Application for and Certification/Exemption of Label/Bottle Approval

Forms and Documents

Document Name	Status
Form TTB F 5100.31 Application for and Certification/Exemption of Label/Bottle Approval Form and Instruction	Modified
27 CFR Part 19 FEB162011.pdf Supplementary Document	2012-03-21
1513-0020_SS_(03-31-2012)_REV.doc Supporting Statement A	2012-07-02

IC Document Collections

IC ID	Document Title	Status
39124	Application for and Certification/Exemption of Label/Bottle Approval Form and Instruction	Modified

ICR Details

OMB Control No: 1513-0020	ICR Reference No: 201203-1513-007
Status: Historical Active	Previous ICR Reference No: 201105-1513-012
Agency/Subagency: TREAS/TTB	Agency Tracking No:
Title: Application for and Certification/Exemption of Label/Bottle Approval
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 07/03/2012
	Date Received in OIRA: 03/30/2012
Terms of Clearance: Burden revised to address burden changes owing to changes in agency estimate.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	07/31/2015	36 Months From Approved	07/31/2012
Responses	130,772	0	134,530
Time Burden (Hours)	67,566	0	67,265
Cost Burden (Dollars)	0	0	0

---

Abstract: The Federal Alcohol Administration Act requires the labeling of alcohol beverages and designates the Treasury Department to oversee compliance with regulations. This form is completed by the regulated industry members and submitted to TTB as an application to label their products. TTB oversees label applications to prevent consumer deception and to deter falsification of unfair advertising practices on alcohol beverages.

---

Authorizing Statute(s): US Code: 27 USC 205(e) Name of Law: null
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	76 FR 81016	12/27/2011
30-day Notice:	Federal Register Citation:	Citation Date:
	77 FR 19417	03/30/2012
Did the Agency receive public comments on this ICR? Yes

---

Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Application for and Certification/Exemption of Label/Bottle Approval	TTB F 5100.31	Application for and Certification/Exemption of Label/Bottle Approval

---

ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	130,772	134,530	0	35,981	-39,739	0
Annual Time Burden (Hours)	67,566	67,265	0	18,892	-18,591	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Changing Regulations

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The revisions are being made to incorporate final rule 27 CFR Parts 1, 17, 19, et al., Revision of Distilled Spirits Plant Regulations (February 16, 2011, at 75 FR 9080) with this information collection. The rule modernized requirements for operating distilled spirits plants and included a number of operational changes (renumbering) to improve the layout of the regulatory text. We have also made changes by revising the instructions on the form. There is a decrease in the number of respondents from 10,982 to 7,738 (difference -3,244). This decrease is due to an adjustment in the number of responses from 134,529 to 94,790 (-39,739) for a total burden hour adjustment of -18,591. Due to the convenience of electronic submissions of the COLAs, the number of responses per respondent has increased from 12.25 to 16.90. This resulted in an increase in annual responses by an additional 35,981, for an increase of 18,892 burden hours due to this program change. A total decrease of 3,758 responses and an increase of 301 hours are realized for a total burden request of 67,566 hours.

---

Annual Cost to Federal Government: $858,500

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 03/30/2012

---