Basel II Capital: Disclosures and Recordkeeping

Forms and Documents

Document Name	Status
2013-03140.pdf Supplementary Document	2013-02-14
SPST-Basel II (0153) 2013 Reinstatement.doc Supporting Statement A	2013-02-05
2012-09-10_notice.pdf Supplementary Document	2013-02-05

IC Document Collections

IC ID	Document Title	Status
45438	Disclosures (sections 42, 71)	Unchanged
45437	Control, oversight and verification of systems	Unchanged
45436	Supervisory approvals (various sections)	Unchanged
45435	Systems Maintenance (sections 22, 23)	Unchanged
45434	Implementation (section 21)	Unchanged
45433	Documentation (section 22)	Unchanged

ICR Details

OMB Control No: 3064-0153	ICR Reference No: 201302-3064-002
Status: Historical Active	Previous ICR Reference No: 200911-3064-001
Agency/Subagency: FDIC	Agency Tracking No:
Title: Basel II Capital: Disclosures and Recordkeeping
Type of Information Collection: Reinstatement without change of a previously approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 04/16/2013
	Date Received in OIRA: 02/14/2013
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	04/30/2016	36 Months From Approved
Responses	114	0	0
Time Burden (Hours)	7,801	0	0
Cost Burden (Dollars)	0	0	0

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Abstract: This collection comprises the disclosure and recordkeeping requirements for state non-member banks associated with the Basel II advanced capital adequacy framework. The data is used by the FDIC to determine risk-based capital requirements, an institution's qualification for application of the rule, and the adequacy of a qualifying bank's risk-based capital.

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Authorizing Statute(s): US Code: 12 USC 1831(o) Name of Law: Federal Deposit Insurance Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	77 FR 55473	09/10/2012
30-day Notice:	Federal Register Citation:	Citation Date:
	78 FR 9915	02/12/2013
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 6

IC Title	Form No.	Form Name
Control, oversight and verification of systems
Documentation (section 22)
Supervisory approvals (various sections)
Implementation (section 21)
Systems Maintenance (sections 22, 23)
Disclosures (sections 42, 71)

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	114	0	0	0	0	114
Annual Time Burden (Hours)	7,801	0	0	0	0	7,801
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $60,800

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 02/14/2013

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