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Regulation 13D and Regulation 13G; Schedule 13D and Schedule 13G
Regulation 13D and Regulation 13G; Schedule 13D and Schedule 13G
OMB: 3235-0145
IC ID: 34436
OMB.report
SEC
OMB 3235-0145
ICR 201312-3235-005
IC 34436
( )
⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0145 can be found here:
2024-01-19 - Revision of a currently approved collection
2023-10-28 - Extension without change of a currently approved collection
Documents and Forms
Document Name
Document Type
no available documents/forms check other ICs listed under this ICR
Information Collection (IC) Details
View Information Collection (IC)
IC Title:
Regulation 13D and Regulation 13G; Schedule 13D and Schedule 13G
Agency IC Tracking Number:
CF-270-137
Is this a Common Form?
No
IC Status:
Modified
Obligation to Respond:
Mandatory
CFR Citation:
17 CFR 240.13d-1 - 240.13d-7
17 CFR 240.13d-101
17 CFR 240.13d-102
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Federal Enterprise Architecture Business Reference Module
Line of Business:
Economic Development
Subfunction:
Financial Sector Oversight
Privacy Act System of Records
Title:
SEC-4 Beneficial Ownership, Acquisition, Tender Offer, and Solicitation Records Filed under the Securities Exchange Act of 1934
FR Citation:
41 FR 41550
Number of Respondents:
8,659
Number of Respondents for Small Entity:
0
Affected Public:
Individuals or Households
Percentage of Respondents Reporting Electronically:
100 %
Approved
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
8,659
0
0
-3,869
0
12,528
Annual IC Time Burden (Hours)
27,776
0
0
-7,888
0
35,664
Annual IC Cost Burden (Dollars)
33,331,200
0
0
-9,467,160
0
42,798,360
Documents for IC
Title
Document
Date Uploaded
No associated records found
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.