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Form PF
Form PF
OMB: 3235-0679
IC ID: 196787
OMB.report
SEC
OMB 3235-0679
ICR 201111-3235-001
IC 196787
( )
⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0679 can be found here:
2024-05-22 - Revision of a currently approved collection
2024-03-28 - Revision of a currently approved collection
Documents and Forms
Document Name
Document Type
Form SEC2048
Form PF
Form
SEC2048 Form PF
Form PF.pdf
Form
Information Collection (IC) Details
View Information Collection (IC)
IC Title:
Form PF
Agency IC Tracking Number:
Is this a Common Form?
No
IC Status:
Modified
Obligation to Respond:
Mandatory
CFR Citation:
17 CFR 275.204(b)-1
17 CFR 279.9
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Form
SEC2048
Form PF
Form PF.pdf
TBD
Yes
Yes
Fillable Fileable Signable
Federal Enterprise Architecture Business Reference Module
Line of Business:
Economic Development
Subfunction:
Financial Sector Oversight
Privacy Act System of Records
Title:
Investment Adviser Records
FR Citation:
66 FR 7820
Number of Respondents:
3,570
Number of Respondents for Small Entity:
50
Affected Public:
Private Sector
Private Sector:
Businesses or other for-profits
Percentage of Respondents Reporting Electronically:
100 %
Approved
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
4,879
4,879
0
0
0
0
Annual IC Time Burden (Hours)
258,000
258,000
0
0
0
0
Annual IC Cost Burden (Dollars)
25,684,000
25,684,000
0
0
0
0
Documents for IC
Title
Document
Date Uploaded
No associated records found
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.