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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 5
Check box if no longer subject to
Section 16. Form 4 or Form 5 obli
gations may continue. See Instruc
tion 1(b).
Form 3 Holdings Reported
Form 4 Transactions Reported
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF
SECURITIES
1. Name and Address of Reporting Person*
(Last)
OMB APPROVAL
OMB Number:
3235-0362
Expires:
January 31,2014
Estimated average burden
hours per response. . . . . . . 1.0
2. Issuer Name and Ticker or Trading Symbol
(First)
(Middle)
3. Statement for Issuer's Fiscal
Year Ended
(Month//Day/Year)
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
_____ Officer (give
_____ Other (specify
title
below)
below)
4. If Amendment, Date
Original Filed
(Month/Day/Year)
____________________________
6. Individual or Joint/Group Reporting
(Street)
(check applicable line)
_____ Form Filed by One Reporting Person
_____ Form Filed by More than One Reporting Person
(City)
1. Title of Security
(Instr. 3)
(State)
(Zip)
Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
2. Transaction
Date
(Month/
Day/
Year)
2A.Deemed 3. Trans- 4. Securities Acquired (A) or
Disposed of (D)
action
Execu(Instr. 3, 4 and 5)
Code
tion
(Instr. 8)
Date,
if any
(Month/
(A) or
Day/
Amount
(D)
Year)
6. Owner- 7. Nature of
5. Amount of
ship
Indirect
Securities BenForm: DiBeneficial
eficially Owned
rect (D)
Ownership
at end of
(Instr. 4)
or IndiIssuer’s Fiscal
rect (I)
Year
Price
(Instr. 3 and 4)
(Instr. 4)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see instruction 4(b)(v).
Potential persons who are to respond to the collection of informa-
tion contained in this form are not required to respond unless the
form displays a currently valid OMB control number.
(Over)
SEC 2270 (11-11)
FORM 5 (continued)
Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative 2. Conver 3. Trans 3A.Deemed 4. Transac 5. Number of Deriva 6. Date Exercis 7. Title and Amount of Underly 8. Price 9. Number 10. Owner 11. Nature of
Security
sion or
tive Securities Ac
able and Expi
of De
ship
Indirect
ing Securities
of
tion
action Execetion
(Instr. 3)
(Instr. 3 and 4)
Exer
Date, if
quired (A) or Dis
ration Date
rivative
Form
Benefi
De
Code
Date
(Month/
(Instr. 8)
(Month/Day/
cise
any
posed of (D)
Securi
of De
cial
riva
Year)
(Instr. 3, 4, and 5)
Price of Day/
(Month/
ties Ben
rivative
Owner
tive
Year) Day/
Deriva
eficially
Securi
ship
Secu
(Instr. 4)
tive Se
Year)
Owned
ties:
rity
(Instr. 5)
curity
at End of
Direct
Issuer's
(D) or
Fiscal
Indirect
Date
Expira
Amount or
Year
(I)
Exer
tion
Number of
(Instr.
(Instr. 4)
cisable Date
Title
Shares
4)
(A)
(D)
Explanation of Responses:
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
** Signature of Reporting Person
Date
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
Page 2
File Type | application/pdf |
File Title | Form 5 |
Subject | Sec2270t, Date.modifed: 2012-08-07 |
Author | U.S. Securities and Exchange Commission |
File Modified | 2012-08-07 |
File Created | 2011-01-03 |