Recordkeeping and Confirmation Requirements for Securities Transactions
Non-substantive Change
12 CFR Part 12 and 12 CFR Part 151
OMB Control No. 1557-0142
On July 21, 2010, President Barack Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act, P.L. 111-203, 124 Stat. 1376 (2010) (Dodd-Frank Act). As part of the comprehensive package of financial regulatory reform measures enacted, Title III of the Dodd-Frank Act transfers the powers, authorities, rights and duties of the Office of Thrift Supervision to other banking agencies, including the OCC, on the “transfer date.” The transfer date is one year after the date of enactment of the Dodd-Frank Act, July 21, 2011. The Dodd-Frank Act also abolishes the OTS ninety days after the transfer date. As a result of the Dodd-Frank Act, OCC is making a non-substantive change to this collection of information to include the thrift institutions it now regulates.
Current Number of Responses: 2004 Current Burden: 2711 hours
Requested Number of Responses: 2,884 Requested Burden: 6,946 hours
Difference in the Burden: 4,235 hours as a Program Change
| File Type | application/msword |
| File Title | Examination Questionnaire |
| Author | OCC |
| Last Modified By | Ira Mills |
| File Modified | 2011-09-07 |
| File Created | 2011-09-07 |