during the quarter? .....................................................................................................
22. Is the holding company or any of its subsidiaries:
a. A broker or dealer registered under the Securities Exchange Act of 1934? .......................................
b. An investment adviser regulated by the Securities Exchange Commission or any State? .....................
c. An investment company registered under the Investment Company Act of 1940? ...............................
d. An insurance company subject to supervision by a State insurance regulator?...................................
e. Subject to regulation by the Commodity Futures Trading Commission? ............................................
f. Or affiliates conducting operations outside of the U.S. through a foreign branch or subsidiary? .............
23. Has the holding company appointed any new senior executive officers or directors during the quarter?......
24. Has the holding company or any of its subsidiaries entered into a new pledge, or changed the terms and
conditions of any existing pledge, of capital stock of any subsidiary savings association that secures
short-term or long-term debt or other borrowings of the holding company? ...........................................
25. Has the holding company or any of its subsidiaries implemented changes to any class of securities
that would negatively impact investors? ........................................................................................
26. Has there been any default in the payment of principal, interest, a sinking or purchase fund installment,
or any other default of the holding company or any of its subsidiaries during the quarter?........................
27. Has there been a change in the holding company's independent auditors during the quarter? ..................
28. Has there been a change in the holding company's fiscal year end during the quarter?...........................
29. Does the holding company or any of its GAAP-consolidated subsidiaries (other than the reporting thrift)
control other U.S. depository institutions? ......................................................................................
30. If located in the U.S. or its territories, provide the FDIC certificate number: .................................... SLHC
C582

....................................
C583
....
C584
C585
C586

Yes

No

C564

21.

C565

C571

22.a.
22.b.
22.c.
22.d.
22.e.
22.f.
23.

C572

24.

C573

25.

C574
C576

26.
27.
28.

C577

29.

C566
C567
C568
C569
C570

C575

FDIC Cert. No.

30.a.
30.b.
30.c.
30.d.
30.e.

DR

delete semicolon

SLHC

03/2012