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Regulation 14C (Commission Rules 14c-1 through 14c-7 and Schedule 14C)
Regulation 14C (Commission Rules 14c-1 through 14c-7 and Schedule 14C)
OMB: 3235-0057
IC ID: 34157
OMB.report
SEC
OMB 3235-0057
ICR 201102-3235-033
IC 34157
( )
⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0057 can be found here:
2024-09-26 - Revision of a currently approved collection
2024-06-30 - Revision of a currently approved collection
Documents and Forms
Document Name
Document Type
no available documents/forms check other ICs listed under this ICR
Information Collection (IC) Details
View Information Collection (IC)
IC Title:
Regulation 14C (Commission Rules 14c-1 through 14c-7 and Schedule 14C)
Agency IC Tracking Number:
CF 270-57
Is this a Common Form?
No
IC Status:
Modified
Obligation to Respond:
Mandatory
CFR Citation:
17 CFR 240.14c-101
17 CFR 240.14c-1 - 240.14c-7
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Federal Enterprise Architecture Business Reference Module
Line of Business:
Economic Development
Subfunction:
Financial Sector Oversight
Privacy Act System of Records
Title:
Proxy Soliciting Material Filed under the Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940
FR Citation:
41 FR 41550
Number of Respondents:
680
Number of Respondents for Small Entity:
0
Affected Public:
Private Sector
Private Sector:
Businesses or other for-profits
Percentage of Respondents Reporting Electronically:
100 %
Approved
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
680
0
0
0
0
680
Annual IC Time Burden (Hours)
65,764
793
0
0
0
64,971
Annual IC Cost Burden (Dollars)
7,816,549
180,400
0
0
0
7,636,149
Documents for IC
Title
Document
Date Uploaded
No associated records found
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.