National Survey on Banks' Efforts to Serve the Unbanked and Underbanked

Forms and Documents

Document Name	Status
Form FDIC 8200/01a Branch Survey - National Survey of Banks' Efforts to Serve the Unbanked and Underbanked Form and Instruction	New
Form FDIC 8200/01 Headquarters Instrument - National Survey of Banks' Efforts to Serve the Unbanked and Underbanked Form and Instruction	New
Form Not Yet Available Bank Survey Questionnaire Form and Instruction	Removed
Case Studies Form and Instruction	Removed
FDIC Survey of Banks 2008 vs 2011v26102011.doc Supplementary Document	2011-06-14
FDICBankSurvey_Report.pdf Supplementary Document	2011-03-17
2011-6173.pdf Supplementary Document	2011-03-17
SPST Pt B_bank_svy_9_30_2011_revised.doc Supporting Statement B	2011-09-30
SPST_A_unbanked_bank_ svy_9_30_revised.doc Supporting Statement A	2011-09-30
10noticedec23.pdf Supplementary Document	2011-01-13

IC Document Collections

IC ID	Document Title	Status
199624	Branch Survey - National Survey of Banks' Efforts to Serve the Unbanked and Underbanked Form and Instruction	New
199623	Headquarters Instrument - National Survey of Banks' Efforts to Serve the Unbanked and Underbanked Form and Instruction	New
183787	Bank Survey Questionnaire Form and Instruction	Removed
183251	Case Studies Form and Instruction	Removed

ICR Details

OMB Control No: 3064-0158	ICR Reference No: 201008-3064-007
Status: Historical Active	Previous ICR Reference No: 200712-3064-001
Agency/Subagency: FDIC	Agency Tracking No:
Title: National Survey on Banks' Efforts to Serve the Unbanked and Underbanked
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 10/17/2011
	Date Received in OIRA: 03/17/2011
Terms of Clearance: IF FDIC does a nonresponse bias analysis, please submit this to OMB. Supporting statements revised to better address statistical design.

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	10/31/2014	36 Months From Approved	10/31/2011
Responses	1,769	0	890
Time Burden (Hours)	885	0	4,281
Cost Burden (Dollars)	0	0	0

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Abstract: Survey of FDIC-insured depository institutions on their efforts to serve underbanked, as well as unbanked, populations. The information collection effort consists of a questionnaire survey and a limited number of case studies. The questionnaire survey is designed to obtain information from a cross-section of banks regarding their efforts to meet the needs of the unbanked/underbanked. The case studies are being conducted to identify innovative approaches employed by banks to serve unbanked and underbanked populations. The respondents for the case studies will be selected from the pool of those who respond to the survey and who, based upon their response to the survey, appear to have developed programs appropriate for further study. The case studies will consist of follow-up questions to the survey responses.

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Authorizing Statute(s): PL: Pub.L. 109 - 173 7 Name of Law: Federal Deposit Insurance Reform Conforming Amendments Act of 2005
  

Citations for New Statutory Requirements: PL: Pub.L. 109 - 173 7 Name of Law: Federal Deposit Insurance Reform Conforming Amendments Act of 2005

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	75 FR 80811	12/23/2010
30-day Notice:	Federal Register Citation:	Citation Date:
	76 FR 14667	03/17/2011
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 2

IC Title	Form No.	Form Name
Case Studies	None	Survey
Bank Survey Questionnaire	Not Yet Available	Survey of Banks' Efforts to Serve the Unbanked & Underbanked
Headquarters Instrument - National Survey of Banks' Efforts to Serve the Unbanked and Underbanked	FDIC 8200/01	FDIC Survey of Banks' Efforts to Serve the Unbanked and Underbanked : Headquarter Survey
Branch Survey - National Survey of Banks' Efforts to Serve the Unbanked and Underbanked	FDIC 8200/01a	FDIC Survey of Banks' Efforts to Serve the Unbanked and Underbanked: Branch Version

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	1,769	890	0	879	0	0
Annual Time Burden (Hours)	885	4,281	0	-3,396	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Changing Forms

Short Statement: The burden decrease of 3,396 hours is the result of a revision of the survey instrument to decrease the response time from an average of 290 minutes to 30 minutes.

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Annual Cost to Federal Government:

Does this IC contain surveys, censuses, or employ statistical methods? Yes Part B of Supporting Statement

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 03/17/2011

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