Lending and Investment

Forms and Documents

Document Name	Status
1550.0078.SupportingStatement.2011.doc Supporting Statement A	2011-07-27
12CFR226.20.mht Supplementary Document	2008-05-27
12CFR226.19.mht Supplementary Document	2008-05-27
12CFR590.4.mht Supplementary Document	2008-05-27
12CFR563.170.mht Supplementary Document	2008-05-27
12CFR563.41.mht Supplementary Document	2008-05-27
12CFR562.1.mht Supplementary Document	2008-05-27
12CFR560.mht Supplementary Document	2008-05-27

IC Document Collections

IC ID	Document Title	Status
19928	Lending and Investment	Modified

ICR Details

OMB Control No: 1557-0278	ICR Reference No: 201107-1557-074
Status: Historical Active	Previous ICR Reference No: 201107-1557-030
Agency/Subagency: TREAS/OCC	Agency Tracking No:
Title: Lending and Investment
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 08/29/2011
	Date Received in OIRA: 07/27/2011
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	08/31/2014	36 Months From Approved	08/31/2011
Responses	690,131	0	783,230
Time Burden (Hours)	266,489	0	296,100
Cost Burden (Dollars)	4,622,266	0	5,245,812

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Abstract: The information collecton requires savings associatoins to maintain adaequate documentation to support their lending and investment activities. OTS staff may request the information during examinations.

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Authorizing Statute(s): None

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	76 FR 28504	05/17/2011
30-day Notice:	Federal Register Citation:	Citation Date:
	76 FR 43386	07/20/2011
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Lending and Investment

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	690,131	783,230	0	0	-93,099	0
Annual Time Burden (Hours)	266,489	296,100	0	0	-29,611	0
Annual Cost Burden (Dollars)	4,622,266	5,245,812	0	0	-623,546	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: OTS is citing a reduction in the inventory due to a reduction in the number of respondents. OTS uses the information during the examination process to ensure that savings associations are complying with applicable rules and regulations as well as engaging in safe and sound lending practices.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 07/27/2011

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