Rule 103 permits Nasdaq passive market
making by a distribution participant during a distribution of such
securities, an activity otherwise prohibited pursuant to Rule 101,
17 CFR 242.101. The Commission does not use the information
required under this rule. Investors, and the market in general, use
the disclosure of passive market making by a distribution
participant in evaluating the price of the security in
distribution.
The decrease in annual burden
hours from 298 to 255 is due to the decrease in the number of firm
commitment secondary offerings of Nasdaq securities from 298 to
255.
$0
No
No
No
No
No
Uncollected
Theresa Hajost 202
551-5739
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.