Tips, Complaints and Referral Database-TCR

Electronic Data Collection System-Tips, Complaints, Referrals (TCR)

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0672 can be found here:

Documents and Forms

Document Name Document Type
NEW TCR Intake Form_Screenshots.docx denebleo.sec.gov/TCRExternal/questionaire.xhtml Other-Web Form
TCR_Intake_and_Resolution_(12-07-10)_PIA_Redacted[2]_Redacted.pdf TCR Privacy Impact Assessement IC Document
secsorn63.pdf SEC 63 Tips, Complaints, and Referrals (TCR) Records. IC Document

Information Collection (IC) Details

IC Title:	Tips, Complaints and Referral Database-TCR	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Voluntary

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Other-Web Form			NEW TCR Intake Form_Screenshots.docx	https://denebleo.sec.gov/TCRExternal/questionaire.xhtml	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: SEC 63- Tips, Complaints, and Referrals (TCR) Records.	FR Citation: 76 FR 3021

Number of Respondents: 13,120	Number of Respondents for Small Entity: 0

Affected Public: Individuals or Households

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	13,120	-11,880	25,000
Annual IC Time Burden (Hours)	6,560	-5,940	12,500
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
TCR Privacy Impact Assessement	TCR_Intake_and_Resolution_(12-07-10)_PIA_Redacted[2]_Redacted.pdf	06/23/2014
SEC 63 Tips, Complaints, and Referrals (TCR) Records.	secsorn63.pdf	09/18/2014

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.