Rule 17a-11 (17 CFR 240.17a-11) Notification provisions for brokers and dealers.

Rule 17a-11 (17 CFR 240.17a-11) Notification provisions for brokers and dealers.

OMB: 3235-0085

IC ID: 34332

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Rule 17a-11 (17 CFR 240.17a-11) Notification provisions for brokers and dealers. 270-94
 
No Modified
 
Mandatory
 
17 CFR 240.17a-11

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

465 70
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 465 0 65 0 0 400
Annual IC Time Burden (Hours) 465 0 65 0 0 400
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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