Supporting Statement A for Paperwork Reduction Act Submissions
30 CFR 282, Operations in the Outer Continental Shelf for
Minerals Other than Oil, Gas, and Sulphur
OMB Control Number 1010-0081
Current Expiration Date: March 31, 2011
Terms of Clearance: None
General Instructions
A completed Supporting Statement A must accompany each request for approval of a collection of information. The Supporting Statement must be prepared in the format described below, and must contain the information specified below. If an item is not applicable, provide a brief explanation. When the question, “Does this information collection request (ICR) contain surveys, censuses, or employ statistical methods?” is checked "Yes," then a Supporting Statement B must be completed. The Office of Management and Budget (OMB) reserves the right to require the submission of additional information with respect to any request for approval.
Specific Instructions
A. Justification
1. Explain the circumstances that make the collection of information necessary. Identify any legal or administrative requirements that necessitate the collection.
The Outer Continental Shelf (OCS) Lands Act, as amended (43 U.S.C. 1334 and 43 U.S.C. 1337(k)), authorizes the Secretary of the Interior (Secretary) to implement regulations to grant leases of any mineral other than oil, gas, and sulphur to qualified parties. This regulation governs mining operations within the OCS and establishes a comprehensive leasing and regulatory program for such minerals. This regulation has been designed to (1) recognize the differences between the OCS activities associated with oil, gas, and sulphur discovery and development and those associated with the discovery and development of other minerals; (2) facilitate participation by States directly affected by OCS mining activities; (3) provide opportunities for consultation and coordination with other OCS users and uses; (4) balance development with environmental protection; (5) insure a fair return to the public; (6) preserve and maintain free enterprise competition; and (7) encourage the development of new technology.
The authorities and responsibilities described above are among those delegated to the Bureau of Ocean Energy Management, Regulation and Enforcement (BOEMRE). This ICR addresses the regulations at 30 CFR 282, Operations in the Outer Continental Shelf for Minerals Other than Oil, Gas, and Sulphur. It should be noted that there has been no activity in the OCS for minerals other than oil, gas and sulphur for many years and no information collected. However, because these are regulatory requirements, the potential exists for information to be collected; therefore, we are requesting a renewal of this collection of information.
2. Indicate how, by whom, and for what purpose the information is to be used. Except for a new collection, indicate the actual use the agency has made of the information received from the current collection. Be specific. If this collection is a form or a questionnaire, every question needs to be justified.
BOEMRE will use the information required by 30 CFR 282 to determine if lessees are complying with the regulations that implement the mining operations program for minerals other than oil, gas, and sulphur. Specifically, BOEMRE will use the information:
To ensure that operations for the production of minerals other than oil, gas, and sulphur in the OCS are conducted in a manner that will result in orderly resource recovery, development, and the protection of the human, marine, and coastal environments.
To ensure that adequate measures will be taken during operations to prevent waste, conserve the natural resources of the OCS, and to protect the environment, human life, and correlative rights.
To determine if suspensions of activities are in the national interest, to facilitate proper development of a lease including reasonable time to develop a mine and construct its supporting facilities, or to allow for the construction or negotiation for use of transportation facilities.
To identify and evaluate the cause(s) of a hazard(s) generating a suspension, the potential damage from a hazard(s) and the measures available to mitigate the potential for damage.
For technical and environmental evaluations that provide a basis for BOEMRE to make informed decisions to approve, disapprove, or require modification of the proposed activities.
3. Describe whether, and to what extent, the collection of information involves the use of automated, electronic, mechanical, or other technological collection techniques or other forms of information technology, e.g., permitting electronic submission of responses, and the basis for the decision for adopting this means of collection. Also describe any consideration of using information technology to reduce burden and specifically how this collection meets GPEA requirements.
Currently no information is submitted using electronic technology due to the fact that there are no current mining operations for minerals other than oil, gas, or sulphur on the OCS.
4. Describe efforts to identify duplication. Show specifically why any similar information already available cannot be used or modified for use for the purposes described in Item 2 above.
There is no duplication. The Department of the Interior has specific statutory authority. No other Federal agency collects this information, and no similar information is available because it pertains to a specific OCS mining operation. To the extent that identical information or data were available from other mining operations or sources, such duplicate information would not be required to be submitted.
5. If the collection of information impacts small businesses or other small entities, describe any methods used to minimize burden.
This collection of information may have a significant economic effect on a substantial number of small entities. Any direct effects primarily impact the OCS lessees and operators. Many of these OCS lessees and mining companies have less than 500 employees and are considered small businesses as defined by the Small Business Administration. The hour burden on any small entity subject to these regulations cannot be reduced to accommodate them.
6. Describe the consequence to Federal program or policy activities if the collection is not conducted or is conducted less frequently, as well as any technical or legal obstacles to reducing burden.
If we did not collect the information, BOEMRE would not be able to carry out the mandate of the OCS Lands Act, nor would the Federal Government receive royalty income from such activities when operations exist. Respondents have to submit a monthly report for minerals produced, but for the most part submit reports as a result of situations encountered and not at any fixed or prescribed interval.
7. Explain any special circumstances that would cause an information collection to be conducted in a manner:
(a) requiring respondents to report information to the agency more often than quarterly;
Not applicable in this collection.
(b) requiring respondents to prepare a written response to a collection of information in fewer than 30 days after receipt of it;
Not applicable in this collection.
(c) requiring respondents to submit more than an original and two copies of any document;
Not applicable in this collection.
(d) requiring respondents to retain records, other than health, medical, government contract, grant-in-aid, or tax records, for more than 3 years;
It is normal industry practice to retain those records as part of their permanent records, i.e., longer than 3 years. The times specified in the regulations provide minimum times for BOEMRE access.
(e) in connection with a statistical survey, that is not designed to produce valid and reliable results that can be generalized to the universe of study;
Not applicable in this collection.
(f) requiring the use of statistical data classification that has been reviewed and approved by OMB;
Not applicable in this collection.
(g) that includes a pledge of confidentiality that is not supported by authority established in statute or regulation, that is not supported by disclosure and data security policies that are consistent with the pledge, or which unnecessarily impedes sharing of data with other agencies for compatible confidential use; or
This collection does not include a pledge of confidentiality not supported by statute or regulation.
(h) requiring respondents to submit proprietary trade secrets, or other confidential information, unless the agency can demonstrate that it has instituted procedures to protect the information’s confidentiality to the extent permitted by law.
This collection does not require proprietary, trade secret, or other confidential information not protected by agency procedures.
8. If applicable, provide a copy and identify the date and page number of publication in the Federal Register of the agency’s notice, required by 5 CFR 1320.8(d), soliciting comments on the information collection prior to submission to OMB. Summarize public comments received in response to that notice and in response to the PRA statement associated with the collection over the past 3 years and describe actions taken by the agency in response to these comments. Specifically address comments received on cost and hour burden.
Describe efforts to consult with persons outside the agency to obtain their views on the availability of data, frequency of collection, the clarity of instructions and recordkeeping, disclosure, or reporting format (if any), and on the data elements to be recorded, disclosed, or reported.
Consultation with representatives of those from whom information is to be obtained or those who must compile records should occur at least once every 3 years – even if the collection of information activity is the same as in prior periods. There may be circumstances that may preclude consultation in a specific situation. These circumstances should be explained.
As required in 5 CFR 1320.8(d), BOEMRE provided a 60-day notice in the Federal Register on September 7, 2010 (75 FR 54372). Also, the Paperwork Reduction Act explains that the agency, in this case BOEMRE, will accept comments at any time on the information collected and the burden. We display the OMB control number and provide the address for sending comments to BOEMRE. We received no comments in response to the Federal Register notice or unsolicited comments from respondents covered under these regulations.
There are currently no mining operations in the OCS and none planned in the near future. Because of this, there are no companies to contact for information pertaining to this ICR. As there are no active respondents, the hour burden estimates remain the same as the last submission, when they were verified by in-house experts who previously worked in private industry doing similar functions.
9. Explain any decision to provide any payment or gift to respondents, other than remuneration of contractors or grantees.
If requested under § 282.13(e)(1), BOEMRE will arrange for possible payment of a required study by a third-party. BOEMRE will pay respondents if they request reimbursement for food, quarters, or transportation they provide BOEMRE representatives under § 282.27(d)(2) during inspections. We will not provide gifts to respondents in this collection.
10. Describe any assurance of confidentiality provided to respondents and the basis for the assurance in statute, regulation, or agency policy.
We protect proprietary information according to the Freedom of Information Act (5 U.S.C. 552) and its implementing regulations (43 CFR 2), 30 CFR 282.5, 282.6, and 282.7, and applicable sections of 30 CFR Parts 280 and 281.
11. Provide additional justification for any questions of a sensitive nature, such as sexual behavior and attitudes, religious beliefs, and other matters that are commonly considered private. This justification should include the reasons why the agency considers the questions necessary, the specific uses to be made of the information, the explanation to be given to persons from whom the information is requested, and any steps to be taken to obtain their consent.
The collection does not include sensitive or private questions.
12. Provide estimates of the hour burden of the collection of information. The statement should:
(a) Indicate the number of respondents, frequency of response, annual hour burden, and an explanation of how the burden was estimated. Unless directed to do so, agencies should not conduct special surveys to obtain information on which to base hour burden estimates. Consultation with a sample (fewer than 10) of potential respondents is desirable. If the hour burden on respondents is expected to vary widely because of differences in activity, size, or complexity, show the range of estimated hour burden, and explain the reasons for the variance. Generally, estimates should not include burden hours for customary and usual business practices.
(b) If this request for approval covers more than one form, provide separate hour burden estimates for each form and aggregate the hour burdens.
As there are no active respondents, we estimated the potential annual number of respondents to be one. Respondents are OCS lessees. Submissions are monthly, and as a result of situations encountered. The burden estimates include the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. We estimate the total annual reporting and recordkeeping burden is 201 hours. Refer to the following table for a break out of the burden.
BURDEN TABLE
Citation 30 CFR 282
|
Reporting or Recordkeeping Requirement |
Hour Burden |
Average No. of Annual Responses |
Annual Burden Hours |
|
Non-Hour Cost Burden |
|||||
Subpart A - General |
|||||
4(b); 12(b)(2)(ii); 12(f)(l), (2); 13(d), (e)(2); 21; 22; 25; 26; 28 |
Submit delineation plan, including environmental information, contingency plan, monitoring program, and various requests for approval referred to throughout; submit modifications. |
40 |
1 |
40 |
|
4(c); 12(c)(2)(ii); 12(f)(l), (2); 13(d), (e)(2); 21; 23; 25; 26; 28 |
Submit testing delineation plan, including environmental information, contingency plan, monitoring program, and various requests for approval referred to throughout; submit modifications. |
40 |
1 |
40 |
|
4(d); 12(d)(2)(ii); 12(f)(1), (2); 13(d), (e)(2); 21; 24; 25; 26; 28 |
Submit mining delineation plan, including environmental information, contingency plan, monitoring program, and various requests for approval referred to throughout; submit modifications. |
40 |
1 |
40 |
|
5 |
Request non-disclosure of G&G info. |
10 |
1 |
10 |
|
Subtotal |
4 Responses |
130 Hours |
|||
Subpart B – Jurisdiction and Responsibilities of Director |
|||||
11(c); 12(c) |
Apply for right-of-use and easement. |
30 |
1 |
30 |
|
11(d); 12(d) |
Request consolidation of two or more OCS mineral leases or portions. |
1 |
1 |
1 |
|
12(f)(1), (h); 20(g), (h) |
Request approval of operations or departure from operating requirements. |
Burden included with applicable operation. |
0 |
||
13(b), (f)(2); 31 |
Request suspension or temporary prohibition or production or operations. |
2 |
1 |
2 |
|
13(e) |
Submit site-specific study plan and results. |
8 |
1 |
8 |
|
1 study x $100,000 = $100,000 |
|||||
14 |
Submit “green” response copy of Form MMS-1832 indicating date violations (INCs) corrected. |
2 |
1 |
2 |
|
Subtotal |
5 Responses |
43 Hours |
|||
$100,000 Non-Hour Cost Burden |
|||||
Subpart C – Obligations and Responsibilities of Lessees |
|||||
20(a), (g); 29(i) |
Make available all mineral resource or environmental data and information; submit reports and maintain records. |
Burden included with applicable operation. |
0 |
||
20(b) thru (e) |
Submit designation of payor, operator, or local representative; submit changes. |
1 |
1 |
1 |
|
21(d) |
Notify BOEMRE of preliminary activities. |
1 |
1 |
1 |
|
27(b) |
Request use of new or alternative technologies, techniques, etc. |
1 |
1 |
1 |
|
27(c) |
Notify BOEMRE of death or serious injury; fire, exploration, or other hazardous event; submit report. |
1 |
1 |
1 |
|
27(d)(2) |
Request reimbursement for furnishing food, quarters, and transportation for BOEMRE representatives (no requests received in many years; minimal burden). |
2 |
1 |
2 |
|
27(e) |
Identify vessels, platforms, structures, etc. with signs. |
1 |
1 |
1 |
|
27(f)(2) |
Log all drill holes susceptible to logging; submit copies of logs to BOEMRE. |
3 |
1 |
3 |
|
27(h)(3), (4) |
Mark equipment; record items lost overboard; notify BOEMRE. |
1 |
1 |
1 |
|
29(a) |
Submit monthly report of minerals produced. |
1 |
1 |
1 |
|
29(b), (c) |
Submit quarterly status and final report on exploration and/or testing activities. |
5 |
1 |
5 |
|
29(d) |
Submit results of environmental monitoring activities. |
5 |
1 |
5 |
|
29(e) |
Submit marked and certified maps annually or as required. |
1 |
1 |
1 |
|
29(f) |
Maintain rock, minerals, and core samples for 5 years and make available upon request. |
1 |
1 |
1 |
|
29(g) |
Maintain original data and information and navigation tapes as long as lease is in effect and make available upon request. |
1 |
1 |
1 |
|
29(h) |
Maintain hard mineral records and make available upon request. |
1 |
1 |
1 |
|
Subtotal |
15 Responses |
26 Hours |
|||
Subpart D - Payments |
|||||
40 |
Submit surety or personal bond. |
2 |
1 Response |
2 Hours |
|
Subpart E - Appeals |
|||||
50; 15 |
File an appeal. |
Burden exempt under 5 CFR 1320.4(a)(2), (c). |
0 |
||
TOTAL BURDEN |
25 Responses |
201 Hours |
|||
$100,000 Non-Hour Cost Burden |
(c) Provide estimates of annualized cost to respondents for the hour burdens for collections of information, identifying and using appropriate wage rate categories. The cost of contracting out or paying outside parties for information collection activities should not be included here. Instead, this cost should be included under “Annual Cost to the Federal Government.”
The average respondent cost is $90*/hour. This cost is broken out in the below table using the Bureau of Labor Statistics data for the Houston, TX. See BLS website: http://www.bls.gov/bls/wages.htm.
Position |
Level |
Hourly Pay rate ($/hour estimate) |
Hourly rate including benefits (1.4** x $/hour) |
Percent of time spent on collection |
Weighted Average ($/hour) |
Secretaries and Administrative Assistants |
6 |
21 |
$29 |
10% |
$3 |
Underwater Mining Engineer*** |
All Workers |
$69 |
$97 |
70% |
$68 |
Supv. Mining Engineer*** |
15 |
$69 |
$97 |
20% |
$19 |
Weighted Average ($/hour) |
$90 |
* Note that this BLS source reflects their last update from December 2008.
** A multiplier of 1.4 (as implied by BLS new release USDL 10-1687, December 8, 2010 (see http://www.bls.gov/news.release/ecec.nr0.htm), was added for benefits.
*** The BLS does not have a position listing for Underwater Mining Engineers so the category of Engineer was used.
Based on a cost factor of $90 per hour, we estimate the total annual cost to industry would be $18,090 ($90 x 201 hours = $18,090).
13. Provide an estimate of the total annual non-hour cost burden to respondents or recordkeepers resulting from the collection of information. (Do not include the cost of any hour burden shown in Item 12).
(a) The cost estimate should be split into two components: (1) a total capital and start-up cost component (annualized over its expected useful life) and (2) a total operation and maintenance and purchase of services component. The estimates should take into account costs associated with generating, maintaining, and disclosing or providing the information (including filing fees paid for form processing). Include descriptions of methods used to estimate major cost factors including system and technology acquisition, expected useful life of capital equipment, the discount rate(s), and the time period over which costs will be incurred. Capital and start-up costs include, among other items, preparations for collecting information such as purchasing computers and software; monitoring, sampling, drilling and testing equipment; and record storage facilities.
(b) If cost estimates are expected to vary widely, agencies should present ranges of cost burden and explain the reasons for the variance. The cost of purchasing or contracting out information collection services should be a part of this cost burden estimate. In developing cost burden estimates, agencies may consult with a sample of respondents (fewer than 10), utilize the 60-day pre-OMB submission public comment process and use existing economic or regulatory impact analysis associated with the rulemaking containing the information collection, as appropriate.
(c) Generally, estimates should not include purchases of equipment or services, or portions thereof, made: (1) prior to October 1, 1995, (2) to achieve regulatory compliance with requirements not associated with the information collection, (3) for reasons other than to provide information or keep records for the government, or (4) as part of customary and usual business or private practices.
Pursuant to § 282.13(e)(1), a site-specific study to determine and evaluate hazards that results in a suspension of operation would have a non-hour cost burden. Since this has not been done to date, we estimated that the cost of such a study for industry would be approximately $100,000 to comply with the requirement.
14. Provide estimates of annualized cost to the Federal Government. Also, provide a description of the method used to estimate cost, which should include quantification of hours, operational expenses (such as equipment, overhead, printing, and support staff), and any other expense that would not have been incurred without this collection of information.
To analyze and review the information, the Government would spend an average of ½ hour for each hour spent by respondents. The total estimated Government time would be 101 hours (201 x .5 = 100.5 (rounded to 101 hours)).
The average Federal cost is $72/hour. This cost is broken out in the following table using the Office of Personnel Management salary data for the Washington, DC area (http://www.opm.gov/oca/10tables/).
Position |
Grade |
Hourly Pay rate/rounded ($/hour estimate) |
Hourly rate including benefits (1.5* x $/hour) |
Percent of time spent on collection |
Weighted Average ($/hour) |
Clerical |
GS-7/5 |
$23 |
$35 |
15% |
$5 |
Petroleum Engineer |
GS-13/5 |
$48 |
$72 |
65% |
$47 |
Supv. Petroleum Engineer |
GS-15/5 |
$67 |
$101 |
20% |
$20 |
Weighted Average ($/hour) |
$72 |
* A multiplier of 1.5 (as implied by BLS new release USDL 10-1687, December 8, 2010 (see http://www.bls.gov/news.release/ecec.nr0.htm)), was added for benefits.
At an average cost of $72 an hour, the cost to the Federal Government would be estimated at $7,272 (101 hours x $72/per hour = $7,272).
15. Explain the reasons for any program changes or adjustments in hour or cost burden.
The currently approved OMB inventory is 201 annual burden hours and $100,000 non-hour cost burdens. This submission requests that the annual hour and non-hour cost burdens remain the same. As there are no active respondents, the hour burden estimates were verified by in-house experts who previously worked in private industry doing similar functions.
16. For collections of information whose results will be published, outline plans for tabulation and publication. Address any complex analytical techniques that will be used. Provide the time schedule for the entire project, including beginning and ending dates of the collection of information, completion of report, publication dates, and other actions.
BOEMRE will not tabulate or publish the data.
17. If seeking approval to not display the expiration date for OMB approval of the information collection, explain the reasons that display would be inappropriate.
Not applicable. BOEMRE will display the OMB expiration date.
18. Explain each exception to the topics of the certification statement identified in, “Certification for Paperwork Reduction Act Submission.”
To the extent that the topics apply to this collection of information, we are not making any exceptions to the “Certification for Paperwork Reduction Act Submissions.”
File Type | application/msword |
File Title | SAMPLE |
Author | Cheryl Blundon |
Last Modified By | blundon |
File Modified | 2011-01-12 |
File Created | 2011-01-12 |