Form SE - EDGAR Exhibits

Forms and Documents

Document Name	Status
Form SEC 2082 Form SE - EDGAR Exhibits Form and Instruction	Modified
Form SE Change Justification[1].doc Justification for No Material/Nonsubstantive Change	2011-11-17

IC Document Collections

IC ID	Document Title	Status
34854	Form SE - EDGAR Exhibits Form and Instruction	Modified

ICR Details

OMB Control No: 3235-0327	ICR Reference No: 201111-3235-005
Status: Historical Active	Previous ICR Reference No: 200904-3235-002
Agency/Subagency: SEC	Agency Tracking No: CF-270-289
Title: Form SE - EDGAR Exhibits
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/12/2011
	Date Received in OIRA: 11/17/2011
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2012	05/31/2012	05/31/2012
Responses	50	0	782
Time Burden (Hours)	5	0	78
Cost Burden (Dollars)	0	0	0

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Abstract: Form SE is used by registrants to file paper copies of exhibits that would be difficult or impossible to submit electronically.

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Authorizing Statute(s): US Code: 15 USC 77f, 77g, 77j, 77s Name of Law: Securities Act of 1933
   US Code: 15 USC 78m, 78n, 78o(d), 78w(a) Name of Law: Securities Exchange Act of 1934
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	74 FR 4788	01/27/2009
30-day Notice:	Federal Register Citation:	Citation Date:
	74 FR 14597	03/31/2009
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Form SE - EDGAR Exhibits	SEC 2082	Form SE

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	50	782	0	0	-732	0
Annual Time Burden (Hours)	5	78	0	0	-73	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: We are adjusting this information collection consistent with the repeal of PUHCA in section 1263 of the Energy Policy Act of 2005. The staff is re-estimating the number of responses to this form to make it consistent with the EDGAR filing record. No substantive or material changes are being made to this information collection. The SEC received approximately 50 Form SE filings in calendar year 2010, a decrease of 732 responses, resulting in a decrease of 73 annual burden hours.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 11/17/2011

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