Reporting for wireless chip manufacturers

Instructions

Tab

A row in the spreadsheet corresponds to:

The number of spreadsheets of this type to be submitted:

C Standard Setting Commitments
D.1 Patent Transfers
D.1.e Transferred Patents
D.1.h i Transfer Payments
E.1 Demand Information

A Standard Setting Organization Commitment
A Patent Transfer
A Patent Transferred in a Transfer
A Person Receiving Payment from a Transfer
A Demand

Submit one spreadsheet.
Submit one spreadsheet.
Submit one spreadsheet.
Submit one spreadsheet.
Submit one spreadsheet.

E.2 Litigation Information
E.3 License Information
F Aggregate Costs
G Aggregate Revenue

A Litigation Against One Defendant (including
related companies)
A License Agreement
A Firm
A Firm

Submit one spreadsheet.
Submit one spreadsheet.
Submit one spreadsheet.
Submit one spreadsheet.

1 of 15

Comments

If multiple, independent, defendants are named in one
litigation, provide a separate entry for each defendant

C Standard Setting Commitments

Request Number

Request Text

Example

C.1.a
C.1.b
C.1.c
C.1.d

State the date the commitment was made.
Identify the Person who made the commitment.
Identify the Standard Setting Organization.
Identify the standard(s) to which the commitment applies.
State whether the commitment is to License the Wireless Patent(s) or any Patent claim(s) on reasonable and nondiscriminatory (RAND); fair, reasonable, and non-discriminatory (FRAND); royalty-free (RF); or other terms.
Is the commitment subject to a field of use restriction?
State the specific field of use restriction(s).
Identify, from the following list, in which sector(s) is the field of use restriction: Chemical, Computers & Communications,
Drugs & Medical, Semiconductors, Other Electrical & Electronic, Mechanical, or Other.

01/01/2014
ABC, Co.
ITU
LTE

C.1.e
C.1.f
C.1.f(1)
C.1.f(2)

2 of 15

RAND
Y
Computers
Computers & Communications

Comment
MM/DD/YYYY

Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
Y or N
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.

D.1 Patent Transfers

Request Number

Request Text

Example

D.1.a
D.1.b
D.1.c
D.1.c(1)
D.1.d
D.1.e
D.1.f
D.1.f(1)

State the date of the transaction.
State the Person(s) who Transferred the Patents.
State the Person(s) to whom the Patent(s) were Transferred.
Did the Firm Transfer the Patent(s) to a Person that the Firm identifies as a Patent Assertion Entity?
State the total number of Patents Transferred in the transaction.
Did the Firm transfer existing License obligations to the Patent(s)?
State the total number of License obligations transferred.

Y
1

D.1.f(2)

State the total revenue received by the Firm from these Licenses.

99999

Did the Firm Transfer the Patent(s) in connection with any proceeding before a United States Bankruptcy Court?
State the jurisdiction.
State the docket number.

D.1.g
D.1.g(1)
D.1.g(2)
D.1.h
D.1.i
D.1.j
D.1.j(1)
D.1.j(2)
D.1.j(2)(a)

Does the Transfer involve a cross-License?
State the date of the cross-License agreement.
Has the Firm assigned a value to the cross-License?
State the date of the most recent valuation.

D.1.j(2)(b)

State the amount of the most recent valuation.

01/01/2014
ABC, Co.
ABC, Co.
Y
1

Y
D.N.J.
14-99999

Y
01/01/2014
Y
01/01/2014
99999

D.1.k
D.1.k(1)

Did any Person outside the Firm share in the proceeds from the Transfer?
State the Person(s) who shared in the proceeds from the Transfer.

Y
ABC, Co.

D.1.k(2)

State the total amount shared with other Person(s) to the date of this Request.

99999

D.1.k(3)

State the total amount expected to be shared with other Person(s) in the future.

99999

3 of 15

Comment
MM/DD/YYYY
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
Y or N
Insert responses in tab D.1.e.
Y or N

Round to the nearest dollar. Omit dollar sign and separators.
Y or N
See instructions for jurisdiction abbreviation.
See instructions for docket number formatting.
Insert responses in tab D.1.h i.
Insert responses in tab D.1.h i.
Y or N
MM/DD/YYYY
Y or N
MM/DD/YYYY
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.

D.1.e Transferred Patents

Request Number
D.1.a
D.1.b
D.1.c
D.1.e(1)
D.1.e(2)
D.1.e(2)(a)
D.1.e(3)

Request Text

Example

State the date of the transaction.
State the Person(s) who Transferred the Patents.
State the Person(s) to whom the Patent(s) were Transferred.
State the Patent Number.
Did the Firm assign the Patent in connection with the transaction?
Was the assignment recorded with the United States Patent and Trademark Office?
Did the Firm grant an exclusive License to the Patent(s) in connection with the transaction?

4 of 15

01/01/2014
ABC, Co.
ABC, Co.
9999999
Y
Y
Y

Comment
MM/DD/YYYY
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
XXXXXXX Omit commas from patent number.
Y or N
Y or N
Y or N

D.1.h-i Transfer Payments

Request Number

Request Text

Example

D.1.a
D.1.b
D.1.c

State the date of the transaction.
State the Person(s) who Transferred the Patents.
State the Person(s) to whom the Patent(s) were Transferred.

D.1.h

Was the Firm paid a lump-sum payment(s), i.e. a payment not directly affected by the transferee’s future revenue or unit sales, to Transfer the Patent(s)?

01/01/2014
ABC, Co.
ABC, Co.
Y

D.1.h(1)

State the Person from whom the payment was received.

ABC, Co.

D.1.h(2)

State the total amount of the lump-sum payment(s) received.

99999

D.1.h(3)

State the total amount of the lump-sum payment(s) expected to be received in the future.

99999

D.1.i(1)

Did the Firm receive, or is it receiving, an on-going payment, i.e., a payment that is directly affected by either the transferee’s future revenue or unit sales,
from the Person(s) receiving the Patent(s)?
State the Person(s) from whom the payment(s) are received.

D.1.i(2)

State the total amount of the on-going payments received from this Person(s) made in 2009.

99999

D.1.i(2)

State the total amount of the on-going payments received from this Person(s) made in 2010.

99999

D.1.i(2)

State the total amount of the on-going payments received from this Person(s) made in 2011.

99999

D.1.i(2)

State the total amount of the on-going payments received from this Person(s) made in 2012.

99999

D.1.i(2)

State the total amount of the on-going payments received from this Person(s) made in 2013.

99999

D.1.i(2)

State the total amount of the on-going payments received from this Person(s) made in 2014.

99999

D.1.i(3)

State the total amount of payments expected to be received in the future.

99999

D.1.i

5 of 15

Y
ABC, Co.

Comment
MM/DD/YYYY
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.

E.1 Demand Information

Request Number

Request Text

Example

E.1.a
E.1.b
E.1.c
E.1.d

State the date of the Demand.
State the Person(s) who made the Demand, e.g. the Firm or one of its related Person(s).
State the Person(s) to whom the Demand was made.
State the Patent(s) that formed the basis of the Demand.
Identify, from the following list, in which sector(s) the Demand was made: Chemical, Computers & Communications,
Drugs & Medical, Semiconductors, Other Electrical & Electronic, Mechanical, or Other.
Was the Demand limited to geographic area(s)?
Identify the geographic area(s).
State all accused product(s) relating to the Demand.

01/01/2014
ABC, Co.
ABC, Co.
9999999; 9999999

E.1.e
E.1.f
E.1.f(1)
E.1.g

6 of 15

Computers & Communications
Y
Continental United States
ABC Computer Model 2000

Comment
MM/DD/YYYY
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
Y or N
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.

E.2 Litigation Information

Request Number
E.2.a
E.2.b
E.2.c
E.2.d
E.2.e
E.2.f
E.2.g
E.2.j
E.2.j(1)
E.2.j(2)
E.2.j(4)
E.2.j(5)
E.2.j(5)(a)
E.2.j(5)(b)
E.2.j(6)
E.2.j(6)(a)
E.2.j(6)(b)
E.2.j(7)
E.2.j(8)
E.2.k
E.2.k(1)
E.2.k(1)(a)
E.2.k(1)(b)
E.2.k(1)(c)
E.2.k(2)
E.2.k(3)
E.2.k(4)
E.2.k(4)(a)
E.2.k(4)(a)(1)
E.2.k(4)(a)(2)
E.2.k(4)(b)
E.2.k(4)(b)(1)
E.2.k(4)(b)(2)
E.2.k(4)(c)
E.2.k(4)(c)(1)
E.2.k(4)(c)(2)
E.2.k(4)(c)(3)
E.2.k(4)(c)(3)(a)
E.2.k(4)(c)(3)(b)
E.2.k(4)(c)(4)
E.2.k(4)(c)(4)(a)
E.2.k(4)(c)(4)(b)
E.2.l
E.2.l(1)

Request Text

Example

State the jurisdiction in which the Litigation was commenced.
State the docket number of the Litigation.
State the date the Litigation was commenced.
State all plaintiffs named or otherwise joined in the Litigation.
State the defendant (including parents, subsidiaries, and affiliates) named or otherwise joined in the Litigation.
State all Patents Asserted.
Identify, from the following list, in which sector(s) the Patents were asserted: Chemical, Computers & Communications, Drugs &
Medical, Semiconductors, Other Electrical & Electronic, Mechanical, or Other.
Is the Litigation pending?
State the date of termination.
State whether the Litigation terminated upon successful dispositive motion, jury verdict, judgment following trial on the merits,
appeal, settlement, or other (if other, explain).
Did a permanent injunction, exclusion order, or cease and desist order issue?
Did the court award damages?
State the amount awarded.
State the amount actually paid to the prevailing party.
Did the court award fees pursuant to 35 U.S.C. 285?
State the fees awarded.
State the amount actually paid to the prevailing party.
Did the court issue sanctions pursuant to Rule 11 of the Federal Rules of Civil Procedure?
Did the Litigation terminate upon exhaustion of appellate process?
Did the Litigation settle?
Did the settlement result in a License agreement?
State the date of the License agreement.
State the Licensee.
State the Licensor.
When was settlement reached: after the complaint was filed; after a successful dispositive motion, after a jury verdict, after
judgment following trial on the merits, after appeal, or other (if other, explain)?
Did the Court issue an order construing any claim(s) of the Patent(s) Asserted before settlement was reached?
State the total revenue the Firm has received under the terms of the settlement agreement from January 1, 2009 to the date of this
Request. Do not report revenue reported for any License identified in response to E.3 below.
Was any part of this revenue received as a lump-sum payment, i.e. a payment not directly affected by the defendant’s future
revenue or unit sales?
State the total revenue the Firm has received to the date of this request in lump-sum payments.
State the total revenue the Firm expects to receive in lump-sum payments in the future.
Was any part of this revenue received as an on-going payment, i.e., a payment that is directly affected by either the defendant’s
future revenue or unit sales? (Y/N) If yes?
State the total revenue the Firm has received to the date of this request in on-going payments.
State the total revenue the Firm expects to receive as on-going payments in the future.
Is this revenue shared with anyone outside the Firm?
State the total amount shared outside the Firm.
If the revenue is part of an ongoing payment, state the total amount the Firm expects to share in the future.
Is any revenue shared pursuant to a contingency fee or risk-sharing agreement?
State the total amount shared pursuant to a contingency fee or risk-sharing agreement.
State the Person(s) outside the Firm who is party to the agreement.
State all Person(s) with whom this revenue is shared.
Are any of these Person(s) the named inventor of any Patent Asserted in the Litigation?
Are any of these Person(s) the employer of the named inventor of any Patent Asserted in the Litigation?
State the Firm’s total expenses relating to the Litigation from January 1, 2009 to the date of this Request.
Are these expenses shared with any Person(s) outside the Firm?

7 of 15

D.N.J.
14-99999
01/01/2014
ABC, Co.
ABC, Co.
9999999; 9999999
Computers & Communications
Y
01/01/2014

Comment
See instructions for jurisdiction abbreviation.
See instructions for docket number formatting.
MM/DD/YYYY
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
Y or N
MM/DD/YYYY

Jury Verdict
Y
Y
99999
99999
Y
99999
99999
Y
Y
Y
Y
01/01/2014
ABC, Co.
ABC, Co.

Y or N
Y or N
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Y or N
Y or N
Y or N
MM/DD/YYYY
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.

After Jury Verdict
Y
99999
Y
99999
99999
Y
99999
99999
Y
99999
99999
Y
99999
ABC, Co.
ABC, Co.
Y
Y
99999
Y

Y or N
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Round to the nearest dollar. Omit dollar sign and separators.
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
Y or N
Y or N
Round to the nearest dollar. Omit dollar sign and separators.
Y or N

E.2 Litigation Information

Request Number
E.2.l(1)(a)
E.2.l(1)(b)
E.2.m

Request Text
State the total amount of expenses shared outside the Firm.
Identify all Person(s) with whom expenses are shared.
State all projected revenues relating to the Litigation from the date of this Request.

8 of 15

Example

Comment

99999
ABC, Co.
99999

Round to the nearest dollar. Omit dollar sign and separators.
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.

E.3 License Information

Request Number

Request Text

Example

E.3.a
E.3.b
E.3.c
E.3.d
E.3.e
E.3.f
E.3.g(1)
E.3.g(2)
E.3.h
E.3.h(1)

Who is the Licensor?
Who is the Licensee?
Identify all Patent(s) Licensed.
What is the effective date of the License agreement?
Does the License relate to a Wireless Patent Held by the Firm?
Does the License relate to a Wireless Patent in which the Firm has an Economic Interest?
State the jurisdiction in which the Litigation was commenced.
State the docket number of the Litigation.
Does the License contain a field of use restriction?
State the specific field of use restriction?
Identify, from the following list, in which sector(s) is the field of use restriction: Chemical, Computers & Communications,
Drugs & Medical, Semiconductors, Other Electrical & Electronic, Mechanical, or Other.
Does the License contain a geographic restriction?
Identify the geographic restriction(s).
State the duration of the License agreement?
State the Licensed products or services.
Does the License include any cross-License?
Has the Firm assigned a value to the cross-License?
State the date of the most recent valuation.
State the amount of the most recent valuation.
State the total revenue the Firm has received under the terms of the License from January 1, 2009 to the date of this
Request.
Was any part of this revenue received as a lump-sum payment, i.e. a payment not directly affected by the defendant’s
future revenue or unit sales?
State the total revenue the Firm has received to the date of this request in lump-sum payments.
Was any part of this revenue received as an on-going payment, i.e., a payment that is directly affected by either the
defendant’s future revenue or unit sales?
State the total revenue the Firm has received to the date of this request in on-going payments.
Is this revenue shared with anyone outside the Firm?
State the total amount shared outside the Firm.
If the revenue is part of an ongoing payment, state the total amount the Firm expects to share in the future.
State all Person(s) with whom this revenue is shared.
Are any of these Person(s) the named inventor of any of the Licensed Patents?
Are any of these Person(s) the employer of the named inventor of any of the Licensed Patents?

ABC, Co.
ABC, Co.
9999999; 9999999
01/01/2014
Y
Y
D.N.J.
14-99999
Y
Computers

E.3.h(2)
E.3.i
E.3.i(1)
E.3.j
E.3.k
E.3.l
E.3.l(1)
E.3.l(1)(a)
E.3.l(1)(b)
E.3.n
E.3.n(1)
E.3.n(1)(a)
E.3.n(2)
E.3.n(2)(a)
E.3.n(3)
E.3.n(3)(a)
E.3.n(3)(b)
E.3.n(3)(c)
E.3.n(3)(c)(1)
E.3.n(3)(c)(2)
E.3.o
E.3.o(1)
E.3.o(1)(a)
E.3.o(1)(b)
E.3.p

State the Firm’s total expenses relating to the License agreement from January 1, 2009 to the date of this Request.
Are these expenses shared with any Person(s) outside the Firm?
State the total amount of expenses shared outside the Firm.
Identify all Person(s) with whom expenses are shared.
State all projected revenues relating to the License from the date of this Request.

Computers & Communications
Y
Continental United States
01/01/2014
ABC Computer Model 2000
Y
Y
01/01/2014
99999
99999
Y
99999
Y
99999
Y
99999
99999
ABC, Co.
Y
Y
99999
Y
99999
ABC, Co.
99999

9 of 15

Comment
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
MM/DD/YYYY
Y or N
Y or N
See instructions for jurisdiction abbreviation.
See instructions for docket number formatting.
Y or N
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
Y or N
Separate multiple responses with a semicolon.
Provide date of termination or term.
Separate multiple responses with a semicolon.
Y or N
Y or N
MM/DD/YYYY
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Separate multiple responses with a semicolon.
Y or N
Y or N
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Round to the nearest dollar. Omit dollar sign and separators.
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.

F Aggregate Costs

Request Number
F.1.a
F.1.a(1)
F.1.a(1)(a)
F.1.a(1)(b)
F.1.a(1)(c)
F.1.a
F.1.a(1)
F.1.a(1)(a)
F.1.a(1)(b)
F.1.a(1)(c)
F.1.a
F.1.a(1)
F.1.a(1)(a)
F.1.a(1)(b)
F.1.a(1)(c)
F.1.a
F.1.a(1)
F.1.a(1)(a)
F.1.a(1)(b)
F.1.a(1)(c)
F.1.a
F.1.a(1)
F.1.a(1)(a)
F.1.a(1)(b)
F.1.a(1)(c)
F.1.a
F.1.a(1)
F.1.a(1)(a)
F.1.a(1)(b)
F.1.a(1)(c)
F.1.b
F.1.b(1)
F.1.b(1)(a)
F.1.b(1)(b)
F.1.b(1)(c)
F.1.b
F.1.b(1)
F.1.b(1)(a)
F.1.b(1)(b)
F.1.b(1)(c)
F.1.b
F.1.b(1)
F.1.b(1)(a)
F.1.b(1)(b)
F.1.b(1)(c)
F.1.b
F.1.b(1)

Request Text
State the total cost to the Firm relating to all Litigations identified in response to Request E.2 in 2009.
Did the Firm share Litigation costs with Person(s) outside the Firm in 2009?
State all Person(s) with whom these costs are shared in 2009.
State the total amount paid by Person(s) outside the Firm in 2009.
State the total amount paid by the Firm in 2009.
State the total cost to the Firm relating to all Litigations identified in response to Request E.2 in 2010.
Did the Firm share Litigation costs with Person(s) outside the Firm in 2010?
State all Person(s) with whom these costs are shared in 2010.
State the total amount paid by Person(s) outside the Firm in 2010.
State the total amount paid by the Firm in 2010.
State the total cost to the Firm relating to all Litigations identified in response to Request E.2 in 2011.
Did the Firm share Litigation costs with Person(s) outside the Firm in 2011?
State all Person(s) with whom these costs are shared in 2011.
State the total amount paid by Person(s) outside the Firm in 2011.
State the total amount paid by the Firm in 2011.
State the total cost to the Firm relating to all Litigations identified in response to Request E.2 in 2012.
Did the Firm share Litigation costs with Person(s) outside the Firm in 2012?
State all Person(s) with whom these costs are shared in 2012.
State the total amount paid by Person(s) outside the Firm in 2012.
State the total amount paid by the Firm in 2012.
State the total cost to the Firm relating to all Litigations identified in response to Request E.2 in 2013.
Did the Firm share Litigation costs with Person(s) outside the Firm in 2013?
State all Person(s) with whom these costs are shared in 2013.
State the total amount paid by Person(s) outside the Firm in 2013.
State the total amount paid by the Firm in 2013.
State the total cost to the Firm relating to all Litigations identified in response to Request E.2 in 2014.
Did the Firm share Litigation costs with Person(s) outside the Firm in 2014?
State all Person(s) with whom these costs are shared in 2014.
State the total amount paid by Person(s) outside the Firm in 2014.
State the total amount paid by the Firm in 2014.
State the total cost to the Firm relating to all Licenses identified in response to Request E.3 in 2009.
Did the Firm share License costs with Person(s) outside the Firm in 2009?
State all Person(s) with whom these costs are shared in 2009.
State the total amount paid by Person(s) outside the Firm in 2009.
State the total amount paid by the Firm in 2009.
State the total cost to the Firm relating to all Licenses identified in response to Request E.3 in 2010.
Did the Firm share License costs with Person(s) outside the Firm in 2010?
State all Person(s) with whom these costs are shared in 2010.
State the total amount paid by Person(s) outside the Firm in 2010.
State the total amount paid by the Firm in 2010.
State the total cost to the Firm relating to all Licenses identified in response to Request E.3 in 2011.
Did the Firm share License costs with Person(s) outside the Firm in 2011?
State all Person(s) with whom these costs are shared in 2011.
State the total amount paid by Person(s) outside the Firm in 2011.
State the total amount paid by the Firm in 2011.
State the total cost to the Firm relating to all Licenses identified in response to Request E.3 in 2012.
Did the Firm share License costs with Person(s) outside the Firm in 2012?

10 of 15

Example

Comment

99999
Y
ABC, Co.
99999
99999
99999
Y
ABC, Co.
99999
99999
99999
Y
ABC, Co.
99999
99999
99999
Y
ABC, Co.
99999
99999
99999
Y
ABC, Co.
99999
99999
99999
Y
ABC, Co.
99999
99999
99999
Y
ABC, Co.
99999
99999
99999
Y
ABC, Co.
99999
99999
99999
Y
ABC, Co.
99999
99999
99999
Y

Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N

F Aggregate Costs

Request Number

Request Text

Example

Comment

F.1.b(1)(a)
F.1.b(1)(b)
F.1.b(1)(c)
F.1.b
F.1.b(1)
F.1.b(1)(a)
F.1.b(1)(b)
F.1.b(1)(c)
F.1.b
F.1.b(1)
F.1.b(1)(a)
F.1.b(1)(b)
F.1.b(1)(c)
F.2.a

State all Person(s) with whom these costs are shared in 2012.
State the total amount paid by Person(s) outside the Firm in 2012.
State the total amount paid by the Firm in 2012.
State the total cost to the Firm relating to all Licenses identified in response to Request E.3 in 2013.
Did the Firm share License costs with Person(s) outside the Firm in 2013?
State all Person(s) with whom these costs are shared in 2013.
State the total amount paid by Person(s) outside the Firm in 2013.
State the total amount paid by the Firm in 2013.
State the total cost to the Firm relating to all Licenses identified in response to Request E.3 in 2014.
Did the Firm share License costs with Person(s) outside the Firm in 2014?
State all Person(s) with whom these costs are shared in 2014.
State the total amount paid by Person(s) outside the Firm in 2014.
State the total amount paid by the Firm in 2014.
State the total cost expected to be paid by the Firm relating to all Litigations identified in Request E.2.
State the total cost expected to be paid by all other Person(s) outside the Firm relating to all Litigations identified in
Request E.2.

ABC, Co.
99999
99999
99999
Y
ABC, Co.
99999
99999
99999
Y
ABC, Co.
99999
99999
99999

Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.

F.2.b
F.2.c
F.2.d

State the total cost expected to be paid by the Firm relating to all License Agreements identified in Request E.3.
State the total cost expected to be paid by all other Person(s) outside the Firm relating to all License Agreements
identified in Request E.3.

11 of 15

99999
99999
99999

Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.

G Aggregate Revenue

Request Number
G.1.a

Request Text

Example

State the total revenue received by the Firm relating to all Transfers identified in response to Request C in 2009.

G.1.a(1)
G.1.a(1)(a)

Did the Firm share Transfer revenue with Person(s) outside the Firm in 2009?
State all Person(s) with whom this revenue is shared in 2009.

G.1.a(1)(b)

State the amount of revenue shared with Person(s) outside the Firm in 2009.

G.1.a(1)(c)

State the amount retained by the Firm in 2009.

G.1.a
G.1.a(1)
G.1.a(1)(a)

State the total revenue received by the Firm relating to all Transfers identified in response to Request C in 2010.
Did the Firm share Transfer revenue with Person(s) outside the Firm in 2010?
State all Person(s) with whom this revenue is shared in 2010.

G.1.a(1)(b)

State the amount of revenue shared with Person(s) outside the Firm in 2010.

G.1.a(1)(c)

State the amount retained by the Firm in 2010.

G.1.a
G.1.a(1)
G.1.a(1)(a)

State the total revenue received by the Firm relating to all Transfers identified in response to Request C in 2011.
Did the Firm share Transfer revenue with Person(s) outside the Firm in 2011?
State all Person(s) with whom this revenue is shared in 2011.

G.1.a(1)(b)

State the amount of revenue shared with Person(s) outside the Firm in 2011.

G.1.a(1)(c)

State the amount retained by the Firm in 2011.

G.1.a

99999
Y
ABC, Co.
99999
99999
99999
Y
ABC, Co.
99999
99999
99999
Y
ABC, Co.
99999
99999

State the total revenue received by the Firm relating to all Transfers identified in response to Request C in 2012.

99999

G.1.a(1)
G.1.a(1)(a)

Did the Firm share Transfer revenue with Person(s) outside the Firm in 2012?
State all Person(s) with whom this revenue is shared in 2012.

Y
ABC, Co.

G.1.a(1)(b)

State the amount of revenue shared with Person(s) outside the Firm in 2012.

99999

G.1.a(1)(c)

State the amount retained by the Firm in 2012.

99999

State the total revenue received by the Firm relating to all Transfers identified in response to Request C in 2013.

99999

G.1.a
G.1.a(1)
G.1.a(1)(a)

Did the Firm share Transfer revenue with Person(s) outside the Firm in 2013?
State all Person(s) with whom this revenue is shared in 2013.

Y
ABC, Co.

G.1.a(1)(b)

State the amount of revenue shared with Person(s) outside the Firm in 2013.

99999

G.1.a(1)(c)

State the amount retained by the Firm in 2013.

99999

State the total revenue received by the Firm relating to all Transfers identified in response to Request C in 2014.

99999

G.1.a
G.1.a(1)
G.1.a(1)(a)

Did the Firm share Transfer revenue with Person(s) outside the Firm in 2014?
State all Person(s) with whom this revenue is shared in 2014.

Y
ABC, Co.

12 of 15

Comment
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.

G Aggregate Revenue

Request Number

Request Text

Example

G.1.a(1)(b)

State the amount of revenue shared with Person(s) outside the Firm in 2014.

99999

G.1.a(1)(c)

State the amount retained by the Firm in 2014.

99999

State the total revenue received by the Firm relating to all Litigations identified in response to Request E.2 in 2009.

99999

G.1.b
G.1.b(1)
G.1.b(1)(a)

Did the Firm share Litigation revenue with Person(s) outside the Firm in 2009?
State all Person(s) with whom this revenue is shared in 2009.

G.1.b(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2009.

99999

G.1.b(1)(c)

State the amount retained by the Firm in 2009.

99999

State the total revenue received by the Firm relating to all Litigations identified in response to Request E.2 in 2010.

99999

G.1.b

Y
ABC, Co.

Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.

G.1.b(1)
G.1.b(1)(a)

Did the Firm share Litigation revenue with Person(s) outside the Firm in 2010?
State all Person(s) with whom this revenue is shared in 2010.

G.1.b(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2010.

99999

Round to the nearest dollar. Omit dollar sign and separators.

G.1.b(1)(c)

State the amount retained by the Firm in 2010.

99999

Round to the nearest dollar. Omit dollar sign and separators.

State the total revenue received by the Firm relating to all Litigations identified in response to Request E.2 in 2011.

99999

Round to the nearest dollar. Omit dollar sign and separators.

G.1.b

Y
ABC, Co.

Comment

G.1.b(1)
G.1.b(1)(a)

Did the Firm share Litigation revenue with Person(s) outside the Firm in 2011?
State all Person(s) with whom this revenue is shared in 2011.

G.1.b(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2011.

99999

Round to the nearest dollar. Omit dollar sign and separators.

G.1.b(1)(c)

State the amount retained by the Firm in 2011.

99999

Round to the nearest dollar. Omit dollar sign and separators.

State the total revenue received by the Firm relating to all Litigations identified in response to Request E.2 in 2012.

99999

Round to the nearest dollar. Omit dollar sign and separators.

G.1.b

Y
ABC, Co.

Y or N
Separate multiple responses with a semicolon.

G.1.b(1)
G.1.b(1)(a)

Did the Firm share Litigation revenue with Person(s) outside the Firm in 2012?
State all Person(s) with whom this revenue is shared in 2012.

G.1.b(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2012.

99999

Round to the nearest dollar. Omit dollar sign and separators.

G.1.b(1)(c)

State the amount retained by the Firm in 2012.

99999

Round to the nearest dollar. Omit dollar sign and separators.

State the total revenue received by the Firm relating to all Litigations identified in response to Request E.2 in 2013.

99999

Round to the nearest dollar. Omit dollar sign and separators.

G.1.b

Y
ABC, Co.

Y or N
Separate multiple responses with a semicolon.

Y
ABC, Co.

Y or N
Separate multiple responses with a semicolon.

G.1.b(1)
G.1.b(1)(a)

Did the Firm share Litigation revenue with Person(s) outside the Firm in 2013?
State all Person(s) with whom this revenue is shared in 2013.

G.1.b(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2013.

99999

Round to the nearest dollar. Omit dollar sign and separators.

G.1.b(1)(c)

State the amount retained by the Firm in 2013.

99999

Round to the nearest dollar. Omit dollar sign and separators.

13 of 15

Y or N
Separate multiple responses with a semicolon.

G Aggregate Revenue

Request Number
G.1.b

Request Text

Example

State the total revenue received by the Firm relating to all Litigations identified in response to Request E.2 in 2014.

99999

Round to the nearest dollar. Omit dollar sign and separators.

G.1.b(1)
G.1.b(1)(a)

Did the Firm share Litigation revenue with Person(s) outside the Firm in 2014?
State all Person(s) with whom this revenue is shared in 2014.

G.1.b(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2014.

99999

Round to the nearest dollar. Omit dollar sign and separators.

G.1.b(1)(c)

State the amount retained by the Firm in 2014.

99999

Round to the nearest dollar. Omit dollar sign and separators.

State the total revenue received by the Firm relating to all Licenses identified in response to Request E.3 in 2009.

99999

G.1.c
G.1.c(1)
G.1.c(1)(a)

Y
ABC, Co.

Comment

Did the Firm share License revenue with Person(s) outside the Firm in 2009?
State all Person(s) with whom this revenue is shared in 2009.

Y
ABC, Co.
99999

G.1.c(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2009.

G.1.c(1)(c)

State the amount retained by the Firm in 2009.

G.1.c
G.1.c(1)
G.1.c(1)(a)

State the total revenue received by the Firm relating to all Licenses identified in response to Request E.3 in 2010.
Did the Firm share License revenue with Person(s) outside the Firm in 2010?
State all Person(s) with whom this revenue is shared in 2010.

G.1.c(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2010.

G.1.c(1)(c)

State the amount retained by the Firm in 2010.

G.1.c
G.1.c(1)
G.1.c(1)(a)

State the total revenue received by the Firm relating to all Licenses identified in response to Request E.3 in 2011.
Did the Firm share License revenue with Person(s) outside the Firm in 2011?
State all Person(s) with whom this revenue is shared in 2011.

G.1.c(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2011.

G.1.c(1)(c)

State the amount retained by the Firm in 2011.

G.1.c
G.1.c(1)
G.1.c(1)(a)

State the total revenue received by the Firm relating to all Licenses identified in response to Request E.3 in 2012.
Did the Firm share License revenue with Person(s) outside the Firm in 2012?
State all Person(s) with whom this revenue is shared in 2012.

G.1.c(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2012.

G.1.c(1)(c)

State the amount retained by the Firm in 2012.

G.1.c
G.1.c(1)
G.1.c(1)(a)

State the total revenue received by the Firm relating to all Licenses identified in response to Request E.3 in 2013.
Did the Firm share License revenue with Person(s) outside the Firm in 2013?
State all Person(s) with whom this revenue is shared in 2013.

99999
99999
Y
ABC, Co.
99999
99999
99999
Y
ABC, Co.
99999
99999
99999
Y
ABC, Co.
99999
99999

14 of 15

99999
Y
ABC, Co.

Y or N
Separate multiple responses with a semicolon.

Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.

G Aggregate Revenue

Request Number

Request Text

Example
99999

G.1.c(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2013.

G.1.c(1)(c)

State the amount retained by the Firm in 2013.

G.1.c
G.1.c(1)
G.1.c(1)(a)

State the total revenue received by the Firm relating to all Licenses identified in response to Request E.3 in 2014.
Did the Firm share License revenue with Person(s) outside the Firm in 2014?
State all Person(s) with whom this revenue is shared in 2014.

G.1.c(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2014.

G.1.c(1)(c)

State the amount retained by the Firm in 2014.

G.2
G.2.a
G.2.b
G.2.c

99999

99999
99999

For all forecasted revenues expected to be received by the Firm after the date of this Request:
State the total revenue expected to be received by the Firm relating to all Transfers identified in Request D.
State the total revenue expected to be received by all other Person(s) outside the Firm relating to all Transfers
identified in Request D.

G.5
G.5.a
G.5.b

State the total amount of revenue received.

G.5.c
G.6
G.6.a

State the total amount of revenue expected to be received in the future.
Has the Firm has received any revenue, either directly or indirectly, from the Transfer of any Wireless Patent by any
Person not otherwise identified in response these requests?
State the Person(s) who paid this revenue to the Firm.

G.6.b

State the total amount of revenue received.

G.6.c

State the total amount of revenue expected to be received in the future.

G.2.e
G.2.f

Y
ABC, Co.
99999

State the total revenue expected to be received by the Firm relating to all Litigations identified in Request E.2.
State the total revenue expected to be received by all other Person(s) outside the Firm relating to all Litigations
identified in Request E.2.
State the total revenue expected to be received by the Firm relating to all License Agreements identified in Request
E.3.
State the total revenue expected to be received by all other Person(s) outside the Firm relating to all License
Agreements identified in Request E.3.
Has the Firm has received any revenue, either directly or indirectly, from the Assertion of any Wireless Patent by any
Person not otherwise identified in response these requests?
State the Person(s) who paid this revenue to the Firm.

G.2.d

99999

99999
99999
99999
99999
99999
99999
Y
ABC, Co.
99999
99999
Y
ABC, Co.
99999
99999

15 of 15

Comment
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.