Att 3_Case Study Framework_12

Att 3_Case Study Framework_12.16.13.docx

Case Studies to Explore Interventions to Support, Build, and Provide Legacy Awareness for Young Breast Cancer Survivors

Att 3_Case Study Framework_12

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Case Study Framework

Research Subquestions

Indicators

Data Sources

Methodology

Analysis

Primary Research Question 1: What are the core components of the DP11-1111 cooperative agreement?

1A: What does grantees’ implementation of DP11-1111 programmatic activities look like?


  • Core components of the cooperative agreement

  • Program readiness

  • Needs assessment

  • Priorities based on needs assessment

  • Partnerships

  • Development of program plan

  • Implementation of program plan

  • Evaluation and monitor progress

  • Sustainability plan

  • Resources

  • Expenditures

  • Staffing/personnel

  • Amount of time

  • Data management tools/information technology (IT)

  • Partnerships

  • Reporting

  • Performance measures

  • Community/YBCS input

  • Interim progress reports

  • Performance monitoring data

  • Annual reports

  • Grantee staff involved with cooperative agreement

  • Budget narrative

  • Document review

  • Secondary data analysis

  • In-depth interviews conducted via case study

  • Thematic analysis

  • Descriptive statistics

1B: What does CDC’s implementation of DP11-1111 programmatic activities look like?

  • Staffing/personnel

  • Amount of time

  • Protocols for offering TA/training

  • Organization of support offered

  • Engagement of staff in providing TA to grantees

  • Data management tools/IT created for grantees

  • Use of existing partnerships

  • Grantee staff involved with cooperative agreement implementation


  • In-depth interviews


  • Thematic analysis

1C: To what extent are grantees implementing DP11-1111 programmatic activities as intended?

  • Core components of the cooperative agreement

  • Program readiness

  • Needs assessment

  • Priorities based on needs assessment

  • Partnerships

  • Development of program plan

  • Implementation of program plan

  • Evaluation and monitor progress

  • Sustainability plan


  • Performance monitoring data

  • Grantee staff involved with cooperative agreement implementation



  • Secondary data analysis

  • In-depth interviews conducted via case study


  • Thematic analysis

  • Descriptive statistics

Primary Research Question 2: What are the factors that affect the implementation of DP11-1111 programmatic activities?

2A: What are the facilitators to grantees’ implementation of programmatic activities related to the cooperative agreement?

  • Contextual factors

  • Costs/funding

  • Staffing/personnel

  • Amount of time

  • Program maturity/infrastructure

  • Staff capacity

  • Access to those with subject matter expertise

  • Partnerships

  • Organizational factors

  • History

  • Mission

  • Leadership

  • Qualities inherent to the cooperative agreement

  • TA received

  • Tools/resources made available

  • Access to new partners

  • Community/YBCS input

  • Phase in intervention design and implementation

  • New intervention

  • Expansion of pre-existing intervention

  • Grantee staff involved with cooperative agreement implementation

  • Interim progress reports

  • Annual reports


  • In-depth interviews conducted via case study

  • Document review

  • Thematic analysis


2B: What are the barriers to grantees’ implementation of programmatic activities related to the cooperative agreement?

  • Contextual factors

  • Costs/funding

  • Overall fiscal management

  • Ability to allocate resources and liquidate resources appropriately

  • Time

  • Staffing/personnel

  • Partnerships

  • Organizational factors

  • Program maturity/infrastructure

  • Staff capacity

  • Leadership

  • Qualities inherent to the cooperative agreement

  • TA received

  • Tools/resources made available

  • Access to new partners

  • Community/YBCS input

  • Grantee staff involved with cooperative agreement implementation

  • Interim progress reports

  • Annual reports



  • In-depth interviews conducted via case study

  • Document review

  • Thematic analysis


2C: How have grantees used strategies to mitigate barriers associated with implementation of programmatic activities related to the cooperative agreement?

  • Strategic partnerships

  • Hire new staff/build capacity of existing staff

  • Offer internal training and TA

  • Engage leadership

  • Seek additional funding

  • Development of new partnerships

  • Expansion of existing partnerships

  • Seek CDC TA assistance

  • Grantee staff involved with cooperative agreement implementation

  • Interim progress reports

  • Annual reports


  • In-depth interviews conducted via case study

  • Document review

  • Thematic analysis


Primary Research Question 3: What support services and educational resources have organizations developed and/or implemented as a part of their intervention targeting YBCS?

3A: How have grantees developed or implemented the use of educational resources within their interventions?



  • Comprehensive description of interventions delivered related to educational resources:

  • Background of intervention

  • Goals/intended program outcomes

  • Description of activities (i.e., types)

  • Theoretical framework (if applicable)

  • Description of target audience

  • Methods of delivery/staff roles

  • Promotion strategies

  • Intensity of activities conducted (dose delivered and received)

  • Duration of activities conducted

  • Program delivered as intended

  • Evaluation capacity/measurement of program

  • Use of performance monitoring to inform program delivery

  • Partner involvement

  • Interim progress reports

  • Performance monitoring data

  • Annual reports

  • Grantee staff involved with cooperative agreement implementation

  • Program documents provided by site

  • Program activities conducted

  • Systematic document review

  • In-depth interviews conducted via case study

  • Site visits to observe program activities via case study

  • Thematic analysis


3B: How have grantees developed or implemented the use of support services within their interventions?


  • Comprehensive description of interventions delivered related to support services:

  • Background of intervention

  • Goals/intended program outcomes

  • Description of activities (i.e., types)

  • Theoretical framework (if applicable)

  • Description of target audience

  • Methods of delivery/staff roles

  • Promotion strategies

  • Intensity of activities conducted (dose delivered and received)

  • Duration of activities conducted

  • Program delivered as intended

  • Evaluation capacity/measurement of program

Use of performance monitoring to inform program delivery

  • Partner involvement

  • Interim progress reports

  • Performance monitoring data

  • Annual reports

  • Grantee staff involved with cooperative agreement implementation

  • Program documents provided by site

  • Program activities conducted

  • Systematic document review

  • In-depth interviews conducted via case study

  • Site visits to observe program activities via case study

  • Thematic analysis


3C: What support services and educational resources do grantees perceive to be most effective in supporting YBCS?

  • Grantees’ definition of effectiveness

  • Perceived effectiveness of intervention:

  • Reach

  • YBCS satisfaction with program

  • Increase in availability, awareness, and use of services

  • Grantee staff involved with cooperative agreement implementation


  • In-depth interviews conducted via case study


  • Thematic analysis


3D: How have nonfunded organizations developed or implemented the use educational resources within their intervention?


  • Comprehensive description of interventions delivered related to educational resources:

  • Background of intervention

  • Goals/intended program outcomes

  • Description of activities (i.e., types)

  • Theoretical framework (if applicable)

  • Description of target audience

  • Methods of delivery/staff roles

  • Promotion strategies

  • Intensity of activities conducted (dose delivered and received)

  • Duration of activities conducted

  • Program delivered as intended

  • Evaluation capacity/measurement of program

  • Use of performance monitoring to inform program delivery

  • Partner involvement

  • Staff involved with program implementation

  • Program documents provided by site

  • Program activities conducted

  • Systematic document review

  • In-depth interviews conducted via case study

  • Site visits to observe program activities via case study

  • Thematic analysis


3E: How have nonfunded organizations developed or implemented the use support services within their interventions?


  • Comprehensive description of interventions delivered related to support services:

  • Background of intervention

  • Goals/intended program outcomes

  • Description of activities (i.e., types)

  • Theoretical framework (if applicable)

  • Description of target audience

  • Methods of delivery/staff roles

  • Promotion strategies

  • Intensity of activities conducted (dose delivered and received)

  • Duration of activities conducted

  • Program delivered as intended

  • Evaluation capacity/measurement of program

  • Use of performance monitoring to inform program delivery

  • Partner involvement

  • Staff involved with program implementation

  • Program documents provided by site

  • Program activities conducted

  • Systematic document review

  • In-depth interviews conducted via case study

  • Site visits to observe program activities via case study

  • Thematic analysis


3F: What support services and educational resources do nonfunded organizations perceive to be most effective in supporting YBCS?

  • Non definition of effectiveness

  • Perceived effectiveness of intervention:

  • Reach

  • YBCS satisfaction with program

  • Increase in availability, awareness, and utilization of services

  • Staff involved with program implementation


  • In-depth interviews conducted via case study


  • Thematic analysis


Primary Research Question 4: What are the factors that affect the implementation of support services and educational resources?

4A: What organizational elements among grantees affect implementation of support services and educational resource interventions?

  • Organizational factors

  • Organizational culture

  • Organizational structure

  • Leadership

  • Systems/work processes

  • Staff and personnel

  • Resources

  • Communication

  • Partnerships/strategic relationships

  • Access to subject matter expertise

  • Capacity

  • Implementation

  • Evaluation

  • Grantee staff involved with cooperative agreement implementation


  • In-depth interviews conducted via case study

  • Thematic analysis


4B: What are the facilitators to grantees’ implementation of support services and educational resource interventions?

  • Costs/funding

  • Staffing/personnel

  • Amount of time

  • Program maturity/infrastructure

  • Staff capacity

  • Training/TA

  • Leadership

  • Organizational factors

  • Community context

  • Sustainability

  • Expertise in implementation/evaluation

  • Relationships and support from strategic partnerships

  • Relationships with advocates and/or population served

  • Grantee staff involved with cooperative agreement implementation

  • Interim progress reports

  • Annual reports



  • In-depth interviews conducted via case study

  • Thematic analysis


4C: What are the barriers to grantees’ implementation of support services and educational resource interventions?

  • Costs/funding

  • Staffing/personnel

  • Amount of time

  • Program maturity/infrastructure

  • Limited staff capacity

  • Lack of training/TA

  • Leadership

  • Lack of evaluation capacity

  • Inability to conduct program monitoring

  • Organizational factors

  • Identification of target population/recruitment

  • Lack of expertise

  • Grantee staff involved with cooperative agreement implementation

  • Interim progress reports

  • Annual reports



  • In-depth interviews conducted via case study

  • Thematic analysis


4D: How have grantees used strategies to mitigate barriers related to the implementation of support services and educational resource interventions?

  • Development of strategic partnerships

  • Additional funding opportunities

  • Training/staff capacity building

  • Hiring new staff

  • Creation of standardized protocols/guidelines



  • Grantee staff involved with cooperative agreement implementation

  • Interim progress reports

  • Annual reports

  • In-depth interviews conducted via case study

  • Thematic analysis

4E: What organizational elements among nonfunded organizations affect implementation of support services and educational resource interventions?

  • Organizational factors

  • Organizational culture

  • Organizational structure

  • Leadership

  • Systems/work processes

  • Staff and personnel

  • Resources

  • Communication

  • Partnerships/strategic relationships

  • Access to subject matter expertise

  • Capacity

  • Implementation

  • Evaluation

  • Staff involved with program implementation

  • In-depth interviews conducted via case study

  • Thematic analysis


4F: What are the facilitators to nonfunded organizations’ implementation of support services and educational resource interventions?

  • Costs/funding

  • Staffing/personnel

  • Amount of time

  • Program maturity/infrastructure

  • Staff capacity

  • Training/TA

  • Leadership

  • Organizational factors

  • Community context

  • Sustainability

  • Expertise in implementation/evaluation

  • Relationships and support from strategic partnerships

  • Relationships with advocates and/or population served

  • Staff involved with program implementation

  • In-depth interviews conducted via case study

  • Thematic analysis


4G: What are the barriers to nonfunded organizations’ implementation of support services and educational resource interventions?

  • Costs/funding

  • Staffing/personnel

  • Amount of time

  • Program maturity/infrastructure

  • Limited staff capacity

  • Lack of training/TA

  • Leadership

  • Lack of evaluation capacity

  • Inability to conduct program monitoring

  • Organizational factors

  • Identification of target population/ recruitment

  • Lack of expertise

  • Staff involved with program implementation

  • In-depth interviews conducted via case study

  • Thematic analysis


4H: How have nonfunded organizations used strategies to mitigate barriers related to the implementation of support services and educational resource interventions?

  • Development of strategic partnerships

  • Additional funding opportunities

  • Training/staff capacity building

  • Hiring of new staff

  • Creation of standardized protocols/guidelines







  • Staff involved with program implementation


  • In-depth interviews conducted via case study

  • Thematic analysis


Primary Research Question 5: How have CDC’s TA and support activities contributed to grantees’ capacity and sustainability efforts?

5A: How have CDC’s TA and support activities increased grantee capacity?

  • Staff perceptions about how the CA has contributed to organizational capacity:

  • Financial resources

  • Human resources

  • Management

  • Program delivery

  • Leadership

  • Partnerships/strategic relationships

  • Cooperative agreement management and administration

  • Evaluation and program monitoring

  • Measuring outcomes

  • Grantee staff involved with cooperative agreement implementation


  • In-depth interviews conducted via case study

  • Thematic analysis


5B: How has CDC’s TA and support activities increased sustainability of grantees’ support services and educational resource interventions targeting YBCS?

  • Staff perceptions about how the Cooperative agreement has contributed to sustainability of services delivered:

  • Level of integration into existing programs/services

  • Level of integration into networks/partnerships

  • Ability to continue implementing interventions using support services and educational resources in the absence of funding

  • Ability to achieve goals/outcomes over time in the absence of continued funding

  • Grantee staff involved with cooperative agreement implementation


  • In-depth interviews conducted via case study

  • Thematic analysis


Primary Resesach Question 6: How have organizations’ interventions affected awareness for and access to support services and educational resources among YBCS, health care providers, and caregivers?

6A: How have DP11-1111 grantees worked toward increasing awareness for the availability of support services and educational resources?

  • Staff perceptions about their YBCS interventions’ impact on increasing awareness for the availability of support services and/or educational resources.

Other potential indicators:

  • Communication channels used:

  • Mass media

  • Social media

  • Print media

  • Interpersonal

  • Communication-related activities implemented:

  • Facebook and Twitter accounts

  • Program Web page/partner Web page

  • Training conducted

  • Brochures produced/disseminated

  • Grantee staff involved with cooperative agreement implementation

  • Interim progress reports

  • Annual reports



  • In-depth interviews conducted via case study

  • Document review


  • Thematic analysis


6B: How have DP11-1111 grantees worked toward increasing access to support services and educational resources?

  • Staff perceptions about their YBCS interventions’ impact on increasing access to support services and/or educational resources.

Other potential indicators:

  • Educational resources created and/or promoted:

  • Workshops/trainings

  • Conferences

  • Educational materials

  • Online resources

  • E-mails/electronic mailing lists

  • Support services used and/or promoted:

  • Patient navigation

  • Patient coaching

  • Support groups

  • Grantee staff involved with cooperative agreement implementation

  • Interim progress reports

  • Annual reports



  • In-depth interviews conducted via case study

  • Document review

  • Thematic analysis


6C: How have DP11-1111 grantees worked toward increasing the utilization of support services and educational resources?

  • Staff perceptions about their YBCS interventions’ impact on increasing utilization of support services and/or educational resources.

Other potential indicators:

  • Attendance at events

  • Use of services (e.g., patient navigation)

  • Web traffic/hits on Web sites

  • Web behavior (e.g., items downloaded from site)

  • Grantee staff involved with cooperative agreement implementation

  • Interim progress reports

  • Annual reports

  • In-depth interviews conducted via case study

  • Document review

  • Thematic analysis


6D: How have nonfunded organizations worked toward increasing awareness for the availability of support services and educational resources?

  • Staff perceptions about their YBCS interventions’ impact on increasing awareness for the availability of support services and/or educational resources.

Other potential indicators:

  • Communication channels used:

  • Mass media

  • Social media

  • Print media

  • Interpersonal

  • Communication-related activities implemented:

  • Facebook and Twitter accounts

  • Program Web page/partner Web page

  • Training conducted

  • Brochures produced/disseminated

  • Staff involved with program implementation


  • In-depth interviews conducted via case study


  • Thematic analysis


6E: How have nonfunded organizations worked toward increasing access to support services and educational resources?

  • Staff perceptions about their YBCS interventions’ impact on increasing access to support services and/or educational resources.

Other potential indicators:

  • Educational resources created and/or promoted:

  • Workshops/trainings

  • Conferences

  • Educational materials

  • Online resources

  • E-mails/electronic mailing lists

  • Support services used and/or promoted:

  • Patient navigation

  • Patient coaching

  • Support groups

  • Staff involved with program implementation


  • In-depth interviews conducted via case study


  • Thematic analysis


6F: How have nonfunded organizations worked toward increasing the utilization of support services and educational resources?

  • Staff perceptions about their YBCS interventions’ impact on increasing utilization of support services and/or educational resources.

Other potential indicators:

  • Attendance at events

  • Use of services (e.g., patient navigation)

  • Web traffic/hits on Web sites

  • Web behavior (e.g., items downloaded from site)

  • Staff involved with program implementation



  • In-depth interviews conducted via case study


  • Thematic analysis


Primary Research Question 7: How have organizations’ interventions affected knowledge, attitudes and behaviors among YBCS, health care providers, and caregivers related to the risks of breast cancer in young women?

7A: How have DP11-1111 grantees’ interventions worked toward increasing knowledge among YBCS, health care providers, and caregivers?

  • Staff perceptions about their YBCS interventions’ impact on knowledge among YBCS, health care providers, and caregivers

  • Staff involved with program implementation


  • In-depth interviews conducted via case study

  • Thematic analysis

7B: How have DP11-1111 grantees’ interventions worked toward improving attitudes among YBCS, health care providers, and caregivers?


  • Staff perceptions about their YBCS interventions’ impact on attitudes among YBCS, health care providers, and caregivers

  • Staff involved with program implementation


  • In-depth interviews conducted via case study

  • Thematic analysis

7C: How have DP11-1111 grantees’ interventions worked toward improving behaviors among YBCS, health care providers, and caregivers?

  • Staff perceptions about their YBCS interventions’ impact on behaviors among YBCS, health care providers, and caregivers





  • Staff involved with program implementation


  • In-depth interviews conducted via case study

  • Thematic analysis

7D: How have nonfunded organizations’ interventions worked toward improving knowledge among YBCS, health care providers, and caregivers?

  • Staff perceptions about their YBCS interventions’ impact on knowledge among YBCS, health care providers, and caregivers

  • Staff involved with program implementation


  • In-depth interviews conducted via case study

  • Thematic analysis

7E: How have nonfunded organizations’ interventions worked toward improving attitudes among YBCS, providers, and caregivers?

  • Staff perceptions about their YBCS interventions’ impact on attitudes among YBCS, health care providers, and caregivers

  • Staff involved with program implementation


  • In-depth interviews conducted via case study

  • Thematic analysis

7F: How have nonfunded organizations’ interventions worked toward improving behaviors among YBCS, providers, and caregivers?

  • Staff perceptions about their YBCS interventions’ impact on behaviors among YBCS, health care providers, and caregivers

  • Staff involved with program implementation


  • In-depth interviews conducted via case study

  • Thematic analysis



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