SUPPORTING STATEMENT
ENVIRONMENTAL PROTECTION AGENCY
NSPS for Municipal Waste Combustors (40 CFR Part 60, Subparts Ea and Eb) (Renewal)
1. Identification of the Information Collection
1(a) Title of the Information Collection
NSPS for Municipal Waste Combustors (40 CFR Part 60, Subparts Ea and Eb) (Renewal), EPA ICR Number 1506.12, OMB Control Number 2060-0210
1(b) Short Characterization/Abstract
The New Source Performance Standards (NSPS) for Municipal Waste Combustors (subparts Ea and Eb) were proposed on December 20, 1980 and September 20, 1994, respectively, and promulgated on February 11, 1991 and December 19, 1995 (respectively). Municipal waste combustor (MWC) facilities that commenced construction after December 20, 1989 and on or before September 20, 1994, or commenced modification or reconstruction after December 20, 1989 and on or before June 19, 1996, are subject to the regulations in 40 CFR part 60, subpart Ea. MWC facilities which commenced construction after September 20, 1994, or commenced modification or reconstruction after June 19, 1996, are subject to the regulations in 40 CFR part 60, subpart Eb. This information is being collected to assure compliance with 40 CFR part 60, subparts Ea and Eb.
In general, all NSPS standards require initial notifications, performance tests, and periodic reports by the owners or operators of the affected facilities. They are also required to maintain records of the occurrence and duration of any start-up, shutdown, or malfunction in the operation of an affected facility, or any period during which the monitoring system is inoperative. These notifications and records are essential in determining compliance, and are required of all sources subject to the NSPS.
Owners or operators subject to the provisions of subpart Ea will maintain a file of these measurements, and retain the file for at least two years following the date of such measurements, maintenance reports, and records. Any owner or operator subject to the provisions of subpart Eb will maintain a file of these measurements, and retain the file for at least five years following the date of such measurements, maintenance reports, and records. In addition, annual compliance reports are required for respondents (i.e., sources), along with semiannual reports of excess emissions, and quarterly reports for both subparts Ea and Eb.
Based on our consultations with industry representatives, there is an average of twelve sources that are subject to subparts Ea and Eb. There are seven sources that are subject to Ea, and it is estimated that no additional sources will become subject to the regulation in the next three years, since the latest applicability date was June 19, 1996. It is further assumed that there are two affected facilities per plant per respondent (i.e., the owner or operator of the plant site). The remaining five sources are subject to subpart Eb, and it is estimated that one additional source per year will become subject to the standard over the next three years. It is further assumed that there is an average of two affected facilities per plant.
In the United States, there are approximately 12 municipal waste combustor plants that are all publicly owned and operated by the municipal waste combustor industry. None of these facilities are owned by either state, local, tribal, or the Federal governments. They are all owned and operated solely by privately-owned, for-profit businesses. You can find the burden to the “Affected Public” listed below in Table 1: Annual Respondent Burden and Cost - NSPS for Municipal Waste Combustors (40 CFR Part 60, Subparts Ea and Eb) (Renewal). The Federal government burden does not include work performed by Federal employees, only work performed by contractors, which could be found listed below in Table 2: Average Annual EPA Burden and Cost - NSPS for Municipal Waste Combustors (40 CFR Part 60, Subparts Ea and Eb) (Renewal).
In the development of the Information Collection Request (ICR), we addressed the Office of Management and Budget (OMB) “Terms of Clearance (TOC)” on the active ICR. The TOC are as follows:
When this ICR is renewed, EPA should review the respondent burden, universe, labor rates, and capital costs and ensure these estimates have been updated.
EPA has addressed each item of concern in the TOC. The respondent burden, universe, labor rates, and capital cost, have been thoroughly checked and all estimates updated.
2. Need for and Use of the Collection
2(a) Need/Authority for the Collection
The EPA is charged under section 111 of the Clean Air Act (CAA), as amended, to establish standards of performance for new stationary sources that reflect:
. . . application of the best technological system of continuous emissions reduction which (taking into consideration the cost of achieving such emissions reduction, or any non-air quality health and environmental impact and energy requirements) the Administrator determines has been adequately demonstrated. Section 111(a)(l).
The Agency refers to this charge as selecting the best demonstrated technology (BDT). Section 111 also requires that the Administrator review and, if appropriate, revise such standards every four years.
In addition, section 114(a) states that the Administrator may require any owner or operator subject to any requirement of this Act to:
(A) Establish and maintain such records; (B) make such reports; (C) install, use, and maintain such monitoring equipment, and use such audit procedures, or methods; (D) sample such emissions (in accordance with such procedures or methods, at such locations, at such intervals, during such periods, and in such manner as the Administrator shall prescribe); (E) keep records on control equipment parameters, production variables or other indirect data when direct monitoring of emissions is impractical; (F) submit compliance certifications in accordance with Section 114(a)(3); and (G) provide such other information as the Administrator may reasonably require.
In the Administrator's judgment, organic, acid gas, and nitrogen oxide emissions from MWCs cause or contribute to air pollution that may reasonably be anticipated to endanger public health or welfare. Therefore, the NSPS were promulgated for this source category at 40 CFR part 60, subparts Ea and Eb.
2(b) Practical Utility/Users of the Data
The recordkeeping and reporting requirements in the standard ensure compliance with the applicable regulations. The collected information is also used for targeting inspections and as evidence in legal proceedings.
Performance tests are required in order to determine an affected facility’s initial capability to comply with the emission standard. Continuous emission monitors are used to ensure compliance with the standard at all times. During the performance tests, a record of the operating parameters under which compliance was achieved may be recorded and used to determine compliance in place of a continuous emission monitor.
The notifications required in the standard are used to inform the Agency or delegated authority when a source becomes subject to the requirements of the regulations. The reviewing authority may then inspect the source to ensure that the pollution control devices are properly installed and operated, that leaks are being detected and repaired, and that the standard is being met. The performance test may also be observed.
The required semiannual and quarterly reports are used to determine periods of excess emissions, identify problems at the facility, verify operation/maintenance procedures, and for compliance determinations.
3. Non-duplication, Consultations, and Other Collection Criteria
The requested recordkeeping and reporting are required under 40 CFR part 60, subparts Ea and Eb.
3(a) Non-duplication
If the subject standards have not been delegated, the information is sent directly to the appropriate EPA regional office. Otherwise, the information is sent directly to the delegated state or local agency. If a state or local agency has adopted their own similar standards to implement the Federal standards, a copy of the report submitted to the state or local agency can be sent to the Administrator in lieu of the report required by the Federal standards. Therefore, no duplication exists.
3(b) Public Notice Required Prior to ICR Submission to OMB
An announcement of a public comment period for the renewal of this ICR was published in the Federal Register (76 FR 26900) on May 9, 2011. No comments were received on the burden published in the Federal Register.
3(c) Consultations
The Agency’s industry experts have been consulted, and the Agency’s internal data sources and projections of industry growth over the next three years have been considered. The primary source of information as reported by industry is the Online Tracking Information System (OTIS) which is operated and maintained by the EPA Office of Compliance. OTIS is the EPA database for the collection, maintenance, and retrieval of all compliance data. The growth rate for the industry is based, in part, with our consultations with the Office of Air Quality Planning and Standards (OAQPS).
Industry trade associations and other interested parties were provided an opportunity to comment on the burden associated with the standard as it was being developed. In developing the ICR, we contacted the Integrated Waste Service Association at (202) 467-6240.
It is our policy to respond after a thorough review of comments received since the last ICR renewal, as well as to those submitted in response to the first Federal Register notice.
3(d) Effects of Less Frequent Collection
Less frequent information collection would decrease the margin of assurance that facilities are continuing to meet the standards. Requirements for information gathering and recordkeeping are useful techniques to ensure that good operation and maintenance practices are applied and emission limitations are met. If the information required by these standards was collected less frequently, the proper operation and maintenance of control equipment and the possibility of detecting violations would be less likely.
3(e) General Guidelines
These reporting or recordkeeping requirements do not violate any of the regulations promulgated by OMB under 5 CFR part 1320, section 1320.5.
3(f) Confidentiality
Any information submitted to the Agency for which a claim of confidentiality is made will be safeguarded according to the Agency policies set forth in title 40, chapter 1, part 2, subpart B - Confidentiality of Business Information (CBI) (see 40 CFR 2; 41 FR 36902, September 1, 1976; amended by 43 FR 40000, September 8, 1978; 43 FR 42251, September 20, 1978; 44 FR 17674, March 23, 1979).
3(g) Sensitive Questions
None of the reporting or recordkeeping requirements contain sensitive questions.
4. The Respondents and the Information Requested
4(a) Respondents/SIC Codes
The respondents to the recordkeeping and reporting requirements are municipal waste combustors. The United States Standard Industrial Classification (SIC) codes which correspond to the North American Industry Classification System (NAICS) codes could be found in the following table:
Standard (40 CFR Part 60, Subparts Ea and Eb) |
SIC Codes |
NAICS Codes |
Air and Water Resource and Solid Waste Management |
9511 |
924110 |
Refuse Systems (hazardous waste treatment and disposal) |
4953 |
562211 |
Refuse Systems (material recovery facilities) |
4953 |
562920 |
Refuse Systems (other hazardous waste treatment and disposal) |
4953 |
562219 |
Refuse Systems (solid waste combustors and incinerators) |
4953 |
562213 |
Refuse Systems (solid waste landfills) |
4953 |
562212 |
4(b) Information Requested
None of these reporting or recordkeeping requirements violate any of the regulations established by OMB at 5 CFR part 1320, section 1320.5.
(i) Data Items
In this ICR, all the data recorded or reported is required by the New Source Performance Standards for Municipal Waste Combustors (40 CFR Part 60, Subparts Ea and Eb).
A source must make the following reports:
Notification |
|
Notification of construction/reconstruction or modification |
60.7(a)(1), 60.59a(a), 60.59b(a-c) |
Notification of preconstruction plans and public meeting material |
60.59b(a) |
Notification of actual startup |
60.7(a)(3), 60.59a(a), 60.9b(c) |
Notification related to siting analysis |
60.59b(a) |
Notification of initial performance tests |
60.8(d) |
Notification of initial performance tests results |
60.8(a) |
Notification of demonstration of continuous monitoring system |
60.7(a)(5) |
Notification of physical or operational change |
60.7(a)(4) |
Notification related to opacity |
60.7(a)(6), 60.59b(c) |
Reports |
|
Report on initial performance test results |
60.8(a), 60.59a(c), 60.59b(f) |
Report on public meeting (notification and transcript) |
60.59b(a)(2-3), |
Report on responses to public comment |
60.59b(a)(4) |
Report on preliminary and final draft materials separation plans |
60.59b(a)(1) |
Report on weights of municipal solid waste and other fuels fired |
60.59a(b)(3) |
Report on performance tests/compliance report |
60.8(a), 60.59a(e), 60.59a(g), 60.59b(g) |
Report excess emissions |
60.59a(f), 60.59b(h) |
Report on continuous emission monitoring system (CEMS) demonstration and test data |
60.8(a), 60.59b(f) |
Report of emission levels during annual test (if necessary) |
60.59b(d) |
Semiannual report and explanation for excess emissions (if necessary) |
60.59b(d) |
Semiannual carbon report for mercury control (if necessary) |
60.59b(d) |
A source must keep the following records:
Recordkeeping |
|
Initial performance tests and annual performance tests |
60.59b(d) |
Records of periodic testing for fugitive ash emissions |
60.59b(d) |
Startup, shutdown, malfunction periods where the continuous monitoring system is inoperative |
60.7(b) |
Occurrence, duration of interruption in operation |
60.7(b) |
Records of sources with continuous monitoring systems |
60.59a(i) |
Results of daily CEMs drift tests and Appendix F accuracy assessment |
60.59b(d) |
Amounts of sorbent used for mercury (Hg) control |
60.59b(d) |
Persons reviewing operating material |
60.59a(j), 60.59b(d) |
Records are required to be retained for two years (subpart Ea) |
60.59a(b) |
Records are required to be retained for five years (subpart Eb) |
60.59b(d-e) |
Respondent Activities |
Read instructions. |
Install, calibrate, maintain, and operate CMS for opacity. |
Perform initial performance test, Reference Methods 19 test, and repeat performance tests if necessary. |
Write the notifications and reports listed above. |
Enter information required to be recorded above. |
Submit the required reports developing, acquiring, installing, and utilizing technology and systems for the purpose of collecting, validating, and verifying information. |
Develop, acquire, install, and utilize technology and systems for the purpose of processing and maintaining information. |
Develop, acquire, install, and utilize technology and systems for the purpose of processing and maintaining information. |
Adjust the existing ways to comply with any previously applicable instructions and requirements. |
Train personnel to be able to respond to a collection of information. |
Transmit, or otherwise disclose the information. |
Perform site selection analysis. |
Hold public meeting on site analysis and material separation plan. |
Electronic Reporting
Some of the respondents use monitoring equipment that automatically records parameter data. Although personnel at the affected facility must still evaluate the data, internal automation has significantly reduced the burden associated with monitoring and recordkeeping at a plant site.
Also, regulatory agencies in cooperation with the respondents continue to create reporting systems to transmit data electronically. However, electronic reporting systems are still not widely used. At this time, it is estimated that approximately 10 percent of the respondents use electronic reporting.
5. The Information Collected: Agency Activities, Collection Methodology, and Information Management
5(a) Agency Activities
EPA conducts the following activities in connection with the acquisition, analysis, storage, and distribution of the required information.
Agency Activities |
Observe initial performance tests and repeat performance tests if necessary. |
Review notifications and reports, including performance test reports, excess emissions reports, required to be submitted by industry. |
Audit facility records. |
Input, analyze, and maintain data in the Online Tracking Information System (OTIS). |
5(b) Collection Methodology and Management
Following notification of startup, the reviewing authority might inspect the source to determine whether the pollution control devices are properly installed and operational. Performance test reports are used by the Agency to discern a source’s initial capability to comply with the emission standard, and note the operating conditions under which compliance was achieved. Data and records maintained by the respondents are tabulated and published for use in compliance and enforcement programs. The semiannual reports are used for problem identification, as a check on source operation and maintenance, and for compliance determinations.
Information contained in the reports is entered into OTIS which is operated and maintained by the EPA Office of Compliance. OTIS is an EPA database for the collection, maintenance, and retrieval of compliance data for approximately 125,000 industrial and government-owned facilities. EPA uses OTIS for tracking air pollution compliance and enforcement by local and state regulatory agencies, EPA regional offices and EPA headquarters. EPA and its delegated Authorities can edit, store, retrieve and analyze the data.
The records required by this regulation must be retained by the owner or operator for two years.
5(c) Small Entity Flexibility
The majority of the respondents are large entities (i.e., large businesses). However, the impact on small entities (i.e., small businesses,) was taken into consideration during the development of the regulation. Due to technical considerations involving the process operations and the types of control equipment employed, the recordkeeping and reporting requirements are the same for both small and large entities. The Agency considers these to be the minimum requirements needed to ensure compliance and, therefore, cannot reduce them further for small entities. To the extent that larger businesses can use economies of scale to reduce their burden, the overall burden will be reduced.
5(d) Collection Schedule
The specific frequency for each information collection activity within this request is shown below in Table 1: Annual Respondent Burden and Cost - NSPS for Municipal Waste Combustors (40 CFR Part 60, Subparts Ea and Eb) (Renewal).
6. Estimating the Burden and Cost of the Collection
Table 1 documents the computation of individual burdens for the recordkeeping and reporting requirements applicable to the industry for the subpart included in this ICR. The individual burdens are expressed under standardized headings believed to be consistent with the concept of burden under the Paperwork Reduction Act. Wherever appropriate, specific tasks and major assumptions have been identified. Responses to this information collection are mandatory.
The Agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB Control Number.
6(a) Estimating Respondent Burden
The average annual burden to industry over the next three years from these recordkeeping and reporting requirements is estimated to be 20,421 (Total Labor Hours from Table 1). These hours are based on Agency studies and background documents from the development of the regulation, Agency knowledge and experience with the NSPS program, the previously approved ICR, and any comments received.
6(b) Estimating Respondent Costs
(i) Estimating Labor Costs
This ICR uses the following labor rates:
Managerial $118.92 ($56.63 + 110%)
Technical $97.78 ($46.56 + 110%)
Clerical $48.76 ($23.22 + 110%)
These rates are from the United States Department of Labor, Bureau of Labor Statistics, December 2010, “Table 10. Private industry, by Occupational and Industry group.” The rates are from column 1, “Total Compensation.” The rates have been increased by 110 percent to account for the benefit packages available to those employed by private industry.
(ii) Estimating Capital/Startup and Operation and Maintenance Costs
The only costs to the regulated industry resulting from information collection activities required by the subject standard are labor costs. The type of industry costs associated with the information collection activities in the subject standard are both labor costs which are addressed elsewhere in this ICR and the costs associated with continuous monitoring. The capital/startup costs are one-time costs when a facility becomes subject to the regulation. The annual operation and maintenance costs are the ongoing costs to maintain the monitor and other costs such as photocopying and postage.
(iii) Capital/Startup vs. Operation and Maintenance (O&M) Costs
Capital/Startup vs. Operation and Maintenance (O&M) Costs |
||||||
(A) Continuous Monitoring Device |
(B) Capital/Startup Cost for One Respondent |
(C) Number of New Respondents |
(D) Total Capital/Startup Cost, (B X C) |
(E) Annual O&M Costs for One Respondent |
(F) Number of Respondents with O&M |
(G) Total O&M, (E X F) |
CEMs for subpart Ea |
$60,000 |
0 |
$0 |
$8,972 |
7 |
$62,804 |
CEMs for subpart Eb |
$60,000 |
1 |
$60,000 |
$8.972 |
4 |
$35,888 |
Total |
|
|
$60,000 |
|
|
$98,692 |
The total capital/startup costs for this ICR are $60,000. This is the total of column D in the above table.
The total operation and maintenance (O&M) costs which consist of photocopying and postage are $98,692. This is the total of column G.
The average annual cost for capital/startup and operation and maintenance costs to industry over the next three years of the ICR is estimated to be $158,692.
6(c) Estimating Agency Burden and Cost
The only costs to the Agency are those costs associated with analysis of the reported information. EPA's overall compliance and enforcement program includes activities such as the examination of records maintained by the respondents; periodic inspection of sources of emissions; and the publication and distribution of collected information.
The average annual Agency cost during the three years of the ICR is estimated to be $36,556.
This cost is based on the average hourly labor rate as follows:
Managerial $62.27 (GS-13, Step 5, $38.92 + 60%)
Technical $46.21 (GS-12, Step 1, $28.88 + 60%)
Clerical $25.01 (GS-6, Step 3, $15.63 + 60%)
These rates are from the Office of Personnel Management (OPM) “2011 General Schedule” which excludes locality rates of pay. The rates have been increased by 60 percent to account for the benefit packages available to government employees. Details upon which this estimate is based appear below in Table 2: Average Annual EPA Burden and Cost - NSPS for Municipal Waste Combustors (40 CFR Part 60, Subparts Ea and Eb) (Renewal).
6(d) Estimating the Respondent Universe and Total Burden and Costs
Based on our research for this ICR, approximately 198 respondents are currently subject to the standard. It is estimated that an additional one source per year under subpart Eb will become subject to the standard in the next three years. The average number of respondents per year is, therefore: 1) subpart Ea - 7 existing, and zero new; and 2) subpart Eb - 4 existing, and one new. The average number of existing respondents per year is 11, with one new for a total of 12 sources. This is illustrated below.
The number of respondents is calculated using the following table that addresses the three years covered by this ICR.
Number of Respondents |
|||||
Year |
(A) Number of New Respondents 1 |
(B) Number of Existing Respondents |
(C) Number of Existing Respondents That Keep Records But Do Not Submit Reports |
(D) Number of Existing Respondents That Are Also New Respondents |
(E) Number of Respondents (E=A+B+C-D) |
1-Ea |
0 |
7 |
0 |
0 |
7 |
2-Ea |
0 |
7 |
0 |
0 |
7 |
3-Ea |
0 |
7 |
0 |
0 |
7 |
1-Eb 2 |
1 |
4 |
0 |
1 |
4 |
2-Eb |
1 |
5 |
0 |
1 |
5 |
3-Eb |
1 |
6 |
0 |
1 |
6 |
Average |
1 |
12 |
0 |
1 |
12 |
1 The new respondent includes sources with constructed, reconstructed, and modified affected facilities.
2 The average number of existing respondents for subpart Eb is four.
To avoid double-counting respondents, column D is subtracted. As shown above, the average Number of Respondents over the three-year period of this ICR is 12.
The total number of annual responses per year is calculated using the following table:
Total Annual Responses |
||||
(A) Information Collection Activity |
(B) Number of Respondents |
(C) Number of Responses |
(D) Number of Existing Respondents That Keep Records But Do Not Submit Reports |
(E) Total Annual Responses E=(BxC)+D |
Notification of construction/reconstruction for Ea |
0 |
0 |
N/A |
0 |
Notification of actual startup for Ea |
0 |
0 |
N/A |
0 |
Notification of initial performance test for Ea |
0 |
0 |
N/A |
0 |
Notification of CMS demonstration for Ea |
0 |
0 |
N/A |
0 |
Notification of construction/reconstruction for Eb |
1 |
1 |
N/A |
1 |
Notification of initial performance test for Eb |
1 |
1 |
N/A |
1 |
Compliance reports for Ea |
7 |
1 |
N/A |
7 |
Opacity reports for Ea (no excess emission) |
5.6 |
1 |
N/A |
5.6 |
Opacity reports for Ea (excess emission) |
1.4 |
1 |
N/A |
1.4 |
Report of daily weight of municipal solid waste (MSW) and fuel for Ea |
7 |
4 |
N/A |
28 |
Appendix F reports for Ea |
7 |
4 |
N/A |
28 |
Initial compliance reports for Eb |
1 |
1 |
N/A |
1 |
Annual compliance reports for Eb |
4 |
1 |
N/A |
4 |
Semiannual excess emission reports Eb |
4 |
2 |
N/A |
8 |
Appendix F quarterly reports for Eb |
4 |
4 |
N/A |
16 |
Initial report on site selection analysis for Eb |
1 |
1 |
N/A |
1 |
Public meetings and comment responses for Eb |
1 |
1 |
N/A |
1 |
|
|
|
Total |
103 |
The number of Total Annual Responses is 103.
The total annual labor costs are $1,757,811. Details regarding these estimates may be found below in Table 1: Annual Respondent Burden and Cost - NSPS for Municipal Waste Combustors (40 CFR Part 60, Subparts Ea and Eb) (Renewal).
6(e) Bottom Line Burden Hours Burden Hours and Cost Tables
The detailed bottom line burden hours and cost calculations for the respondents and the Agency are shown in Tables 1 and 2, respectively, and summarized below.
(i) Respondent Tally
The total annual labor costs are $1,757,811. Details regarding these estimates may be found below in Table 1: Annual Respondent Burden and Cost - NSPS for Municipal Waste Combustors (40 CFR Part 60, Subparts Ea and Eb) (Renewal).
Furthermore, the annual public reporting and recordkeeping burden for this collection of information is estimated to average 198 hours per response.
The total annual capital/startup and operation and maintenance (O&M) costs to the regulated entity are $159,000 (rounded).
(ii) The Agency Tally
The average annual Agency burden and cost over next three years is estimated to be 785 labor hours at a cost of $36,556. See below Table 2: Average Annual EPA Burden and Cost- NSPS for Municipal Waste Combustors (40 CFR Part 60, Subparts Ea and Eb) (Renewal).
6(f) Reasons for Change in Burden
There is no change in the labor hours or cost in this ICR compared to the previous ICR. This is due to two considerations: 1) the regulations have not changed over the past three years and are not anticipated to change over the next three years; and 2) the growth rate for the industry is very low, negative, or non-existent, so there is no significant change in the overall burden. There is, however, an increase in the estimated burden cost as currently identified in the OMB Inventory of approved Burdens. The increase is not due to any program changes. The change in burden cost is due to the use of the most updated labor rates.
Since there are no changes in the regulatory requirements and there is no significant industry growth, the labor hours and cost figures in the previous ICR are used in this ICR, and there is no change in burden to industry.
6(g) Burden Statement
The annual public reporting and recordkeeping burden for this collection of information is estimated to average 198 hours per response. Burden means the total time, effort, or financial resources expended by persons to generate, maintain, retain, or disclose or provide information to or for a Federal agency. This includes the time needed to review instructions; develop, acquire, install, and utilize technology and systems for the purposes of collecting, validating, and verifying information, processing and maintaining information, and disclosing and providing information; adjust the existing ways to comply with any previously applicable instructions and requirements; train personnel to be able to respond to a collection of information; search data sources; complete and review the collection of information; and transmit or otherwise disclose the information.
An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a valid OMB Control Number. The OMB Control Numbers for EPA regulations are listed at 40 CFR part 9 and 48 CFR chapter 15.
To comment on the Agency's need for this information, the accuracy of the provided burden estimates, and any suggested methods for minimizing respondent burden, including the use of automated collection techniques, EPA has established a public docket for this ICR under Docket ID Number EPA-HQ-OECA-2011-0210. An electronic version of the public docket is available at http://www.regulations.gov/ which may be used to obtain a copy of the draft collection of information, submit or view public comments, access the index listing of the content of the docket, and to access those documents in the public docket that are available electronically. When in the system, select “search” than key in the docket ID number identified in this document. The documents are also available for public viewing at the Enforcement and Compliance Docket and Information Center in the EPA Docket Center (EPA/DC), EPA West, Room 3334, 1301 Constitution Avenue, N.W., Washington, D.C. The EPA Docket Center Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding legal holidays. The telephone number for the Reading Room is (202) 566-1744, and the telephone number for the Enforcement and Compliance Docket and Information Center Docket is (202) 566-1752. Also, you can send comments to the Office of Information and Regulatory Affairs, Office of Management and Budget, 725 17th Street, N.W., Washington, D. C. 20503, Attention: Desk Officer for EPA. Please include the EPA Docket ID Number EPA-HQ-OECA-2011-0210 and OMB Control Number 2060-0210 in any correspondence.
Part B of the Supporting Statement
This part is not applicable because no statistical methods were used in collecting this information.
Table 1: Annual Respondent Burden and Cost – NSPS for Municipal Waste Combustors (40 CFR Part 60, Subparts Ea and Eb) (Renewal)
Burden item |
(A) Technical Person- Hour Per Occurrence
|
(B) Number of Occurrences Per Respondent Per Year
|
(C) Technical Person- Hour Per Respondent Per Year (C=AxB) |
(D) Number of Respondents Per Year a
|
(E) Technical Person- Hour Per Year (E=CxD)b (F x $97.78) |
(F) Management Person- Hour Per Year (E x 0.05)b (F x $118.92) |
(G) Clerical Person- Hour Per Year (E x 0.1)b (G x $48.76) |
(H) Emission Testing Person-Hour Per Occurrence |
(I) Emission Testing Contractor Person- Hour Per Year (J= HxD) c (I x $80.00) |
(J) Total Labor Cost Per Year
|
1. Applications |
N/A |
|
|
|
|
|
|
|
|
|
2. Survey and Studies |
N/A |
|
|
|
|
|
|
|
|
|
3. Reporting requirements |
|
|
|
|
|
|
|
|
|
|
A. Read instructions |
1 |
1 |
1 |
2 |
2 |
0.1 |
0.2 |
1 |
2 |
$377.20 |
B. Required activities |
|
|
|
|
|
|
|
|
|
|
Initial performance test for Eb d, e |
24 |
1 |
24 |
1 |
24 |
1.2 |
2.4 |
1,053 |
1,053 |
$86,816.44 |
Repeat performance test for Eb f, e |
24 |
1 |
24 |
0.2 |
4.8 |
0.24 |
0.48 |
1,053 |
210.6 |
$17,369.76 |
Demonstration/CEMS for Eb |
24 |
1 |
24 |
1 |
24 |
1.2 |
2.4 |
470 |
470 |
$40,206.44 |
Repeat CEM demonstration Eb g |
24 |
1 |
24 |
0.2 |
4.8 |
0.24 |
0.48 |
470 |
94 |
$8,041.76 |
Annual compliance test for Ea h, i |
24 |
1 |
24 |
7 |
168 |
8.4 |
16.8 |
826 |
5,782 |
$480,805.14 |
Annual compliance test for Eb j, e |
24 |
1 |
24 |
4 |
96 |
4.8 |
9.6 |
1,053 |
4,212 |
$347,385.80 |
Appendix F audit for Ea (in-situ) |
125 |
8 |
1,000 |
0 |
0 |
0 |
0 |
0 |
0 |
$0 |
Appendix F audit for Ea (extractive) |
36 |
8 |
288 |
0 |
0 |
0 |
0 |
0 |
0 |
$0 |
C. Create Information |
See 3B |
|
|
|
|
|
|
|
|
|
D. Gather information |
See 3B |
|
|
|
|
|
|
|
|
|
E. Write report |
|
|
|
|
|
|
|
|
|
|
Notification of construction/ reconstruction for Ea |
2 |
1 |
2 |
0 |
0 |
0 |
0 |
0 |
0 |
$0 |
Notification of actual startup – Ea |
2 |
1 |
2 |
0 |
0 |
0 |
0 |
0 |
0 |
$0 |
Notification of initial performance test - Ea |
2 |
1 |
2 |
0 |
0 |
0 |
0 |
0 |
0 |
$0 |
Notification of CMS demonstration for Ea |
2 |
1 |
2 |
0 |
0 |
0 |
0 |
0 |
0 |
$0 |
Notification of construction/ reconstruction for Eb |
2 |
1 |
2 |
1 |
2 |
0.1 |
0.2 |
0 |
0 |
$217.20 |
Notification of initial performance test – Eb |
2 |
1 |
2 |
1 |
2 |
0.1 |
0.2 |
0 |
0 |
$$217.20 |
Annual compliance reports for Ea |
16 |
1 |
16 |
7 |
112 |
5.6 |
11.2 |
0 |
0 |
$12,163.42 |
Annual opacity report of no excess emission for Ea k |
8 |
1 |
8 |
5.6 |
44.8 |
2.24 |
4.48 |
0 |
0 |
$4,865.36 |
Annual opacity report for excess emission for Ea l |
16 |
1 |
16 |
1.4 |
22.4 |
1.12 |
2.24 |
0 |
0 |
$2,432.68 |
Report of daily weight of MSW and fuel for Ea |
34 |
4 |
136 |
7 |
952 |
47.6 |
95.2 |
0 |
0 |
$103,389.10 |
Appendix F reports for Ea |
11 |
4 |
44 |
7 |
308 |
15.4 |
30.8 |
0 |
0 |
$33,449.42 |
Initial compliance report for Eb |
40 |
1 |
40 |
4 |
160 |
8 |
16 |
0 |
0 |
$17,376.32 |
Annual compliance report for Eb |
40 |
1 |
40 |
4 |
160 |
8 |
16 |
0 |
0 |
$$17,376.32 |
Semiannual excess emission report Eb m |
17 |
2 |
34 |
4 |
136 |
6.8 |
13.6 |
0 |
0 |
$14,769.88 |
Appendix F reports for Eb n |
11 |
4 |
44 |
4 |
176 |
8.8 |
17.6 |
0 |
0 |
$19,113.96 |
Initial site selection analysis/report for Eb |
270 |
1 |
270 |
4 |
1,080 |
54 |
108 |
0 |
0 |
$117,290.16 |
Public meeting and comment response for Eb |
140 |
1 |
140 |
4 |
560 |
28 |
56 |
0 |
0 |
$60,817.12 |
Subtotal for reporting |
|
|
|
|
|
16,468.22 |
|
|
|
|
4. Recordkeeping requirements |
|
|
|
|
|
|
|
|
|
|
A. Read instructions |
See 3A |
|
|
|
|
|
|
|
|
|
B. Plan activities |
See 4E |
|
|
|
|
|
|
|
|
|
C. Implement activities |
See 4E |
|
|
|
|
|
|
|
|
|
D. Develop record system |
See 4E |
|
|
|
|
|
|
|
|
|
E. Time to enter information |
|
|
|
|
|
|
|
|
|
|
Records of SSM for Ea o |
1.5 |
104 |
156 |
7 |
1,092 |
54.6 |
109.2 |
0 |
0 |
$118,593.38 |
Record emission measurements Ea o |
1.5 |
104 |
156 |
7 |
1,092 |
54.6 |
109.2 |
0 |
0 |
$118,593.38 |
Record of employee review of operation for Ea p |
4 |
2 |
8 |
7 |
56 |
2.8 |
5.6 |
0 |
0 |
$6,081.72 |
Record of emission rates, and computation tests for Eb q |
1.5 |
94 |
141 |
4 |
564 |
28.2 |
56.4 |
0 |
0 |
$61,251.52 |
Record of SSM for Eb q |
1.5 |
94 |
141 |
4 |
564 |
28.2 |
56.4 |
0 |
0 |
$61,251.52 |
Record of employee review of operation for Eb r |
4 |
2 |
8 |
4 |
32 |
1.6 |
3.2 |
0 |
0 |
$3,475.26 |
Record amount of sorbent for Hg control for Eb |
0.1 |
94 |
9.4 |
4 |
37.6 |
1.88 |
3.76 |
0 |
0 |
$4,083.44 |
F. Train personnel |
See 4E |
|
|
|
|
|
|
|
|
|
G. Audits |
See 4E |
|
|
|
|
|
|
|
|
|
Subtotal for recordkeeping |
|
|
|
|
|
3,953.24 |
|
|
|
|
Subtotals Labor Burden and Cost |
|
|
|
|
7,476.4 |
373.82 |
747.64 |
|
11,823.6 |
$1,757,810.90 |
TOTAL LABOR BURDEN AND COST (rounded) |
|
|
|
|
|
|
20,421.46 20,421 (rounded) |
|
|
$1,757,811 |
Assumptions: |
a We have estimated that an average of 12 sources are subject to subparts Ea and Eb. Seven of these sources are currently subject to subpart Ea, with no additional sources becoming subject to the regulation in the next three years. The remaining five sources are subject to subpart Eb (4 existing and 1 new). We have assumed that one additional source per year will become subject to the standard over the next three years. It is further assumed that there is an average of two affected facilities per plant per respondent. |
b b This ICR uses the following labor rates: $118.92 per hour for Executive, Administrative, and Managerial labor; $97.78 per hour for Technical labor, and $48.76 per hour for Clerical labor. These rates are from the United States Department of Labor, Bureau of Labor Statistics, December, 2010, Table 2. Civilian Workers, by Occupational and Industry groups. The rates are from column 1, Total Compensation. The rates have been increased by 110 percent to account for the benefit packages available to those employed by private industry. c We have estimated that the contractors’ rate for emission testing would be $80.00 per hour. d We have assumed that one respondent will take 24 hours to perform initial performance test. e We have assume that it will take an emission testing contractor 1,053 hours to perform both initial performance test and repeat performance test for subpart Eb. |
f We have assumed that 20 percent of the respondents will repeat performance test for Eb. g We have assumed that 20 percent of respondents will repeat CEM demonstration activity for Eb. h We have assumed that all of the seven respondents for subpart Ea will have to complete an annual compliance test. i We have assumed that it will take an emission testing contractor 826 hours to complete an annual compliance test for Eb. j We have assume that four respondents for subpart Eb will have to complete an annual compliance test. k We have assumed that 80 percent of respondents will file an opacity report of no excess emission for Ea. l We have assumed that 20 percent of respondents will file an opacity report of excess emission for Ea. m We have assumed that four of the respondents will be required to write semiannual excess emission report for Eb two times per year. n We have assumed that four of the respondents will write the appendix F reports four times per year. |
o We have assumed that all seven respondents for subpart Ea will each take 104 hours to complete task. p We have assumed that all respondents for subpart Ea will each take 4 hours two times per year to record employee review of operations. q We have assumed that each of the four respondents will take 1.5 hours 94 times per year to enter information. r We have assumed that each of the four respondents for subpart Eb will take four hours two times per year to enter employee review of operation information. |
Table 2: Average Annual EPA Burden and Cost – NSPS for Municipal Waste Combustors (40 CFR part 60, subparts Ea and Eb) (Renewal)
Activity |
(A) EPA person- hours per occurrence |
(B) No. of occurrences per plant per year |
(C) EPA person- hours per plant per year (C=AxB) |
(D) Plants per year (a) |
(E) Technical person- hours per year (E=CxD) |
(F) Management person-hours per year (Ex0.05)
|
(G) Clerical person-hours per year (Ex0.1)
|
(H) Cost ($) b |
|
Initial performance tests for Ea |
180 |
1 |
180 |
0 |
0 |
0 |
0 |
$0 |
|
Review report of initial performance test for Ea |
24 |
1 |
24 |
0 |
0 |
0 |
0 |
$0 |
|
Repeat performance test for Ea |
12 |
1 |
12 |
0 |
0 |
0 |
0 |
$0 |
|
Repeat performance test for Eb c |
12 |
1 |
12 |
0.2 |
2.4 |
0.12 |
0.24 |
$124.37 |
|
Report review for Ea |
|
|
|
|
|
|
|
|
|
Notification of construction |
2 |
1 |
2 |
0 |
0 |
0 |
0 |
$0 |
|
Notification of actual startup |
2 |
1 |
2 |
0 |
0 |
0 |
0 |
$0 |
|
Notification of initial test |
2 |
1 |
2 |
0 |
0 |
0 |
0 |
$0 |
|
Notification of CMS demonstration |
12 |
1 |
12 |
0 |
0 |
0 |
0 |
$0 |
|
Review of CEMS demonstration for Ea |
96 |
1 |
96 |
0 |
0 |
0 |
0 |
$0 |
|
Report review for Eb d |
|
|
|
|
|
|
|
|
|
Notification of construction |
2 |
1 |
2 |
1 |
2 |
0.1 |
0.2 |
$103.65 |
|
Notification of actual startup |
2 |
1 |
2 |
1 |
2 |
0.1 |
0.2 |
$103.65 |
|
Notification of initial performance test |
8 |
1 |
8 |
1 |
8 |
0.4 |
0.8 |
$414.60 |
|
Notification of CEMS demonstration |
5 |
1 |
5 |
1 |
5 |
0.25 |
0.5 |
$256.62 |
|
Review CEMS demonstration for Eb |
40 |
1 |
40 |
1 |
40 |
2 |
4 |
$2,072.98 |
|
Review excess emission reports for Ea |
|
|
|
|
|
|
|
|
|
No excess emission report e |
8 |
1 |
8 |
5.6 |
44.8 |
2.24 |
4.48 |
$2,321.73 |
|
Excess emission report f |
2 |
1 |
2 |
1.4 |
2.8 |
0.14 |
0.28 |
$1,309.60 |
|
Review semiannual excess emission reports for Eb g |
12 |
2 |
24 |
4 |
96 |
4.8 |
9.6 |
$4,973.16 |
|
Review quarterly appendix F reports for Ea h |
0.5 |
4 |
2 |
7 |
14 |
0.7 |
1.4 |
$725.54 |
|
Review quarterly compliance report for Ea h |
8 |
4 |
32 |
7 |
224 |
11.2 |
22.4 |
$11,608.68 |
|
Review annual compliance reports for Eb i |
5 |
1 |
5 |
4 |
20 |
1 |
2 |
$1,036.49 |
|
Review annual compliance tests for Ea j |
18 |
1 |
18 |
7 |
126 |
6.3 |
12.6 |
$6,529.89 |
|
Review siting requirements study for Eb k |
24 |
1 |
24 |
4 |
96 |
4.8 |
9.6 |
$4,975.16 |
|
Subtotal |
|
|
|
|
683 |
34.15 |
68.3 |
$36,556.12 |
|
TOTAL ANNUAL BURDEN AND COST (rounded) |
|
|
|
|
|
785.45 785 (rounded) |
|
$36,556 |
|
Assumptions: |
|
||||||||
a. We have estimated that an average of 12 sources are subject to subparts Ea and Eb. Seven of these sources are currently subject to subpart Ea, with no additional sources becoming subject to the regulation in the next three years. The remaining five sources are subject to subpart Eb (4 existing and 1 new). We have assumed that one additional source per year will become subject to the standard over the next three years. It is further assumed that there is an average of two affected facilities per plant per respondent. |
|
||||||||
b This cost is based on the following labor rates which incorporates a 1.6 benefits multiplication factor to account for government overhead expenses: $62.27 Managerial rate (GS-13, Step 5, $38.92 x 1.6), $46.21 Technical rate (GS-12, Step 1, $28.88 x 1.6), and $25.01 Clerical rate (GS-6, Step 3, $15.63 x 1.6). These rates are from the Office of Personnel Management (OPM) 2011 General Schedule which excludes locality rates of pay |
|
||||||||
c It is estimated that respondents will take 12 hours once per year to perform retest preparations and observance for subpart Eb. d We have assumed that only one respondent will be required to perform report review for Eb. |
|
||||||||
e. It is estimated that 80 percent of respondents will review reports for no excess emission for subpart Ea. f It is assumed that 20 percent of respondents will review reports for excess emission for subpart Ea. g. We have assumed that all four respondents that are subject to subpart EB will review semiannual excess emission reports. h. We have assumed that all seven respondents that are currently subject to subpart Ea will have to review quarterly reports. i We have assumed that all four respondents that are subject to subpart Eb will have to review annual compliance reports. j We have assumed that it will take 18 hours to review the annual compliance test for Ea. k All of the four respondents that are subject to subpart Eb will have to review the siting requirement’s study. |
|
File Type | application/msword |
File Title | SF 83 SUPPORTING STATEMENT |
Last Modified By | wwrigley |
File Modified | 2011-11-04 |
File Created | 2011-11-04 |