Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0307 can be found here:

Documents and Forms

Document Name Document Type
Form SEC2052 Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies Form and Instruction
SEC2052 Form N-1A formn-1a.pdf www.sec.gov/aboout/forms/formn-1A.pdf Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies	Agency IC Tracking Number:	IM 270-21

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 239.15A 17 CFR 274.11A

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC2052	Form N-1A	formn-1a.pdf	http://www.sec.gov/aboout/forms/formn-1A.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: (SEC 1) Registration Statements Filed Pursuant to Provisions of the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935,Investment Company Act of 1940	FR Citation: 40 FR 39255

Number of Respondents: 6,002	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	6,002	0	6,002
Annual IC Time Burden (Hours)	1,579,974	1,285	1,578,689
Annual IC Cost Burden (Dollars)	124,820,197	2,089,725	122,730,472

Documents for IC

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.