Form D is a notice of sales filed by issuers of securities under Regulation D.

Form D-Notice of sales filed by issuers of securities under Regulation D.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0076 can be found here:

Documents and Forms

Document Name Document Type
Form SEC 1972 Form D is a notice of sales filed by issuers of securities under Regulation D. Form and Instruction
SEC 1972 Form D - Notice of Exempt Offering of Securities Form D.SEC1972.8-15-2015.pdf www.sec.gov/about/forms/formd.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Form D is a notice of sales filed by issuers of securities under Regulation D.	Agency IC Tracking Number:	CF 270-72

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 239.500 17 CFR 230-501 through 230-508 (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 1972	Form D - Notice of Exempt Offering of Securities	Form D.SEC1972.8-15-2015.pdf	http://www.sec.gov/about/forms/formd.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 21,824	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Program Change Due to New Statute	Previously Approved
Annual Number of Responses for this IC	21,824	3,637	18,187
Annual IC Time Burden (Hours)	21,824	3,637	18,187
Annual IC Cost Burden (Dollars)	26,188,800	4,364,400	21,824,400

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.