Reporting for PAE firms

Instructions

Tab
C Patent Information
D Standard Setting Commitments
E Portfolio Information
F.1 Patent Acqusitions
F.1.f Acquired Patents
F.1.i Acqusition Payments
G.1 Patent Transfers
G.1.f Transferred Patents
G.1.i j Transfer Payments
H.1 Demand Information
H.2 Litigation Information
H.3 License Information
I Aggregate Costs
J Aggregate Revenue

A row in the spreadsheet corresponds to:
A Patent
A Standard Setting Organization Commitment
A Patent Portfolio
A Patent Acqusition
A Patent Acquired in an Acqusition
A Person Receiving Payment from an Acqusition
A Patent Transfer
A Patent Transferred in a Transfer
A Person Receiving Payment from a Transfer
A Demand
A Litigation Against One Defendant (including
related companies)
A License Agreement
A Firm
A Firm

The number of spreadsheets of this type to be submitted:

Comments

Submit one spreadsheet.
Submit one spreadsheet.
Submit one spreadsheet.
Submit one spreadsheet.
Submit one spreadsheet.
Submit one spreadsheet.
Submit one spreadsheet.
Submit one spreadsheet.
Submit one spreadsheet.
Submit one spreadsheet.
Submit one spreadsheet.
Submit one spreadsheet.
Submit one spreadsheet.
Submit one spreadsheet.

1 of 22

If multiple, independent, defendants are named in one litigation,
provide a separate entry for each defendant

C Patent Information

Request Number

Request Text

Example

C.1.a

State the Person within the Firm who Holds the Patent.

C.1.b
C.1.c
C.1.d

State the Patent number.
State the Patent’s priority date.
State the application to which the Patent claims earliest priority.
Does the Patent expire either 17 years from the date of issuance, if the Patent was filed before June 7, 1995, or
20 years from the priority date, if the Patent was filed after June 7, 1995?
State the Patent's expiration date.
Has the Patent been subject to review by the Patent and Trademark Office since January 1, 2009?
Provide the docket number for each review.
Do(es) any Person(s) outside the Firm Hold any Legal Rights to the Patent?
Identify the Person(s) who Hold(s) any Legal Rights to the Patent.
Do(es) any Person(s) outside the Firm Hold an Economic Interest in the Patent?
Identify the Person(s) who Hold(s) any Economic Interest in the Patent.
Does the Firm have an exclusive License to the Patent?
If the exclusive License is limited by geography, list the geographic restrictions.
If the exclusive License is limited by field of use state the specific field of use restriction.
Identify, from the following list, in which sector(s) is the field of use restriction: Chemical, Computers &
Communications, Drugs & Medical, Semiconductors, Other Electrical & Electronic, Mechanical, or Other.
Has the Firm Asserted the Patent?
State whether the patent is a Wireless Patent.
Identify, from the following list, in which sector(s) the Patent was Asserted: Chemical, Computers &
Communications, Drugs & Medical, Semiconductors, Other Electrical & Electronic, Mechanical, or Other.
Has the Firm included the Patent in any Demand?
Has the Firm brought Litigation involving the Patent?
Has the Firm Licensed the Patent to any Person(s)?
Has the Firm, or any other Person, assigned a value to the Patent?
State the date of the most recent valuation.
State the amount of the most recent valuation.

C.1.e
C.1.e(1)
C.1.f
C.1.f(1)
C.1.g
C.1.g(1)
C.1.h
C.1.h(1)
C.1.i
C.1.i(3)
C.1.i(4)(a)
C.1.i(4)(b)
C.1.j
C.1.j(1)
C.1.j(2)
C.1.k
C.1.l
C.1.m
C.1.n
C.1.n(1)
C.1.n(2)
C.1.o
C.1.q
C.1.q(1)

ABC, Co.
9999999
01/01/2014
99/999999
Y
01/01/2014
Y
CBM2012-0001
Y
ABC, Co.
Y
ABC, Co.
Y
Continental United States
Computers
Computers & Communications
Y
Y
Computers & Communications
Y
Y
Y
Y
01/01/2014
99999

State the number of known Assignments of the Patent before the Patent was Acquired by the Firm.

1

State whether the Patent was Asserted in Litigation before the Firm Acquired the Patent.
State the number of times the Patent was Asserted in Litigation before the Firm Acquired the Patent.

Y
1

2 of 22

Comment
If the Patent is Held by a Firm subsidiary, state the subsidiary.
XXXXXXX Omit commas from patent number.
MM/DD/YYYY
XX/XXXXXX
Y or N
MM/DD/YYYY
Y or N
See instructions for docket number formatting.
Y or N
Separate multiple responses with a semicolon.
Y or N
Separate multiple responses with a semicolon.
Y or N
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
Y or N
Y or N
Separate multiple responses with a semicolon.
Y or N
Y or N
Y or N
Y or N
MM/DD/YYYY
Round to the nearest dollar. Omit dollar sign and separators.
As part of your response do not include the assignment of Legal
Rights to a Patent by a Firm employee who is bound to assign
Legal Rights to the Firm at the time of invention.
Y or N

D Standard Setting Commitments

Request Number

Request Text

Example

D.1.a
D.1.b
D.1.c
D.1.d

State the date the commitment was made.
Identify the Person who made the commitment.
Identify the Standard Setting Organization.
Identify the standard(s) to which the commitment applies.

D.1.f

State whether the commitment is to License the Patent(s) or any Patent claim(s) on reasonable and nondiscriminatory (RAND); fair, reasonable, and non-discriminatory (FRAND); royalty-free (RF); or other terms.
Is the commitment subject to a field of use restriction?
State the specific field of use restriction(s).

D.1.g
D.1.g(1)
D.1.g(2)

01/01/2014
ABC, Co.
ITU
LTE

Identify, from the following list, in which sector(s) is the field of use restriction: Chemical, Computers &
Communications, Drugs & Medical, Semiconductors, Other Electrical & Electronic, Mechanical, or Other.

3 of 22

Comment
MM/DD/YYYY

Separate multiple responses with a semicolon.

RAND
Y
Computers

Separate multiple responses with a semicolon.
Y or N
Separate multiple responses with a semicolon.

Computers & Communications
Separate multiple responses with a semicolon.

E Porfolio Information

Request Number

Request Text

Example

E.1.a
E.1.a(1)

Has the Firm organized the Portfolio by field of use?
State the specific field of use.

Y
Computers

E.1.a(2)
E.1.b
E.1.c
E.1.c(1)

Identify, from the following list, in which sector(s) is the field of use: Chemical, Computers &
Communications, Drugs & Medical, Semiconductors, Other Electrical & Electronic, Mechanical, or Other.
Does the Firm identify the Patent(s) included in the Patent Portfolio?
Has the Firm assigned a value to the Patent Portfolio?
State the date of the most recent valuation.

E.1.c(2)

State the amount of the most recent valuation.

Y or N
Separate multiple responses with a semicolon.

Computers & Communications
Y
Y
01/01/2014
99999

4 of 22

Comment

Separate multiple responses with a semicolon.
Y or N
Y or N
MM/DD/YYYY
Round to the nearest dollar. Omit dollar sign and separators.

F.1 Patent Acquisitions

Request Number
F.1.a
F.1.b
F.1.c
F.1.c(1)
F.1.c(2)
F.1.c(3)
F.1.d
F.1.e
F.1.f
F.1.g
F.1.g(1)
F.1.g(2)
F.1.g(3)

Request Text

Example

State the date of the transaction.
State the Person who Acquired the Patent(s).
State the Person(s) from whom the Patent(s) were Acquired.
Did the Firm Acquire the Patent(s) from a named inventor of the Patent?
Did the Firm Acquire the Patent(s) from an employer of the named inventor?
Did the Firm Acquire the Patent from a Person that the Firm identifies as a Patent Assertion Entity?
State the total number of Patents Acquired in this transaction.
Did the Firm Acquire any Wireless Patent(s) in this transaction?
Did the Firm assume existing License obligations for the Patent(s)?
State the total number of License obligations assumed.
State the total revenue obtained by the Firm as a result of assuming existing License obligations to the date of this
request.
State the total revenue expected to be obtained by the Firm in the future as a result of assuming existing License
obligations.
Did the Firm Acquire the Patent(s) in connection with any proceeding before a United States Bankruptcy Court?
State the jurisdiction.
State the docket number.

F.1.h
F.1.h(1)
F.1.h(2)
F.1.i
F.1.j
F.1.j(1)
F.1.j(2)
F.1.j(2)(a)

Does the Acquisition involve a cross-License?
State the date of the cross-License agreement.
Has the Firm assigned a value to the cross-License?
State the date of the most recent valuation.

F.1.j(2)(b)

State the amount of the most recent valuation.

01/01/2014
ABC, Co.
ABC, Co.
Y
Y
Y
1
Y
Y
1
99999
99999
Y
D.N.J.
14-99999
Y
01/01/2014
Y
01/01/2014
99999

F.1.k
F.1.k(1)

Did any Person outside the Firm financially contribute to the Acquisition?
State the Person(s) who contributed to the Acquisition.

Y
ABC, Co.

F.1.k(2)

State the total amount contributed by other Person(s) to the Acquisition.

99999

F.1.k(3)

State the total amount expected to be contributed by other Persons in the future as a result of the Acquisition.

99999

F.1.l
F.1.l(1)

Do(es) any Person(s) outside the Firm Hold any Legal Rights to any of the Patents Acquired in this transaction?
State the Person(s) who Hold any Legal Rights to any Acquired Patents.

Y
ABC, Co.

5 of 22

Comment
MM/DD/YYYY
Separate multiple responses with a semicolon.
Y or N
Y or N
Y or N
Y or N
Insert responses in tab F.1.f.
Y or N

Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
See instructions for jurisdiction abbreviation.
See instructions for docket number formatting.
Insert responses in tab F.1.i.
Y or N
MM/DD/YYYY
Y or N
MM/DD/YYYY
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.

F.1.f Acquired Patents

Request Number
F.1.a
F.1.b
F.1.c
F.1.f(1)
F.1.f(2)
F.1.f(2)(a)
F.1.f(3)
F.1.f(4)

Request Text

Example

State the date of the transaction.
State the Person who Acquired the Patents.
State the Person(s) from whom the Patent(s) were Acquired.
State the Patent Number.
Did the Firm assign the Patent in connection with this transaction?

01/01/2014
ABC, Co.
ABC, Co.
9999999
Y

Was the assignment recorded with the United States Patent and Trademark Office?
Did the Firm obtain an exclusive License to the Patent in connection with the
transaction?
Did the Firm License the Patent back to its previous owner?

6 of 22

Y
Y
Y

Comment
MM/DD/YYYY
Separate multiple responses with a semicolon.
XXXXXXX Omit commas from patent number.
Y or N
Y or N
Y or N
Y or N

F.1.i Acquisition Payments

Request Number
F.1.a
F.1.b
F.1.c
F.1.i(1)
F.1.i(1)(a)
F.1.i(1)(b)
F.1.i(1)(c)
F.1.i(2)
F.1.i(2)(a)
F.1.i(2)(b)
F.1.i(3)
F.1.i(3)(a)
F.1.i(3)(a)
F.1.i(3)(a)
F.1.i(3)(a)
F.1.i(3)(a)
F.1.i(3)(a)
F.1.i(3)(b)

Request Text

Example

State the date of the transaction.
State the Person who Acquired the Patents.
State the Person(s) from whom the Patent(s) were Acquired.
State the Person to whom the payment was made.
Was the Person a named inventor of a Patent included in the transaction?
Was the Person an employer of a named inventor of a Patent included in the transaction?
Was the Patent(s) Acquired from the Person?
Did the Firm make a lump-sum payment(s), i.e. a payment not directly affected by the Firm’s future revenue or unit sales, to
this Person to Acquire the Patents?

01/01/2014
ABC, Co.
ABC, Co.
ABC, Co.
Y
Y
Y
Y
99999

State the total amount of the lump-sum payment(s) made.
State the total amount of the lump-sum payment(s) expected to be made in the future.
Did the Firm pay, or is the Firm expecting to pay, an on-going payment, i.e., a payment that is directly affected by either the
Firm’s future revenue or unit sales, to this Person to Acquire the Patent(s)?

99999
Y
99999

State the total amount paid in on-going payments to this Person in 2009.

99999

State the total amount paid in on-going payments to this Person in 2010.

99999

State the total amount paid in on-going payments to this Person in 2011.

99999

State the total amount paid in on-going payments to this Person in 2012.

99999

State the total amount paid in on-going payments to this Person in 2013.

99999

State the total amount paid in on-going payments to this Person in 2014.
State the total amount from on-going payments expected to be made in the future derived from the Patent(s) Acquired.

7 of 22

99999

Comment
MM/DD/YYYY
Separate multiple responses with a semicolon.
Y or N
Y or N
Y or N
Y or N
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.

G.1 Patent Transfers

Request Number
G.1.a
G.1.b
G.1.c
G.1.c(1)
G.1.d
G.1.e
G.1.f
G.1.g
G.1.g(1)
G.1.g(2)
G.1.h
G.1.h(1)
G.1.h(2)
G.1.i
G.1.j
G.1.k
G.1.k(1)
G.1.k(2)
G.1.k(2)(a)
G.1.k(2)(b)
G.1.l
G.1.l(1)
G.1.l(2)
G.1.l(3)

Request Text

Example

State the date of the transaction.
State the Person(s) who Transferred the Patents.
State the Person(s) to whom the Patent(s) were Transferred.
Did the Firm Transfer the Patent(s) to a Person that the Firm identifies as a Patent Assertion Entity?
State the total number of Patents Transferred in the transaction.
Did the Firm transfer any Wireless Patents in this transaction?

01/01/2014
ABC, Co.
ABC, Co.
Y
1
Y

Did the Firm transfer existing License obligations to the Patent(s)?
State the total number of License obligations transferred.
State the total revenue received by the Firm from these Licenses.

Y
1
99999

Did the Firm Transfer the Patent(s) in connection with any proceeding before a United States Bankruptcy Court?
State the jurisdiction.
State the docket number.

Does the Transfer involve a cross-License?
State the date of the cross-License agreement.
Has the Firm assigned a value to the cross-License?
State the date of the most recent valuation.
State the amount of the most recent valuation.
Did any Person outside the Firm share in the proceeds from the Transfer?
State the Person(s) who shared in the proceeds from the Transfer.
State the total amount shared with other Person(s) to the date of this Request.
State the total amount expected to be shared with other Person(s) in the future.

Y
D.N.J.
14-99999

Y
01/01/2014
Y
01/01/2014
99999
Y
ABC, Co.
99999
99999

8 of 22

Comment
MM/DD/YYYY
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
Y or N
Y or N
Insert responses in tab G.1.f.
Y or N
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
See instructions for jurisdiction abbreviation.
See instructions for docket number formatting.
Insert responses in tab G.1.i j.
Insert responses in tab G.1.i j.
Y or N
MM/DD/YYYY
Y or N
MM/DD/YYYY
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.

G.1.f Transferred Patents

Request Number
G.1.a
G.1.b
G.1.c
G.1.f(1)
G.1.f(2)
G.1.f(2)(a)
G.1.f(3)

Request Text

Example

State the date of the transaction.
State the Person(s) who Transferred the Patents.
State the Person(s) to whom the Patent(s) were Transferred.
State the Patent number.
Did the Firm assign the Patent in connection with the transaction?
Was the assignment recorded with the United States Patent and Trademark
Office?
Did the Firm grant an exclusive License to the Patent(s) in connection with the
transaction?

01/01/2014
ABC, Co.
ABC, Co.
9999999
Y

9 of 22

Comment
MM/DD/YYYY
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
XXXXXXX Omit commas from patent number.
Y or N

Y

Y or N

Y

Y or N

G.1.i j Transfer Payments

Request Number
G.1.a
G.1.b
G.1.c
G.1.i
G.1.i(1)
G.1.i(2)
G.1.i(3)
G.1.j
G.1.j(1)
G.1.j(2)
G.1.j(2)
G.1.j(2)
G.1.j(2)
G.1.j(2)
G.1.j(2)
G.1.j(3)

Request Text

Example

State the date of the transaction.
State the Person(s) who Transferred the Patents.
State the Person(s) to whom the Patent(s) were Transferred.
Was the Firm paid a lump-sum payment(s), i.e. a payment not directly affected by the transferee’s future
revenue or unit sales, to Transfer the Patent(s)?
State the Person from whom the payment(s) was received.
State the total amount of the lump-sum payment(s) received.
State the total amount of the lump-sum payment(s) expected to be received in the future.
Did the Firm receive, or is it receiving, an on-going payment, i.e., a payment that is directly affected by either
the transferee’s future revenue or unit sales, from the Person(s) receiving the Patent(s)?
State the Person(s) from whom the payment(s) are received.
State the total amount of the on-going payments received from this Person(s) made in 2009.
State the total amount of the on-going payments received from this Person(s) made in 2010.
State the total amount of the on-going payments received from this Person(s) made in 2011.
State the total amount of the on-going payments received from this Person(s) made in 2012.
State the total amount of the on-going payments received from this Person(s) made in 2013.
State the total amount of the on-going payments received from this Person(s) made in 2014.
State the total amount of on-going payments expected to be received in the future.

10 of 22

01/01/2014
ABC, Co.
ABC, Co.
Y
ABC, Co.
99999
99999
Y
ABC, Co.
99999
99999
99999
99999
99999
99999
99999

Comment
MM/DD/YYYY
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.

H.1 Demand Information

Request Number
H.1.a
H.1.b
H.1.c
H.1.d
H.1.e
H.1.f
H.1.g
H.1.g(1)
H.1.h

Request Text

Example

State the date of the Demand.
State the Person(s) who made the Demand, e.g. the Firm or one of its related Person(s).
State the Person(s) to whom the Demand was made.
State the Patent(s) that formed the basis of the Demand.
Did the Demand relate to a Wireless Patent?
Identify, from the following list, in which sector(s) the Demand was made: Chemical, Computers &
Communications, Drugs & Medical, Semiconductors, Other Electrical & Electronic, Mechanical, or Other.
Was the Demand limited to geographic area(s)?
Identify the geographic area(s).
State all accused product(s) relating to the Demand.

01/01/2014
ABC, Co.
ABC, Co.
9999999; 9999999
Y
Computers & Communications
Y
Continental United States
ABC Computer Model 2000

11 of 22

Comment
MM/DD/YYYY
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
Y or N
Separate multiple responses with a semicolon.
Y or N
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.

H.2 Litigation Information

Request Number
H.2.a
H.2.b
H.2.c
H.2.d
H.2.e
H.2.f
H.2.g
H.2.h
H.2.k
H.2.k(1)
H.2.k(2)
H.2.k(4)
H.2.k(5)
H.2.k(5)(a)
H.2.k(5)(b)
H.2.k(6)

Request Text

Example

State the jurisdiction in which the Litigation was commenced.
State the docket number of the Litigation.
State the date the Litigation was commenced.
State all plaintiffs named or otherwise joined in the Litigation.
State the defendant (including parents, subsidiaries, and affiliates) named or otherwise joined in the
Litigation.
State all Patents Asserted.
Was any Patent Asserted a Wireless Patent?
Identify, from the following list, in which sector(s) the Patents were asserted: Chemical, Computers &
Communications, Drugs & Medical, Semiconductors, Other Electrical & Electronic, Mechanical, or
Other.
Is the Litigation pending?
State the date of termination.
State whether the litigation terminated upon successful dispositive motion, jury verdict, judgment
following trial on the merits, appeal, settlement, or other (if other, explain).
Did a permanent injunction, exclusion order, or cease and desist order issue?
Did the court award damages?

D.N.J.
14-99999
01/01/2014
ABC, Co.
ABC, Co.
9999999; 9999999
Y

Y
01/01/2014

Y
Y

Y

H.2.k(6)(a)

State the fees awarded.

99999

H.2.k(6)(b)

State the amount actually paid to the prevailing party.

99999

H.2.k(7)
H.2.k(8)
H.2.l
H.2.l(1)
H.2.l(1)(a)
H.2.l(1)(b)
H.2.l(1)(c)

Did the court issue sanctions pursuant to Rule 11 of the Federal Rules of Civil Procedure?
Did the Litigation terminate upon exhaustion of appellate process?
Did the Litigation settle?
Did the settlement result in a License agreement?
State the date of the License agreement.
State the Licensee.
State the Licensor.

H.2.l(2)

When was settlement reached: after the complaint was filed; after a successful dispositive motion, after
a jury verdict, after judgment following trial on the merits, after appeal, or other (if other, explain)?

H.2.l(3)

Did the Court issue an order construing any claim(s) of the Patent(s) Asserted before settlement was
reached?

12 of 22

Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
Y or N

Separate multiple responses with a semicolon.
Y or N
MM/DD/YYYY

Jury Verdict

99999

State the amount actually paid to the prevailing party.
Did the court award fees pursuant to 35 U.S.C. 285?

See instructions for jurisdiction abbreviation.
See instructions for docket number formatting.
MM/DD/YYYY
Separate multiple responses with a semicolon.

Computers & Communications

99999

State the amount awarded.

Comment

Y
Y
Y
Y
01/01/2014
ABC, Co.
ABC, Co.

Y or N
Y or N
Round to the nearest dollar. Omit dollar sign and
separators.
Round to the nearest dollar. Omit dollar sign and
separators.
Y or N
Round to the nearest dollar. Omit dollar sign and
separators.
Round to the nearest dollar. Omit dollar sign and
separators.
Y or N
Y or N
Y or N
Y or N
MM/DD/YYYY
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.

After Jury Verdict
Y

Y or N

H.2 Litigation Information

Request Number
H.2.l(4)
H.2.l(4)(a)

Request Text

Example

State the total revenue the Firm has received under the terms of the settlement agreement from
January 1, 2009 to the date of this Request.
Was any part of this revenue received as a lump-sum payment, i.e. a payment not directly affected by
the defendant’s future revenue or unit sales?

99999
Y

H.2.l(4)(a)(1)

State the total revenue the Firm has received to the date of this request in lump-sum payments.

99999

H.2.l(4)(a)(2)

State the total revenue the Firm expects to receive in the future in lump-sum payments.

99999

H.2.l(4)(b)

Was any part of this revenue received as an on-going payment, i.e., a payment that is directly affected
by either the defendant’s future revenue or unit sales?

Y

H.2.l(4)(b)(1)

State the total revenue the Firm has received to the date of this request in on-going payments.

99999

H.2.l(4)(b)(2)

State the total revenue the Firm expects to receive in the future as on-going payments.

99999

H.2.l(4)(c)
H.2.l(4)(c)(1)
H.2.l(4)(c)(2)
H.2.l(4)(c)(3)

Is this revenue shared with anyone outside the Firm?

Y

State the total amount shared outside the Firm.

99999

If the revenue is part of an ongoing payment, state the total amount the Firm expects to share in the
future.
Is any revenue shared pursuant to a contingency fee or risk-sharing agreement?

99999
Y

H.2.l(4)(c)(3)(a)

State the total amount shared pursuant to a contingency fee or risk-sharing agreement.

99999

H.2.l(4)(c)(3)(b)
H.2.l(4)(c)(4)
H.2.l(4)(c)(4)(a)

State the Person(s) outside the Firm who is party to the agreement.
State all Person(s) with whom this revenue is shared.
Are any of these Person(s) the named inventor of any Patent Asserted in the Litigation?

ABC, Co.
ABC, Co.
Y

H.2.l(4)(c)(4)(b)

Are any of these Person(s) the employer of the named inventor of any Patent Asserted in the Litigation?

H.2.m
H.2.m(1)

State the Firm’s total expenses relating to the Litigation from January 1, 2009 to the date of this
Request.
Are these expenses shared with any Person(s) outside the Firm?

H.2.m(1)(a)

State the total amount of expenses shared outside the Firm.

H.2.m(1)(b)

Identify all Person(s) with whom expenses are shared.

H.2.n

Y
99999
Y
99999
ABC, Co.
99999

State all projected revenues relating to the Litigation from the date of this Request.

13 of 22

Comment
Do not report revenue reported for any License identified
in response to H.3 below. Round to the nearest dollar.
Omit dollar sign and separators.
Y or N
Round to the nearest dollar. Omit dollar sign and
separators.
Round to the nearest dollar. Omit dollar sign and
separators.
Y or N
Round to the nearest dollar. Omit dollar sign and
separators.
Round to the nearest dollar. Omit dollar sign and
separators.
Y or N
Round to the nearest dollar. Omit dollar sign and
separators.
Round to the nearest dollar. Omit dollar sign and
separators.
Y or N
Round to the nearest dollar. Omit dollar sign and
separators.
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
Y or N
Y or N
Round to the nearest dollar. Omit dollar sign and
separators.
Y or N
Round to the nearest dollar. Omit dollar sign and
separators.
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and
separators.

H.3 License Information

Request Number

Request Text

Example

H.3.a
H.3.b
H.3.c
H.3.d
H.3.e
H.3.f
H.3.g
H.3.h
H.3.i(1)
H.3.i(2)
H.3.j
H.3.j(1)

Who is the Licensor(s)?
Who is the Licensee(s)?
Identify all Patent(s) Licensed.
What is the effective date of the License agreement?
Does the License relate to a Patent Held by the Firm?
Does the License relate to a Wireless Patent Held by the Firm?
Does the License relate to a Patent in which the Firm has an Economic Interest?
Does the License relate to a Wireless Patent in which the Firm has an Economic Interest?
State the jurisdiction in which the Litigation was commenced.
State the docket number of the Litigation.
Does the License contain a field of use restriction?
State the specific field of use restriction?
Identify, from the following list, in which sector(s) is the field of use restriction: Chemical, Computers
& Communications, Drugs & Medical, Semiconductors, Other Electrical & Electronic, Mechanical, or
Other.
Does the License contain a geographic restriction?
Identify the geographic restriction(s).
State the duration of the License agreement?
State the Licensed products or services.
Does the License include any cross-License?
Has the Firm assigned a value to the cross-License?
State the date of the most recent valuation.
State the amount of the most recent valuation.
State the total revenue the Firm has received under the terms of the License from January 1, 2009 to
the date of this Request.
Was any part of this revenue received as a lump-sum payment, i.e. a payment not directly affected
by the defendant’s future revenue or unit sales?

ABC, Co.
ABC, Co.
9999999; 9999999
01/01/2014
Y
Y
Y
Y
D.N.J.
14-99999
Y
Computers

H.3.j(2)
H.3.k
H.3.k(1)
H.3.l
H.3.m
H.3.n
H.3.n(1)
H.3.n(1)(a)
H.3.n(1)(b)
H.3.o
H.3.o(1)
H.3.o(1)(a)

State the total revenue the Firm has received to the date of this request in lump-sum payments.

H.3.o(3)(c)
H.3.o(3)(c)(1)
H.3.o(3)(c)(2)

Are any of these Person(s) the employer of the named inventor of any of the Licensed Patents?

H.3.o(2)
H.3.o(2)(a)
H.3.o(3)
H.3.o(3)(a)
H.3.o(3)(b)

H.3.p
H.3.p(1)
H.3.p(1)(a)

Y
Continental United States
01/01/2014
ABC Computer Model 2000
Y
Y
01/01/2014
99999
99999
Y

Y
99999
Y
99999
99999
ABC, Co.
Y
Y

State the Firm’s total expenses relating to the License agreement from January 1, 2009 to the date
of this Request.
Are these expenses shared with any Person(s) outside the Firm?
State the total amount of expenses shared outside the Firm.

14 of 22

Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
Separate multiple responses with a semicolon.
MM/DD/YYYY
Y or N
Y or N
Y or N
Y or N
See instructions for jurisdiction abbreviation.
See instructions for docket number formatting.
Y or N
Separate multiple responses with a semicolon.

Computers & Communications

99999

Was any part of this revenue received as an on-going payment, i.e., a payment that is directly
affected by either the defendant’s future revenue or unit sales?
State the total revenue the Firm has received to the date of this request in on-going payments.
Is this revenue shared with anyone outside the Firm?
State the total amount shared outside the Firm.
If the revenue is part of an ongoing payment, state the total amount the Firm expects to share in the
future.
State all Person(s) with whom this revenue is shared.
Are any of these Person(s) the named inventor of any of the Licensed Patents?

Comment

99999
Y
99999

Separate multiple responses with a semicolon.
Y or N
Separate multiple responses with a semicolon.
Provide date of termination or term.
Separate multiple responses with a semicolon.
Y or N
Y or N
MM/DD/YYYY
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Separate multiple responses with a semicolon.
Y or N
Y or N
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Round to the nearest dollar. Omit dollar sign and separators.

H.3 License Information

Request Number
H.3.p(1)(b)
H.3.q

Request Text

Example

Identify all Person(s) with whom expenses are shared.
State all projected revenues relating to the License from the date of this Request.

99999
99999

15 of 22

Comment
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.

I Aggregate Costs

Request Number
I.1.a

Request Text

Example

State the total cost to the Firm relating to all Acquisitions identified in response to Request F in 2009.

99999

I.1.a(1)
I.1.a(1)(a)
I.1.a(1)(b)
I.1.a(1)(c)

Did the Firm share Acquisition costs with Person(s) outside the Firm in 2009?
State all Person(s) with whom these costs are shared in 2009.
State the total amount paid by Person(s) outside the Firm in 2009.
State the total amount paid by the Firm in 2009.

I.1.a
I.1.a(1)
I.1.a(1)(a)
I.1.a(1)(b)
I.1.a(1)(c)

State the total cost to the Firm relating to all Acquisitions identified in response to Request F in 2010.
Did the Firm share Acquisition costs with Person(s) outside the Firm in 2010?
State all Person(s) with whom these costs are shared in 2010.
State the total amount paid by Person(s) outside the Firm in 2010.
State the total amount paid by the Firm in 2010.

I.1.a
I.1.a(1)
I.1.a(1)(a)
I.1.a(1)(b)
I.1.a(1)(c)

State the total cost to the Firm relating to all Acquisitions identified in response to Request F in 2011.
Did the Firm share Acquisition costs with Person(s) outside the Firm in 2011?
State all Person(s) with whom these costs are shared in 2011.
State the total amount paid by Person(s) outside the Firm in 2011.
State the total amount paid by the Firm in 2011.

Y
ABC, Co.
99999
99999

I.1.a

State the total cost to the Firm relating to all Acquisitions identified in response to Request F in 2012.

99999

I.1.a(1)
I.1.a(1)(a)
I.1.a(1)(b)
I.1.a(1)(c)
I.1.a
I.1.a(1)
I.1.a(1)(a)
I.1.a(1)(b)
I.1.a(1)(c)
I.1.a
I.1.a(1)
I.1.a(1)(a)
I.1.a(1)(b)
I.1.a(1)(c)
I.1.b
I.1.b(1)
I.1.b(1)(a)
I.1.b(1)(b)
I.1.b(1)(c)
I.1.b

Y
ABC, Co.
99999
99999

Did the Firm share Acquisition costs with Person(s) outside the Firm in 2012?
State all Person(s) with whom these costs are shared in 2012.
State the total amount paid by Person(s) outside the Firm in 2012.
State the total amount paid by the Firm in 2012.

99999
Y
ABC, Co.
99999
99999
99999

Y
ABC, Co.
99999
99999

State the total cost to the Firm relating to all Acquisitions identified in response to Request F in 2013.
Did the Firm share Acquisition costs with Person(s) outside the Firm in 2013?
State all Person(s) with whom these costs are shared in 2013.
State the total amount paid by Person(s) outside the Firm in 2013.
State the total amount paid by the Firm in 2013.

99999
Y
ABC, Co.
99999
99999

State the total cost to the Firm relating to all Acquisitions identified in response to Request F in 2014.
Did the Firm share Acquisition costs with Person(s) outside the Firm in 2014?
State all Person(s) with whom these costs are shared in 2014.
State the total amount paid by Person(s) outside the Firm in 2014.
State the total amount paid by the Firm in 2014.

99999
Y
ABC, Co.
99999
99999

State the total cost to the Firm relating to all Litigations identified in response to Request H.2 in 2009.
Did the Firm share Litigation costs with Person(s) outside the Firm in 2009?
State all Person(s) with whom these costs are shared in 2009.
State the total amount paid by Person(s) outside the Firm in 2009.
State the total amount paid by the Firm in 2009.
State the total cost to the Firm relating to all Litigations identified in response to Request H.2 in 2010.

16 of 22

99999

Comment
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.

Y
ABC, Co.
99999
99999

Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.

99999

Round to the nearest dollar. Omit dollar sign and separators.

I Aggregate Costs

Request Number
I.1.b(1)
I.1.b(1)(a)
I.1.b(1)(b)
I.1.b(1)(c)
I.1.b
I.1.b(1)
I.1.b(1)(a)
I.1.b(1)(b)
I.1.b(1)(c)
I.1.b
I.1.b(1)
I.1.b(1)(a)
I.1.b(1)(b)
I.1.b(1)(c)
I.1.b
I.1.b(1)
I.1.b(1)(a)
I.1.b(1)(b)
I.1.b(1)(c)
I.1.b
I.1.b(1)
I.1.b(1)(a)
I.1.b(1)(b)
I.1.b(1)(c)
I.1.c
I.1.c(1)
I.1.c(1)(a)
I.1.c(1)(b)
I.1.c(1)(c)

Request Text

Example

Did the Firm share Litigation costs with Person(s) outside the Firm in 2010?
State all Person(s) with whom these costs are shared in 2010.
State the total amount paid by Person(s) outside the Firm in 2010.
State the total amount paid by the Firm in 2010.
State the total cost to the Firm relating to all Litigations identified in response to Request H.2 in 2011.
Did the Firm share Litigation costs with Person(s) outside the Firm in 2011?
State all Person(s) with whom these costs are shared in 2011.
State the total amount paid by Person(s) outside the Firm in 2011.
State the total amount paid by the Firm in 2011.
State the total cost to the Firm relating to all Litigations identified in response to Request H.2 in 2012.
Did the Firm share Litigation costs with Person(s) outside the Firm in 2012?
State all Person(s) with whom these costs are shared in 2012.
State the total amount paid by Person(s) outside the Firm in 2012.
State the total amount paid by the Firm in 2012.
State the total cost to the Firm relating to all Litigations identified in response to Request H.2 in 2013.
Did the Firm share Litigation costs with Person(s) outside the Firm in 2013?
State all Person(s) with whom these costs are shared in 2013.
State the total amount paid by Person(s) outside the Firm in 2013.
State the total amount paid by the Firm in 2013.
State the total cost to the Firm relating to all Litigations identified in response to Request H.2 in 2014.
Did the Firm share Litigation costs with Person(s) outside the Firm in 2014?
State all Person(s) with whom these costs are shared in 2014.
State the total amount paid by Person(s) outside the Firm in 2014.
State the total amount paid by the Firm in 2014.
State the total cost to the Firm relating to all Licenses identified in response to Request H.3 in 2009.
Did the Firm share License costs with Person(s) outside the Firm in 2009?
State all Person(s) with whom these costs are shared in 2009.
State the total amount paid by Person(s) outside the Firm in 2009.
State the total amount paid by the Firm in 2009.

Y
ABC, Co.
99999
99999

Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.

99999

Round to the nearest dollar. Omit dollar sign and separators.

Y
ABC, Co.
99999
99999

Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.

99999

Round to the nearest dollar. Omit dollar sign and separators.

Y
ABC, Co.
99999
99999

Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.

99999

Round to the nearest dollar. Omit dollar sign and separators.

Y
ABC, Co.
99999
99999

Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.

99999

Round to the nearest dollar. Omit dollar sign and separators.

Y
ABC, Co.
99999
99999

Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.

99999
Y
ABC, Co.
99999
99999

I.1.c
I.1.c(1)
I.1.c(1)(a)
I.1.c(1)(b)
I.1.c(1)(c)

State the total cost to the Firm relating to all Licenses identified in response to Request H.3 in 2010.
Did the Firm share License costs with Person(s) outside the Firm in 2010?
State all Person(s) with whom these costs are shared in 2010.
State the total amount paid by Person(s) outside the Firm in 2010.
State the total amount paid by the Firm in 2010.

I.1.c
I.1.c(1)

State the total cost to the Firm relating to all Licenses identified in response to Request H.3 in 2011.
Did the Firm share License costs with Person(s) outside the Firm in 2011?

17 of 22

Comment

99999
Y
ABC, Co.
99999
99999
99999
Y

Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N

I Aggregate Costs

Request Number

Request Text

Example

I.1.c(1)(a)
I.1.c(1)(b)
I.1.c(1)(c)

State all Person(s) with whom these costs are shared in 2011.
State the total amount paid by Person(s) outside the Firm in 2011.
State the total amount paid by the Firm in 2011.

I.1.c
I.1.c(1)
I.1.c(1)(a)
I.1.c(1)(b)
I.1.c(1)(c)

State the total cost to the Firm relating to all Licenses identified in response to Request H.3 in 2012.
Did the Firm share License costs with Person(s) outside the Firm in 2012?
State all Person(s) with whom these costs are shared in 2012.
State the total amount paid by Person(s) outside the Firm in 2012.
State the total amount paid by the Firm in 2012.

I.1.c
I.1.c(1)
I.1.c(1)(a)
I.1.c(1)(b)
I.1.c(1)(c)

State the total cost to the Firm relating to all Licenses identified in response to Request H.3 in 2013.
Did the Firm share License costs with Person(s) outside the Firm in 2013?
State all Person(s) with whom these costs are shared in 2013.
State the total amount paid by Person(s) outside the Firm in 2013.
State the total amount paid by the Firm in 2013.

I.1.c
I.1.c(1)
I.1.c(1)(a)
I.1.c(1)(b)
I.1.c(1)(c)

State the total cost to the Firm relating to all Licenses identified in response to Request H.3 in 2014.
Did the Firm share License costs with Person(s) outside the Firm in 2014?
State all Person(s) with whom these costs are shared in 2014.
State the total amount paid by Person(s) outside the Firm in 2014.
State the total amount paid by the Firm in 2014.

I.2.a
I.2.b
I.2.c
I.2.d
I.2.e
I.2.f
I.3
I.3.a
I.5
I.5.a
I.5.b
I.5.c

ABC, Co.
99999
99999

State the total cost expected to be paid by the Firm relating to all Acquisitions identified in Request F.
State the total cost expected to be paid by all other Person(s) outside the Firm relating to all
Acquisitions identified in Request F.
State the total cost expected to be paid by the Firm relating to all Litigations identified in Request H.2.
State the total cost expected to be paid by all other Person(s) outside the Firm relating to all Litigations
identified in Request H.2.
State the total cost expected to be paid by the Firm relating to all License Agreements identified in
Request H.3.
State the total cost expected to be paid by all other Person(s) outside with the Firm relating to all
License Agreements identified in Request H.3.
Since January 1, 2009, has the Firm engaged in any research and development related to the Patents
identified in Request C?
What is the total cost of the Firms’ research and development activity?
Has the Firm made any payment related to the Acquisition of any Patent by any Person not otherwise
identified in response to these Requests?
State the Person(s) to whom the payments were made.
State the total amount paid.
State the total amount expected to be paid in the future.

18 of 22

99999
Y
ABC, Co.
99999
99999
99999
Y
ABC, Co.
99999
99999
99999
Y
ABC, Co.
99999
99999
99999
99999
99999
99999
99999
99999
Y
99999
Y
ABC, Co.
99999
99999

Comment
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.

J Aggregate Revenue

Request
Number
J.1.a

Request Text

Example

State the total revenue received by the Firm relating to all Transfers identified in response to Request G in 2009.

J.1.a(1)
J.1.a(1)(a)

Did the Firm share Transfer revenue with Person(s) outside the Firm in 2009?
State all Person(s) with whom this revenue is shared in 2009.

J.1.a(1)(b)

State the amount of revenue shared with Person(s) outside the Firm in 2009.

J.1.a(1)(c)

State the amount retained by the Firm in 2009.

J.1.a
J.1.a(1)
J.1.a(1)(a)

State the total revenue received by the Firm relating to all Transfers identified in response to Request G in 2010.
Did the Firm share Transfer revenue with Person(s) outside the Firm in 2010?
State all Person(s) with whom this revenue is shared in 2010.

J.1.a(1)(b)

State the amount of revenue shared with Person(s) outside the Firm in 2010.

Y
ABC, Co.
99999
99999
99999
Y
ABC, Co.
99999
99999

J.1.a(1)(c)

State the amount retained by the Firm in 2010.

J.1.a
J.1.a(1)
J.1.a(1)(a)

State the total revenue received by the Firm relating to all Transfers identified in response to Request G in 2011.
Did the Firm share Transfer revenue with Person(s) outside the Firm in 2011?
State all Person(s) with whom this revenue is shared in 2011.

J.1.a(1)(b)

State the amount of revenue shared with Person(s) outside the Firm in 2011.

J.1.a(1)(c)

State the amount retained by the Firm in 2011.

J.1.a

99999

99999
Y
ABC, Co.
99999
99999

State the total revenue received by the Firm relating to all Transfers identified in response to Request G in 2012.

99999

J.1.a(1)
J.1.a(1)(a)

Did the Firm share Transfer revenue with Person(s) outside the Firm in 2012?
State all Person(s) with whom this revenue is shared in 2012.

Y
ABC, Co.

J.1.a(1)(b)

State the amount of revenue shared with Person(s) outside the Firm in 2012.

99999

J.1.a(1)(c)

State the amount retained by the Firm in 2012.

99999

State the total revenue received by the Firm relating to all Transfers identified in response to Request G in 2013.

99999

J.1.a
J.1.a(1)
J.1.a(1)(a)

Did the Firm share Transfer revenue with Person(s) outside the Firm in 2013?
State all Person(s) with whom this revenue is shared in 2013.

Y
ABC, Co.

J.1.a(1)(b)

State the amount of revenue shared with Person(s) outside the Firm in 2013.

99999

J.1.a(1)(c)

State the amount retained by the Firm in 2013.

99999

State the total revenue received by the Firm relating to all Transfers identified in response to Request G in 2014.

99999

J.1.a
J.1.a(1)
J.1.a(1)(a)

Did the Firm share Transfer revenue with Person(s) outside the Firm in 2014?
State all Person(s) with whom this revenue is shared in 2014.

Y
ABC, Co.

J.1.a(1)(b)

State the amount of revenue shared with Person(s) outside the Firm in 2014.

99999

19 of 22

Comment
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.

J Aggregate Revenue

Request
Number
J.1.a(1)(c)
J.1.b

Request Text

Example

State the amount retained by the Firm in 2014.

99999

State the total revenue received by the Firm relating to all Litigations identified in response to Request H.2 in 2009.

99999

J.1.b(1)
J.1.b(1)(a)

Did the Firm share Litigation revenue with Person(s) outside the Firm in 2009?
State all Person(s) with whom this revenue is shared in 2009.

J.1.b(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2009.

99999

J.1.b(1)(c)

State the amount retained by the Firm in 2009.

99999

State the total revenue received by the Firm relating to all Litigations identified in response to Request H.2 in 2010.

99999

J.1.b

Y
ABC, Co.

Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.

J.1.b(1)
J.1.b(1)(a)

Did the Firm share Litigation revenue with Person(s) outside the Firm in 2010?
State all Person(s) with whom this revenue is shared in 2010.

J.1.b(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2010.

99999

Round to the nearest dollar. Omit dollar sign and separators.

J.1.b(1)(c)

State the amount retained by the Firm in 2010.

99999

Round to the nearest dollar. Omit dollar sign and separators.

State the total revenue received by the Firm relating to all Litigations identified in response to Request H.2 in 2011.

99999

Round to the nearest dollar. Omit dollar sign and separators.

J.1.b

Y
ABC, Co.

Comment

J.1.b(1)
J.1.b(1)(a)

Did the Firm share Litigation revenue with Person(s) outside the Firm in 2011?
State all Person(s) with whom this revenue is shared in 2011.

J.1.b(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2011.

99999

Round to the nearest dollar. Omit dollar sign and separators.

J.1.b(1)(c)

State the amount retained by the Firm in 2011.

99999

Round to the nearest dollar. Omit dollar sign and separators.

State the total revenue received by the Firm relating to all Litigations identified in response to Request H.2 in 2012.

99999

Round to the nearest dollar. Omit dollar sign and separators.

J.1.b

Y
ABC, Co.

Y or N
Separate multiple responses with a semicolon.

J.1.b(1)
J.1.b(1)(a)

Did the Firm share Litigation revenue with Person(s) outside the Firm in 2012?
State all Person(s) with whom this revenue is shared in 2012.

J.1.b(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2012.

99999

Round to the nearest dollar. Omit dollar sign and separators.

J.1.b(1)(c)

State the amount retained by the Firm in 2012.

99999

Round to the nearest dollar. Omit dollar sign and separators.

State the total revenue received by the Firm relating to all Litigations identified in response to Request H.2 in 2013.

99999

Round to the nearest dollar. Omit dollar sign and separators.

J.1.b

Y
ABC, Co.

Y or N
Separate multiple responses with a semicolon.

J.1.b(1)
J.1.b(1)(a)

Did the Firm share Litigation revenue with Person(s) outside the Firm in 2013?
State all Person(s) with whom this revenue is shared in 2013.

J.1.b(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2013.

99999

Round to the nearest dollar. Omit dollar sign and separators.

J.1.b(1)(c)

State the amount retained by the Firm in 2013.

99999

Round to the nearest dollar. Omit dollar sign and separators.

State the total revenue received by the Firm relating to all Litigations identified in response to Request H.2 in 2014.

99999

Round to the nearest dollar. Omit dollar sign and separators.

J.1.b
J.1.b(1)
J.1.b(1)(a)

Y
ABC, Co.

Y or N
Separate multiple responses with a semicolon.

Did the Firm share Litigation revenue with Person(s) outside the Firm in 2014?
State all Person(s) with whom this revenue is shared in 2014.

Y
ABC, Co.

20 of 22

Y or N
Separate multiple responses with a semicolon.

Y or N
Separate multiple responses with a semicolon.

J Aggregate Revenue

Request
Number

Request Text

Example

Comment

J.1.b(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2014.

99999

Round to the nearest dollar. Omit dollar sign and separators.

J.1.b(1)(c)

State the amount retained by the Firm in 2014.

99999

Round to the nearest dollar. Omit dollar sign and separators.

State the total revenue received by the Firm relating to all Licenses identified in response to Request H.3 in 2009.

99999

J.1.c
J.1.c(1)
J.1.c(1)(a)

Did the Firm share License revenue with Person(s) outside the Firm in 2009?
State all Person(s) with whom this revenue is shared in 2009.

J.1.c(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2009.

J.1.c(1)(c)

State the amount retained by the Firm in 2009.

J.1.c
J.1.c(1)
J.1.c(1)(a)

State the total revenue received by the Firm relating to all Licenses identified in response to Request H.3 in 2010.
Did the Firm share License revenue with Person(s) outside the Firm in 2010?
State all Person(s) with whom this revenue is shared in 2010.

J.1.c(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2010.

J.1.c(1)(c)

State the amount retained by the Firm in 2010.

J.1.c
J.1.c(1)
J.1.c(1)(a)

State the total revenue received by the Firm relating to all Licenses identified in response to Request H.3 in 2011.
Did the Firm share License revenue with Person(s) outside the Firm in 2011?
State all Person(s) with whom this revenue is shared in 2011.

J.1.c(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2011.

J.1.c(1)(c)

State the amount retained by the Firm in 2011.

J.1.c
J.1.c(1)
J.1.c(1)(a)

State the total revenue received by the Firm relating to all Licenses identified in response to Request H.3 in 2012.
Did the Firm share License revenue with Person(s) outside the Firm in 2012?
State all Person(s) with whom this revenue is shared in 2012.

J.1.c(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2012.

Y
ABC, Co.
99999
99999

Y
ABC, Co.
99999
99999
99999
Y
ABC, Co.
99999
99999
99999
Y
ABC, Co.
99999
99999

J.1.c(1)(c)

State the amount retained by the Firm in 2012.

J.1.c
J.1.c(1)
J.1.c(1)(a)

State the total revenue received by the Firm relating to all Licenses identified in response to Request H.3 in 2013.
Did the Firm share License revenue with Person(s) outside the Firm in 2013?
State all Person(s) with whom this revenue is shared in 2013.

J.1.c(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2013.

J.1.c(1)(c)

State the amount retained by the Firm in 2013.

J.1.c
J.1.c(1)

99999

99999
Y
ABC, Co.
99999
99999

State the total revenue received by the Firm relating to all Licenses identified in response to Request H.3 in 2014.
Did the Firm share License revenue with Person(s) outside the Firm in 2014?

21 of 22

99999
Y

Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N

J Aggregate Revenue

Request
Number
J.1.c(1)(a)

State all Person(s) with whom this revenue is shared in 2014.

J.1.c(1)(b)

State the total revenue shared with Person(s) outside the Firm in 2014.

J.1.c(1)(c)

Request Text

Example
ABC, Co.
99999
99999

State the amount retained by the Firm in 2014.

J.2.a

State the total revenue expected to be received by the Firm relating to all Transfers identified in Request G.

J.2.b

State the total revenue expected to be received by all other Person(s) outside the Firm relating to all Transfers identified in Request G.

J.2.c

State the total revenue expected to be received by the Firm relating to all Litigations identified in Request H.2.
State the total revenue expected to be received by all other Person(s) outside the Firm relating to all Litigations identified in Request
H.2.

J.2.d
J.2.e

J.5
J.5.a

State the total revenue expected to be received by the Firm relating to all License Agreements identified in Request H.3.
State the total revenue expected to be received by all other Person(s) outside the Firm relating to all License Agreements identified in
Request H.3.
Has the Firm received any revenue, either directly or indirectly, from the Assertion of any Patent by any Person not otherwise identified
in response these requests?
State the Person(s) who paid this revenue to the Firm.

J.5.b

State the total amount of revenue received.

J.5.c
J.6
J.6.a

State the total amount of revenue expected to be received in the future.
Has the Firm received any revenue, either directly or indirectly, from the Acquisition of any Patent by any Person not otherwise
identified in response these requests?
State the Person(s) who paid this revenue to the Firm.

J.6.b

State the total amount of revenue received.

J.6.c
J.7
J.7.a

State the total amount of revenue expected to be received in the future.
Has the Firm received any revenue, either directly or indirectly, from the Transfer of any Patent by any Person not otherwise identified
in response these requests?
State the Person(s) who paid this revenue to the Firm.

J.7.b

State the total amount of revenue received.

J.7.c

State the total amount of revenue expected to be received in the future.

J.2.f

99999
99999
99999
99999
99999
99999
Y
ABC, Co.
99999
99999
Y
ABC, Co.
99999
99999
Y
ABC, Co.
99999
99999

22 of 22

Comment
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.
Y or N
Separate multiple responses with a semicolon.
Round to the nearest dollar. Omit dollar sign and separators.
Round to the nearest dollar. Omit dollar sign and separators.