Senior-level RCR Questions

Office of Inspector General Review of Awardee Implementation of NSF's Requirement for a Responsible Conduct of Research Program

A2-RCR-senior

Senior-level RCR Questions

OMB: 3145-0227

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Questions for Provost about the university’s RCR program



  • What is your message/expectation for the RCR program (the tone from the top)?







    • What is the evidence of this message (e.g., signed memos sent campus-wide; direction to faculty to participate; message to students, etc.)







    • How often do you communicate the standards and expectations of the training program? [How do you communicate this message if not clear from above Q?]







    • How do faculty and students respond to the tone from the top and what is evidence of this response? [assuming they are aware of it—see above Q]







  • Faculty involvement:

    • In order for faculty members to serve as effective role models to trainees, how are faculty trained in teaching the concepts of RCR?







    • Are any faculty members taking any RCR training?









    • What is the basis for faculty participation (e.g., volunteers, assignments, etc.)? [the number of volunteers could be a measure of the tone from the top.]





    • What is the incentive for faculty participation? Is it part of its T&P evaluation?





  • What are the pressure points working against the program?







  • Who is responsible for funding the program? How much funding/resources do you put into the program (includes faculty or admin FTEs)?







    • Does this person(s) report directly to you about the program? How often?







  • Who administers the RCR program?







[if this person is not the one who is responsible for funding]:

    • Does this person(s) report directly to you about the program? How often?







    • What authority does this person have to allocate resources and make changes to the program?







  • How does the university promote the RCR program?







    • Does the university offer appropriate incentives for participation and disciplinary measures for violations?







    • Who do you think should participate in the training? [just those required or broader; faculty? What about subjects of university inquiries and investigations?]







  • Does the university have a designated neutral ombudsman to provide advice to trainees or faculty members on issues pertaining to responsible mentor/mentee conduct?



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