Short Statement

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Rule 0-4 under the Investment Advisers Act of 1940, General Requirements of Papers and Applications

Short Statement

OMB: 3235-0633

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There is no change in hour burden. Rule 0-4 imposes no hourly burden, however we are continuing to request 1 hour for administrative purposes. The estimated annual cost burden for this collection of information has increased from $355,000 to $444,600 because the Commission adopted new rule 206(4)-5, under which we expect to receive an average of seven additional applications for an exemptive order each year.



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AuthorFernandezh
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File Created2021-02-02

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