Full Prospectus On Demand

Prohibited Transaction Class Exemption for Certain Transactions Between Investment Companies and Employee Benefit Plans (PTE 77-4)

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 1210-0049 can be found here:

Documents and Forms

Document Name Document Type
Summary prospectus AO 072512 (6).docx Other-Advisory Opinion

Information Collection (IC) Details

IC Title:	Full Prospectus On Demand	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: New

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Other-Advisory Opinion			Summary prospectus AO 072512 (6).docx		Yes	Yes	Fillable Fileable

Line of Business: Income Security

Subfunction: General Retirement and Disability

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 700	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Not-for-profit institutions, Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 38 %

	Approved	Program Change Due to Agency Discretion
Annual Number of Responses for this IC	36,300	36,300
Annual IC Time Burden (Hours)	3,027	3,027
Annual IC Cost Burden (Dollars)	48,000	48,000

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.