Class Exemption 77-4 for Certain Transactions Between Investment Companies and Employee Benefit Plans

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 1210-0049 can be found here:

Documents and Forms

Document Name Document Type
pte77-4.pdf Other-PTE 77-4

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Class Exemption 77-4 for Certain Transactions Between Investment Companies and Employee Benefit Plans	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Other-PTE 77-4			pte77-4.pdf		Yes	No	Printable Only

Line of Business: Income Security

Subfunction: General Retirement and Disability

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 700	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 38 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	366,000	248,000	118,000
Annual IC Time Burden (Hours)	31,350	21,049	10,301
Annual IC Cost Burden (Dollars)	442,000	275,000	167,000

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.