Exchange Act Form 10-D

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0604 can be found here:

Documents and Forms

Document Name Document Type
Form SEC 2503` Exchange Act Form 10-D Form and Instruction
SEC 2503` Form 10-D form10-d.12-31-2014.pdf www.sec.gov/about/forms/form10-d.pdf Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Exchange Act Form 10-D	Agency IC Tracking Number:	CF 270-544

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 249.312

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 2503`	Form 10-D	form10-d.12-31-2014.pdf	http://www.sec.gov/about/forms/form10-d.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: (SEC 6) Periodic Reports Filed under the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940, and Investment Adviser	FR Citation: 41 FR 41550

Number of Respondents: 13,014	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	13,014	0	2,508	10,506
Annual IC Time Burden (Hours)	361,139	68,324	56,430	236,385
Annual IC Cost Burden (Dollars)	48,151,800	9,109,800	7,524,000	31,518,000

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.