Summary Prospectus to Everyone Affected

Prohibited Transaction Class Exemption for Certain Transactions Between Investment Companies and Employee Benefit Plans (PTE 77-4)

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 1210-0049 can be found here:

Documents and Forms

Document Name Document Type
pte77-4.pdf Other-PTE 77-4

Information Collection (IC) Details

IC Title:	Summary Prospectus to Everyone Affected	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Other-PTE 77-4			pte77-4.pdf		Yes	No	Printable Only

Line of Business: Income Security

Subfunction: General Retirement and Disability

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 700	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits, Not-for-profit institutions

Percentage of Respondents Reporting Electronically: 38 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	363,000	-3,000	366,000
Annual IC Time Burden (Hours)	30,613	-737	31,350
Annual IC Cost Burden (Dollars)	171,000	-271,000	442,000

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.