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Administration for Children and Families
Administration on Developmental Disabilities
National Autism Resource and Information Center
HHS-2010-ACF-ADD-DN-0135
National Autism Resource and Information Center
HHS-2010-ACF-ADD-DN-0135
TABLE OF CONTENTS
Overview
Executive Summary
Section I. Funding Opportunity Description
Section II. Award Information
Section III. Eligibility Information
1. Eligible Applicants
2. Cost Sharing or Matching
3. Other - (if applicable)
Section IV. Application and Submission Information
1. Address to Request Application Package
2. Content and Form of Application Submission
3. Submission Dates and Times
4. Intergovernmental Review
5. Funding Restrictions
6. Other Submission Requirements
Section V. Application Review Information
1. Criteria
2. Review and Selection Process
3. Anticipated Announcement and Award Dates
Section VI. Award Administration Information
1. Award Notices
2. Administrative and National Policy Requirements
3. Reporting
Section VII. Agency Contact(s)
Section VIII. Other Information
Department of Health & Human Services
Administration for Children & Families
Program Office:
Administration on Developmental Disabilities
Funding Opportunity Title:
National Autism Resource and Information Center
Announcement Type:
Initial
Funding Opportunity Number:
HHS-2010-ACF-ADD-DN-0135
CFDA Number:
93.631
Due Date for Applications:
[Insert 45 days from date of publication]
Executive Summary:
The Administration on Developmental Disabilities (ADD) within the Administration for Children and
Families (ACF), U.S. Department of Health and Human Services (HHS), announces the availability of Fiscal
Year (FY) 2010 funds to award a cooperative agreement to plan and implement one National Autism
Resource and Information Center.
This funding opportunity will establish a national resource and information center on the Autism Spectrum
Disorder (ASD) and other developmental disabilities. Guided by the principles of inclusion, integration,
independence, and self-determination, the center will gather, organize, and provide diverse stakeholders,
including people with ASD and other developmental disabilities, families, guardians, advocates, researchers,
practitioners, trainers, and policy-makers, with readily accessible, high-quality resources and information
related to community-based services that support independent living and self-determination, treatment
protocols that promote community-based experiences (e.g., education, employment, recreation,
transportation, early intervention and child care), and evidence-based interventions. The purpose of the
Center does not include communication, outreach or support for development of subjective opinions about
ASD and other disabilities, including opinions regarding the etiology of autism.
I. Funding Opportunity Description
Statutory Authority
The legislative authority for this funding opportunity is Title I, Subtitle E of the Developmental Disabilities
Assistance and Bill of Rights Act of 2000 (DD Act of 2000) (42 U.S.C. §§ 15081-15083).
Description
Background
The DD Act of 2000 authorizes support and assistance to State; public agencies; and private, non-profit
organizations, including faith-based and community organizations, to assure that individuals with
developmental disabilities and their families participate in the design of and have access to culturally
competent services, supports, and other assistance and opportunities that promote independence,
productivity, integration, and inclusion into the community.
The term "developmental disabilities" is defined in 42 U.S.C.§ 15002(8) as a severe, chronic disability of an
individual that is attributable to a mental or physical impairment or combination of mental and physical
impairments that are manifested before the individual attains age 22 and are likely to continue indefinitely.
Developmental disabilities result in substantial limitations in three or more of the following functional areas:
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self-care, receptive and expressive language, learning, mobility, self-direction, capacity for independent
living, and capacity for economic self-sufficiency, and reflects the individual's need for a combination and
sequence of special, interdisciplinary, or generic services, individualized supports, or other forms of
assistance that are of lifelong or extended duration and are individually planned and coordinated.
Developmental disabilities also relate to an individual from birth to age 9, inclusive, who has a substantial
developmental delay or specific congenital or acquired condition, may be considered to have a
developmental disability without meeting three or more of the criteria previously described, if the
individual, without services and supports, has a high probability of meeting those criteria later in life. It is
estimated that four million people in America have developmental disabilities. Many people with ASD are
considered to be among those with developmental disabilities.
The work carried out under this Center shall be aligned with the ADD mission and the principles in the DD
Act. Although intended primarily to provide resources and information for people with ASD and their
families, the Center will be designed in an inclusive manner to be responsive to needs of all people with
developmental disabilities, including those with ASD. As such, the Center will utilize the following
principles in the DD Act (42 U.S.C. 15001 § 101; 42 U.S.C. 15092 § 202):
Individuals with developmental disabilities, including those with the most severe developmental
disabilities, are capable of self-determination, independence, productivity, integration, and inclusion
in all facets of community life, but often require the provision of community services, individualized
supports, and other forms of assistance;
Individuals with developmental disabilities and their families have competencies, capabilities, and
personal goals that should be recognized, supported, and encouraged, and any assistance to such
individuals should be provided in an individualized manner, consistent with the unique strengths,
resources, priorities, concerns, abilities, and capabilities of such individuals;
Individuals with developmental disabilities and their families are the primary decision makers
regarding the services and supports such individuals and their families receive, including choosing
where the individuals live from available options, and play decision-making roles in policies and
programs that affect the lives of such individuals and their families;
Services, supports, and other assistance should be provided in a manner that demonstrates respect for
individual dignity, personal preferences, and cultural differences;
Specific efforts must be made to ensure that individuals with developmental disabilities from racial
and ethnic minority backgrounds and their families enjoy increased and meaningful opportunities to
access and use community services, individualized supports, and other forms of assistance available
to other individuals with developmental disabilities and their families;
Recruitment efforts from disciplines related to developmental disabilities in pre-service training,
community training, practice, administration, and policymaking must focus on bringing larger
numbers of racial and ethnic minorities into the disciplines in order to provide appropriate skills,
knowledge, role models, and sufficient personnel to address the growing needs of an increasingly
diverse population;
With education and support, communities can be accessible to and responsive to the needs of
individuals with developmental disabilities and their families, and are enriched by full and active
participation in community activities and contributions by individuals with developmental disabilities
and their families;
Individuals with developmental disabilities have access to opportunities and the necessary support to
be included in community life, have interdependent relationships, live in homes and communities, and
make contributions to their families, communities, States, and the Nation;
Efforts undertaken to maintain or expand community-based living options for individuals with
disabilities should be monitored in order to determine and report to appropriate individuals and
entities the extent of access by individuals with developmental disabilities to those options and the
extent of compliance by entities providing those options with quality assurance standards;
Families of children with developmental disabilities need to have access to and use of safe and
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Families of children with developmental disabilities need to have access to and use of safe and
appropriate child care, and before-school and after-school programs in the most integrated settings in
order to enrich the participation of the children in community life;
Individuals with developmental disabilities need to have access to and use of public transportation in
order to be independent and directly contribute to and participate in all facets of community life; and
Individuals with developmental disabilities need to have access to and use of recreational, leisure,
and social opportunities in the most integrated settings, in order to enrich their participation in
community life.
The principles of the DD Act protect the rights of individuals with developmental disabilities, including those
with ASD, who are often marginalized in society. Such individuals regularly encounter discrimination,
including in the provision of critical services. They are at a greater risk than the general population to
experience abuse, neglect, financial and sexual exploitation, and the violation of their legal and human rights.
A substantial portion of individuals with developmental disabilities, including those with ASD and their
families, do not have access to appropriate supports and services from generic and specialized service
systems. Many remain unserved or underserved. Access to assistive technology, and to environments
utilizing the principles of universal design, remains limited in many communities.
Individuals with developmental disabilities, including those with ASD, often require lifelong community
services, individualized supports, and other forms of assistance that are most effective when provided in a
coordinated manner. Moreover, there is a need to ensure that services, supports, and other assistance are
provided in a culturally competent manner that ensures individuals from racial and ethnic minority
backgrounds are fully included in all activities.
Many service delivery systems and communities have limited capacity to meet the needs of individuals with
developmental disabilities, including those with ASD and their families. As such, in almost every State,
individuals with developmental disabilities, including those with ASD, are waiting for appropriate home and
community-based services.
The public needs access to high-quality, accurate resources and information on evidence-based interventions,
services and supports to enhance independence, integration and participation in the community, and to
improve outcomes for individuals with developmental disabilities, including ASD, and their families.
ADD, like other programs in ACF, promotes the economic and social well-being of families, children,
individuals and communities. ACF and ADD envision:
Families and individuals empowered to increase their own economic independence and productivity;
Strong, healthy, supportive communities having a positive impact on the quality of life for all
community members;
Partnerships with individuals, front-line service providers, communities, States, and Congress that
enable solutions that transcend traditional agency boundaries;
Services planned and integrated to improve access to programs and supports for individuals and
families;
A strong commitment to working with unserved and underserved persons with developmental
disabilities and their families;
A community-based approach that recognizes and expands on the resources and benefits of diversity;
and
A recognition of the power and effectiveness of public-private partnerships, including collaboration
among a variety of community groups and government agencies, such as coalitions that include
non-profits, faith-based organizations, grassroots groups, families, and public agencies to address
community needs.
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There are four programs authorized by the DD Act of 2000:
(1) State Councils on Developmental Disabilities (Subtitle B);
(2) Protection and Advocacy Systems (Subtitle C);
(3) University Centers for Excellence in Developmental Disabilities Education, Research, and
Service (Subtitle D); and
(4) Projects of National Significance (Subtitle E).
Each of these programs engages in systemic change, capacity building, and advocacy activities both as a
collaborative network and as independent entities to improve the lives of individuals with developmental
disabilities and their families and enhance participation in community life in the State.
This funding opportunity announcement provides information about funding within the Projects of National
Significance (PNS) program.
National Autism Resource and Information Center
Autism is recognized as a group of syndromes referred to as Autism Spectrum Disorder (ASD). Autism is a
highly variable neurodevelopmental disorder that can first be observed during early childhood and generally
follows a steady course throughout a person's life. ASD is observed as a constellation of characteristics that
impact social interaction, cognitive function, communication, and a person's range of interests and behavior.
Some people with ASD also have a range of medical conditions, including, but not limited to motor and
sensory impairments, seizures, immunological and metabolic abnormalities, sleep problems, and
gastrointestinal symptoms.
The diagnosis of ASD has increased in recent years, partly due to changes in diagnostic practice. It remains
unclear whether actual prevalence has increased. Most recent Centers for Disease Control and Prevention
(CDC) prevalence estimates of ASD for children are 1 in 110 (CDC, 2009). These estimates represent a
ten-fold increase over the past two decades.
As a highly complex condition, adequately addressing the needs of individuals with ASD often requires
sophisticated educational and therapeutic approaches. A recently published randomized, controlled trial
demonstrated how a comprehensive developmental behavioral intervention for toddlers with ASD led to
improvements in cognitive and adaptive behavior, thereby emphasizing the importance of early
identification of and intervention for young children with ASD (Dawson et al., 2010).
Few initiatives and studies have focused on providing information about the most effective services for
individuals with ASD. To address this information need, the Centers for Medicare and Medicaid Services
(CMS) conducted an environmental scan of the scientific evidence regarding the efficacy, effectiveness,
safety, and availability of ASD-related psychosocial services and supports for children, transitioning youth,
and adults with ASD with the following findings:
Considerable evidence exists for interventions that target children, little evidence exists for
interventions that target transitioning youth and adults with ASD.
A total of 214 studies covering 31 interventions were reviewed for children. Of these 31
interventions, almost half (48 percent) were rated as evidence-based, 42 percent were rated as
emerging evidence-based, and 10 percent were rated as unestablished.
There were studies providing evidence on 15 different interventions for transitioning youth with
ASD. The majority of interventions (73 percent) were rated as unestablished. Few interventions (7
percent) met the criteria for evidence-based practices.
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Nine interventions for adults with ASD were found effective based on evidence. One-third of the
interventions (33 percent) were rated as evidence-based, only one intervention was rated as emerging
evidence-based, and the majority (56 percent) was rated as unestablished.
The scan highlights the need for further research into effective interventions for individuals with
ASD, specifically interventions that can be successfully implemented within community settings.
The implications of ASD for affected people, families, and society is enormous. A great majority of adults
with ASD struggle with ongoing and mostly unmet needs for employment, housing, services, and supports.
Compounding these stressors, families with a child with autism typically lose income, possibly as a result of
one parent leaving the workforce in order to care for and meet the special health and educational needs of the
child (Montes & Halterman, 2008). The cost to society of ASD is currently estimated to be $35-$90 billion
annually, the higher estimate being comparable to Alzheimer's disease (Ganz, 2007; Järbrink & Knapp,
2001).
Project Design:
ADD anticipates that the Center will:
Assess the target audience's strengths and needs;
Use a variety of strategies to exchange and transfer knowledge between individuals with ASD and
other developmental disabilities and their families, self-advocacy groups, and other relevant
organizations across the country, including State Developmental Disabilities Councils, Protection and
Advocacy agencies, and University Centers for Excellence in Developmental Disabilities;
Build upon existing resources and information, as well as develop new resources;
Utilize a geographically diverse grassroots network of collaborators to collect and disseminate
information;
Provide individuals with ASD and other developmental disabilities with the tools to successfully
advocate for themselves and others;
Encourage and facilitate sharing of resources and ideas relevant to the target audience;
Collaborate across regions to address common issues, improve cross-system networking, and develop
relevant processes;
Establish an infrastructure to collect, maintain, and update resource information that can be sustained
and supported beyond the federal grant period;
Work with an independent entity to evaluate the project outcomes.
The grantee shall use multiple methods to disseminate information to individuals with ASD and other
developmental disabilities and other relevant parties. The information disseminated must be relevant to the
target audience. The dissemination method shall be appropriate to the type of information being shared, and
meet the accessibility needs of diverse populations. Such methods may include:
Conference Calls
Development of an interactive web-based map of relevant resources
Development of communities of practice
Electronic Newsletter
Emails
Multipoint video conferencing
Products, such as papers and/or reports
Real-time online discussion
Topical pages on a website dedicated to the Center
Web-based audio/video broadcasts
Other strategies, as appropriate
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Each such communication channel shall be dedicated to the purposes of the Center. The Federal project
officer shall be included any time the grantee disseminates information to multiple members of the target
audience using any of the methods listed above.
Definitions:
Target Audience - individuals with ASD and other developmental disabilities, their families, groups,
organizations, agencies, and other entities interested in, committed to, or involved in supporting such
individuals and families.
Unserved and Underserved -This term includes populations such as individuals from racial and ethnic
minority backgrounds, disadvantaged individuals, individuals with limited English proficiency, individuals
from underserved geographic areas (rural or urban), and specific groups of individuals within the population
of individuals with ASD and other developmental disabilities, including individuals who require assistive
technology in order to participate and contribute to community life.
Travel for Meetings, Conferences, and Presentations
Approximately four weeks after the award of the cooperative agreement, the Center's project director, the
project evaluator and relevant partners will be required to attend a meeting with the Federal project officer
and other Federal staff in Washington, D.C. The purpose of this meeting is to review and approve activities
and planning timelines in year one of the award and to clarify expectations of the project.
The applicant's budget for the first 12-month budget period should include anticipated costs for this meeting,
as well as costs for two key staff persons to participate in one ADD-sponsored meeting held in the
Washington, D.C. metro area. All expenses related to this two-day meeting and the initial meeting should be
included in the applicant's proposed budget.
II. Award Information
Funding Instrument Type:
Estimated Total Funding:
Expected Number of Awards:
Award Ceiling:
Award Floor:
Average Projected Award Amount:
Cooperative Agreement
$2,000,000
1
$2,000,000 Per Budget Period
$2,000,000 Per Budget Period
$2,000,000 Per Budget Period
Length of Project Periods:
48-month project with four 12-month budget periods
Additional Information on Awards:
Awards made under this announcement are subject to the availability of Federal funds.
The cooperative agreement awarded will be for a project period of 48 months. Applicants are required to
provide a budget requesting of up to $2,000,000 for the first 12-month budget period and of up to $350,000
for each of the three remaining 12-mton budget periods thereafter.
The initial award will be for up to $2,000,000 for a 12-month budget period. Continuation grants of up to
$350,000 per 12-month budget period will be awarded subject to satisfactory progress on the part of the
grantee and a determination that continued funding would be in the best interest of the U.S. Federal
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Government.
Description of ACF's Anticipated Substantial Involvement Under the Cooperative Agreement
This funding opportunity announcement describes an award that will be made as a cooperative agreement.
While an organization will not be conducting its project on behalf of ADD, ADD and the awardee will share
work cooperatively in the development and implementation of the project's agenda. Under the cooperative
agreement mechanism, ADD and the awardee will share the responsibility for planning the objectives of the
projects. The awardee will have the primary responsibility for developing and implementing the activities of
the project. ADD will reivew and approve one stage before work can begin on a subsequent stage. This will
include ADD jointly participating with the awardee in such activities as clarifying the specific topic areas to
be addressed through periodic briefings and ongoing consultation, sharing with the awardee its knowledge of
the issues being addressed by past and current projects, and providing feedback to awardees about the
usefulness to the field of written products and information sharing activities. The details of the relationship
between ADD and the awardee will be set forth in the cooperative agreement to be developed and signed prior
to issuance of the award.
Please see Section IV.5 Funding Restrictions for any restrictions on the use of grant funds awarded under this
announcement.
III. Eligibility Information
III.1. Eligible Applicants
42 U.S.C. §15082 (a) (DD Act at § 162(a)) authorizes grants only to "public or private nonprofit entities,"
which may include the 50 States, the District of Columbia, the Commonwealth of Puerto Rico, the United
States Virgin Islands, Guam, American Samoa, the Commonwealth of the Northern Mariana Islands, Tribes
and Tribal organizations, City, local, and county governments, institutions of higher education and other
nonprofit organizations. For-profit organizations are not eligible.
Individuals, foreign entities, and sole proprietorship organizations are not eligible to compete for, or
receive, awards made under this announcement.
Faith-based and community organizations that meet eligibility requirements are eligible to receive awards
under this funding opportunity announcement.
See "Legal Status of Applicant Entity" in Section IV.2 for documentation required to support eligibility.
III.2. Cost Sharing or Matching
Cost Sharing / Matching Requirement: No
III.3. Other
Applicants will have had prior experience working in partnership with individuals with ASD and other
developmental disabilities and their families, and other related organizations to empower such individuals.
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Disqualification Factors
Applications with requests that exceed the ceiling on the amount of individual awards as stated in Section II.
Award Information, will be deemed non-responsive and will not be considered for funding under this
announcement.
Applications that fail to satisfy the due date and time deadline requirements stated in Section IV.3.
Submission Dates and Times, will be deemed non-responsive and will not be considered for funding under
this announcement.
See Section IV.3. Submission Dates and Times for disqualification information specific to
electronically-submitted applications:
Electronically-submitted applications that do not receive a date/time-stamp email indicating
application submission on or before 4:30 p.m., eastern time, on the due date, will be disqualified and
will not be considered for competition.
Electronically-submitted applications that fail the checks and validations at www.Grants.gov because
the Authorized Organization Representative (AOR) does not have a current registration at the Central
Contractor Registry (CCR) at the time of application submission will be disqualified and will not be
considered for competition.
Section IV. Application and Submission Information
IV.1. Address to Request Application Package
Standard Forms, assurances, and certifications are available at the ACF Forms webpage at
http://www.acf.hhs.gov/grants/grants_resources.html.
Standard Forms are also available at the Grants.gov Forms Repository website at
http://apply07.grants.gov/apply/FormLinks?family=15.
Sharon Delaney
Administration on Developmental Disabilities
Administration for Children and Families
U.S. Departmnet of Health and Human Services
370 L'Enfant Promenade, S.W.
Mail Stop: HHH-405D
Washington, DC 20447
Phone: (202) 690-5984
Fax: (202) 205-8037
Email: sharon.delaney@acf.hhs.gov
URL: http://www.acf.hhs.gov/programs/add/index.html
Federal Relay Service:
Hearing-impaired and speech-impaired callers may contact the Federal Relay Service for assistance at
1-800-877-8339 (TTY - Text Telephone or ASCII - American Standard Code For Information Interchange).
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Section IV.2. Content and Form of Application Submission
This section provides information on the required format, Standard Forms (SFs) and other
forms, certifications, assurances, D-U-N-S requirement, project description, budget and budget
justification, and methods of application submission. A checklist of required application elements is
available for applicants' use in Section VIII of this announcement.
Applicants are required to submit one original and two copies of all application materials if applying in
hard-copy. Applicants submitting applications electronically via www.grants.gov need not provide
additional copies of their application materials. The original signature of the Authorized Organization
Representative (AOR) is required only on the original copy. The AOR is named by the applicant, and is
authorized to act for the applicant, to assume the obligations imposed by the Federal laws, regulations,
requirements, and conditions that apply to the grant application or awards. A point of contact on matters
involving the application must also be identified on the SF-424 at 8f. This point of contact, known as the
Project Director or Principal Investigator, should not be identical to the person identified as the AOR.
The project description is a very important part of an application. It should be clear, concise, and address the
specific requirements mentioned later in this section. The project description pages should be numbered,
double-spaced and the type must not be smaller than 12-point. The paper size should be 8.5 x 11, and
printed on one side. These requirements apply only to the project description section. The length of the
application, including all attachments and required standard forms (SFs), must not exceed 100 pages.
Applications that exceed the 100-page limit requirement will have the additional pages removed prior to the
objective review.
Forms, Assurances, and Certifications
Applicants seeking financial assistance under this announcement must submit the listed Standard Forms
(SFs), assurances, and certifications. All required Standard Forms, assurances, and certifications are
available at ACF Funding Opportunities Forms or at the Grants.gov Forms Repository unless specified
otherwise.
Forms / Assurances /
Certifications
Submission Requirement
Notes / Description
Survey on Ensuring Equal
Opportunity for Applicants
Submission is voluntary.
Non-profit private organizations (not
including private universities) are
encouraged to submit the "Survey on
Ensuring Equal Opportunity for
Applicants" with their applications.
Submission of the survey is voluntary.
Applicants applying electronically may
submit this survey along with the
application. Hard copy submissions
should include the survey in a separate
envelope.
SF-424 - Application for
Federal Assistance
Submission required for all
applicants by the application
due date.
Required for all applications.
SF-P/PSL Project/Performance Site
Location(s)
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SF-424A - Budget
Information Non-Construction Programs
Submission required for all
applicants applying for a
non-construction project by
the application due date.
Required for all applications.
Certification Regarding
Lobbying
Submission required of all
applicants prior to award.
Required for all applications.
SF-LLL - Disclosure of
Lobbying Activities, if
applicable
If applicable, submission is
required prior to award.
If any funds have been paid or will be
paid to any person for influencing or
attempting to influence an officer or
employee of any agency, a Member of
Congress, an officer or employee of
Congress, or an employee of a Member
of Congress in connection with this
commitment providing for the United
States to insure or guarantee a loan, the
applicant shall complete and submit the
SF-LLL, "Disclosure Form to Report
Lobbying," in accordance with its
instructions. Applicants must furnish an
executed copy of the Certification
Regarding Lobbying prior to award.
SF-424B - Assurances Non-Construction Programs
The Pro-Children Act of 2001, 42 U.S.C. 7181 through 7184, imposes restrictions on smoking in facilities
where federally funded children's services are provided. HHS grants are subject to these requirements only if
they meet the Act's specified coverage. The Act specifies that smoking is prohibited in any indoor facility
(owned, leased, or contracted for) used for the routine or regular provision of kindergarten, elementary, or
secondary education or library services to children under the age of 18. In addition, smoking is prohibited in
any indoor facility or portion of a facility (owned, leased, or contracted for) used for the routine or regular
provision of federally funded health care, day care, or early childhood development, including Head Start
services to children under the age of 18. The statutory prohibition also applies if such facilities are
constructed, operated, or maintained with Federal funds. The statute does not apply to children's services
provided in private residences, facilities funded solely by Medicare or Medicaid funds, portions of facilities
used for inpatient drug or alcohol treatment, or facilities where WIC coupons are redeemed. Failure to
comply with the provisions of the law may result in the imposition of a civil monetary penalty of up to
$1,000 per violation and/or the imposition of an administrative compliance order on the responsible entity.
By signing and submitting the application, applicants are making the appropriate certification of their
compliance with all Federal statutes relating to nondiscrimination.
Additional information on certifications and assurances may be found in the HHS Grants Policy Statement
at: http://www.acf.hhs.gov/grants/grants_related.html.
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Non-Federal Reviewers
Since ACF will be using non-Federal reviewers in the review process, applicants have the option of omitting
from the application copies (not the original) specific salary rates or amounts for individuals specified in the
application budget as well as Social Security Numbers, if otherwise required for individuals. The copies may
include summary salary information. If applicants are submitting their application electronically, ACF will
omit the same specific salary rate information from copies made for use during the review and selection
process.
D-U-N-S Requirement
All applicants must have a D&B Data Universal Numbering System (D-U-N-S) number. A D-U-N-S
number is required whether an applicant is submitting a paper application or using the Government-wide
electronic portal, Grants.gov. A D-U-N-S number is required for every application for a new award or
renewal/continuation of an award, including applications or plans under formula, entitlement, and block grant
programs. A D-U-N-S number may be acquired at no cost online at http://www.dnb.com. To acquire a
D-U-N-S number by phone, contact the D&B Government Customer Response Center:
U.S. and U.S Virgin Islands: 1-866-705-5711
Alaska and Puerto Rico: 1-800-234-3867 (Select Option 2, then Option 1)
Monday - Friday 7 AM to 8 PM C.S.T.
The process to request a D-U-N-S® Number by telephone takes between 5 and 10 minutes.
You will need to provide the following information:
Legal Name
Tradestyle, Doing Business As (DBA), or other name by which your organization is commonly
recognized
Physical Address, City, State and Zip Code
Mailing Address (if separate)
Telephone Number
Contact Name
SIC Code (Line of Business)
Number of Employees at your location
Headquarters name and address (if there is a reporting relationship to a parent corporate entity)
Is this a home-based business?
The Project Description
Part I: The Project Description Overview
The project description provides the majority of information by which an application is evaluated and ranked
in competition with other applications for available assistance. The project description should be concise and
complete. It should address the activity for which Federal funds are being requested. Supporting documents
should be included where they can present information clearly and succinctly. In preparing the project
description, information that is responsive to each of the requested evaluation criteria must be provided.
Awarding offices use this and other information in making their funding recommendations. It is important,
therefore, that this information be included in the application in a manner that is clear and complete.
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General Expectations and Instructions
ACF is particularly interested in specific project descriptions that focus on outcomes and convey strategies
for achieving intended performance. Project descriptions are evaluated on the basis of substance and
measurable outcomes, not length. Extensive exhibits are not required. Cross-referencing should be used
rather than repetition. Supporting information concerning activities that will not be directly funded by the
grant or information that does not directly pertain to an integral part of the grant-funded activity should be
placed in an appendix.
Part II: General Instructions for Preparing a Full Project Description
Introduction
Applicants that are required to submit a full project description shall prepare the project description
statement in accordance with the following instructions while being aware of the specified evaluation
criteria. The topics listed in this section provide a broad overview of what the project description should
include while the Criteria in Section V.1 identify the measures that will be used to evaluate applications.
Table of Contents
List the contents of the application including corresponding page numbers.
Project Summary/Abstract
Provide a summary of the application's project description. The summary must be clear, accurate, concise,
and without reference to other parts of the application. The abstract must include a brief description of the
proposed grant project including the needs to be addressed, the proposed services, and the population
group(s) to be served.
Please place the following at the top of the abstract:
Project Title
Applicant Name
Address
Contact Phone Numbers (Voice, Fax)
E-Mail Address
Web Site Address, if applicable
The project abstract must be single-spaced and limited to one page in length.
Objectives And Need For Assistance
Clearly identify the physical, economic, social, financial, institutional, and/or other problem(s) requiring a
solution. The need for assistance including the nature and scope of the problem must be demonstrated, and
the principal and subordinate objectives of the project must be clearly and concisely stated; supporting
documentation, such as letters of support and testimonials from concerned interests other than the applicant,
may be included. Any relevant data based on planning studies or needs assessments should be included or
referred to in the endnotes/footnotes. Incorporate demographic data and participant/beneficiary information,
as needed. In developing the project description, the applicant may volunteer or be requested to provide
information on the total range of projects currently being conducted and supported (or to be initiated), some
of which may be outside the scope of the program announcement.
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Approach
Outline a plan of action that describes the scope and detail of how the proposed work will be accomplished.
Account for all functions or activities identified in the application. Cite factors that might accelerate or
decelerate the work and state your reason for taking the proposed approach rather than others. Describe any
unusual features of the project such as design or technological innovations, reductions in cost or time, or
extraordinary social and community involvement.
Provide quantitative monthly or quarterly projections of the accomplishments to be achieved for each
function or activity in such terms as the number of people to be served and the number of activities
accomplished. Data may be organized and presented as project tasks and subtasks with their corresponding
timelines during the project period. For example, each project task could be assigned to a row in the first
column of a grid. Then, a unit of time could be assigned to each subsequent column, beginning with the first
unit (i.e., week, month, quarter) of the project and ending with the last. Shading, arrows, or other markings
could be used across the applicable grid boxes or cells, representing units of time, to indicate the approximate
duration and/or frequency of each task and its start and end dates within the project period.
When accomplishments cannot be quantified by activity or function, list them in chronological order to show
the schedule of accomplishments and their target dates.
Provide a list of organizations, cooperating entities, consultants, or other key individuals who will work on
the project, along with a short description of the nature of their effort or contribution.
The successful applicant will describe how the project will provide resources and information about
interventions, services and supports, and protocols that are evidence-based and can assist individuals with
autism and other developmental disabilities:
In a universal manner;
That promote independence, community inclusion, system integration, and self-determination of
people with ASD and other developmental disabilities and their families; and
That is accurate and of high quality.
While addressing the provision of resources and information, the applicant will address the digital divide and
ensure provision of resources and information to individuals with limited or little access to technology.
Through a website, training, technical assistance, and other complementary efforts, the Center will provide
access to expert knowledge, leadership development, model policies, innovative practices, and proven
strategies for systems change related to, or potentially applicable to, the target audience.
Application Requirements:
Area of Need
The applicant must indicate in its application the number of individuals with ASD and other developmental
disabilities and family members that could benefit from this project. The applicant must also indicate how it
will establish and maintain, or maintain and grow, a national presence.
Involvement and Input from ASD community
The applicant should describe how it will establish and use an advisory committee that includes members
with ASD, and is primarily (greater than 50 percent) composed of individuals with ASD and other
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developmental disabilities and family members. This committee will support the Center staff in making
decisions on how the Federal funding will be spent on activities and outcomes for the project.
Analysis
Each applicant shall review existing State and National resources, including information on services and
relevant organizations. It should also review existing State and Federal laws relating to funding streams for
services and supports to the target audience, eligibility criteria relevant to the target audience, and legal and
policy opportunities and barriers.
Collaboration
Throughout the project, the applicant must collaborate with individuals with ASD and other developmental
disabilities, family members, and culturally and linguistically diverse populations and organizations
representing such individuals. The applicant should define the roles and responsibilities of the
collaborators. The applicant should also describe the process of collaboration with participating agencies,
organizations, the State Developmental Disabilities Network in that State or Territory, and other relevant
partners. Letters of support and the process and timeline whereby Memoranda of Understanding and policy
statements will be developed should accompany the application.
Operational Components
Applicants should provide their initial best judgments related to:
Criteria and process for selecting members of the advisory committee from the targeted audience
Methods whereby materials are collected, developed, and disseminated
Operations and procedures relating to:
Outreach to the targeted audience
Information and referral to relevant organizations and supports
Records maintenance (access to and retrieval of files, and the confidentiality of the targeted
audience's personal information)
Organizational Chart for the Center
The Administration on Developmental Disabilities will expect the grantee to engage an independent entity to
conduct an evaluation of sufficient rigor to demonstrate potential linkages between project activities and
improved outcomes. Guided by a logic model for the project, this evaluation will include both process and
outcomes evaluation components. The process evaluation will assess the implementation of the project, as
well as linkages between the collaborative partners that will help ensure that identified needs of individuals
with developmental disabilities and families are met. The outcomes component will use a sufficiently
rigorous approach to examine how the approaches used in this project affect key outcomes of interest. The
evidence from the evaluation will support evidence-based practice and provide the Administration for
Children and Families with examples of strategies that are tied to positive outcomes for individuals with
developmental disabilities and families.
Evaluation
Provide a narrative addressing how the conduct of the project and its results will be evaluated. In addressing
the evaluation of results, state what measures will be used to determine the extent to which the project has
achieved its stated objectives and the extent to which the accomplishment of objectives can be attributed to
the project. Discuss the criteria to be used to evaluate results, and explain the methodology that will be used
to determine if the needs identified and discussed are being met and if the project results and benefits are
being achieved. With respect to the conduct of the project, define the procedures to be employed to
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determine whether the project is being conducted in a manner consistent with the work plan presented and
discuss the impact of the project's various activities that address the project's effectiveness.
Legal Status of Applicant Entity
Applicants must provide the following documentation of their legal status:
Proof of Non-Profit Status
Non-profit organizations applying for funding are required to submit proof of their non-profit status. Proof
of non-profit status is any one of the following:
A reference to the applicant organization's listing in the IRS's most recent list of tax-exempt
organizations described in the IRS Code.
A copy of a currently valid IRS tax-exemption certificate.
A statement from a State taxing body, State attorney general, or other appropriate State official
certifying that the applicant organization has non-profit status and that none of the net earnings
accrue to any private shareholders or individuals.
A certified copy of the organization's certificate of incorporation or similar document that clearly
establishes non-profit status.
Any of the items in the subparagraphs immediately above for a State or national parent organization
and a statement signed by the parent organization that the applicant organization is a local non-profit
affiliate.
When applying electronically, proof of non-profit status may be submitted as an attachment; however, proof
of non-profit status must be submitted prior to award.
Logic Model
Applicants are expected to use a model for designing and managing their project. A logic model is a tool
that presents the conceptual framework for a proposed project and explains the linkages among program
elements. While there are many versions of the logic model, they generally summarize the logical
connections among the needs that are the focus of the project, project goals and objectives, the target
population, project inputs (resources), the proposed activities/processes/outputs directed toward the target
population, the expected short- and long-term outcomes the initiative is designed to achieve, and the
evaluation plan for measuring the extent to which proposed processes and outcomes actually occur.
Project Sustainability Plan
Provide a plan for sustainability that details how the proposed project approach will create project
self-sufficiency and help to ensure that the impact of the project will continue after Federal assistance has
ended. The applicant may include information on plans to secure additional financial resources.
Organizational Capacity
Organizational charts
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Organizational charts
Information on compliance with Federal/State/local government standards
Any other pertinent information the applicant deems relevant.
Provide a biographical sketch or resume for each key person appointed. Resumes should be no more than
two pages in length. Job descriptions for each vacant key position should be included as well. As new key
staff are appointed, biographical sketches or resumes will also be required.
Protection of Sensitive and/or Confidential Information
If any confidential or sensitive information will be collected during the course of the project, whether from
staff (e.g., background investigations) or project participants and/or project beneficiaries, provide a
description of the methods that will be used to ensure that confidential and/or sensitive information is
properly handled and safeguarded. Also provide a plan for the disposition of such information at the end of
the project period.
Budget and Budget Justification
Provide a budget with line-item detail and detailed calculations for each budget object class identified on the
Budget Information Form (SF-424A or SF-424C). Detailed calculations must include estimation methods,
quantities, unit costs, and other similar quantitative detail sufficient for the calculation to be duplicated. If
matching is a requirement, include a breakout by the funding sources identified in Block 18 of the SF-424.
Provide a narrative budget justification for each year of the proposed project. The narrative budget
justification should describe how the categorical costs are derived. Discuss the necessity, reasonableness,
and allocation of the proposed costs.
General
Use the following guidelines for preparing the budget and budget justification. Both Federal and
non-Federal resources (when required) shall be detailed and justified in the budget and budget narrative
justification. "Federal resources" refers only to the ACF grant funds for which you are
applying. "Non-Federal resources" are all other non-ACF Federal and non-Federal resources. It is suggested
that budget amounts and computations be presented in a columnar format: first column, object class
categories; second column, Federal budget; next column(s), non-Federal budget(s); and last column, total
budget. The budget justification should be in a narrative form.
Personnel
Description: Costs of employee salaries and wages.
Justification: Identify the project director or principal investigator, if known at the time of application. For
each staff person, provide: the title; time commitment to the project in months; time commitment to the
project as a percentage or full-time equivalent; annual salary; grant salary; wage rates; etc. Do not include
the costs of consultants, personnel costs of delegate agencies, or of specific project(s) and/or businesses to be
financed by the applicant.
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Fringe Benefits
Description: Costs of employee fringe benefits unless treated as part of an approved indirect cost rate.
Justification: Provide a breakdown of the amounts and percentages that comprise fringe benefit costs such as
health insurance, Federal Insurance Contributions Act (FICA) taxes, retirement insurance, taxes, etc.
Travel
Description: Costs of project-related travel by employees of the applicant organization. (This item does not
include costs of consultant travel).
Justification: For each trip show: the total number of traveler(s); travel destination; duration of trip; per
diem; mileage allowances, if privately owned vehicles will be used to travel out of town; and other
transportation costs and subsistence allowances. If appropriate for this project, travel costs for key staff to
attend ACF-sponsored workshops should be detailed in the budget.
Equipment
Description: "Equipment" means an article of nonexpendable, tangible personal property having a useful
life of more than one year and an acquisition cost that equals or exceeds the lesser of: (a) the capitalization
level established by the organization for the financial statement purposes, or (b) $5,000. (Note: Acquisition
cost means the net invoice unit price of an item of equipment, including the cost of any modifications,
attachments, accessories, or auxiliary apparatus necessary to make it usable for the purpose for which it is
acquired. Ancillary charges, such as taxes, duty, protective in-transit insurance, freight, and installation, shall
be included in or excluded from acquisition cost in accordance with the organization's regular written
accounting practices.)
Justification: For each type of equipment requested provide: a description of the equipment; the cost per
unit; the number of units; the total cost; and a plan for use on the project; as well as use and/or disposal of
the equipment after the project ends. An applicant organization that uses its own definition for equipment
should provide a copy of its policy, or section of its policy, that includes the equipment definition.
Supplies
Description: Costs of all tangible personal property other than that included under the Equipment category.
Justification: Specify general categories of supplies and their costs. Show computations and provide other
information that supports the amount requested.
Contractual
Description: Costs of all contracts for services and goods except for those that belong under other categories
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Description: Costs of all contracts for services and goods except for those that belong under other categories
such as equipment, supplies, construction, etc. Include thirdparty evaluation contracts, if applicable, and
contracts with secondary recipient organizations, including delegate agencies and specific project(s) and/or
businesses to be financed by the applicant.
Justification: Demonstrate that all procurement transactions will be conducted in a manner to provide, to the
maximum extent practical, open and free competition. Recipients and subrecipients, other than States that are
required to use 45 CFR Part 92 procedures, must justify any anticipated procurement action that is expected
to be awarded without competition and exceeds the simplified acquisition threshold fixed at 41 U.S.C.
403(11), currently set at $100,000. Recipients may be required to make pre-award review and procurement
documents, such as requests for proposals or invitations for bids, independent cost estimates, etc. available to
ACF.
Note: Whenever the applicant intends to delegate part of the project to another agency, the applicant must
provide a detailed budget and budget narrative for each delegate agency, by agency title, along with the
same supporting information referred to in these instructions.
Other
Description: Enter the total of all other costs. Such costs, where applicable and appropriate, may include but
are not limited to: local travel; insurance; food; medical and dental costs (noncontractual); professional
services costs; space and equipment rentals; printing and publication; computer use; training costs, such as
tuition and stipends; staff development costs; and administrative costs.
Justification: Provide computations, a narrative description and a justification for each cost under this
category.
Indirect Charges
Description: Total amount of indirect costs. This category should be used only when the applicant currently
has an indirect cost rate approved by the Department of Health and Human Services (HHS) or another
cognizant Federal agency.
Justification: An applicant that will charge indirect costs to the grant must enclose a copy of the current rate
agreement. If the applicant organization is in the process of initially developing or renegotiating a rate, upon
notification that an award will be made, it should immediately develop a tentative indirect cost rate proposal
based on its most recently completed fiscal year, in accordance with the cognizant agency's guidelines for
establishing indirect cost rates, and submit it to the cognizant agency. Applicants awaiting approval of their
indirect cost proposals may also request indirect costs. When an indirect cost rate is requested, those costs
included in the indirect cost pool should not be charged as direct costs to the grant. Also, if the applicant is
requesting a rate that is less than what is allowed under the program, the authorized representative of the
applicant organization must submit a signed acknowledgement that the applicant is accepting a lower rate
than allowed.
Paperwork Reduction Disclaimer
As required by the Paperwork Reduction Act of 1995, Pub.L. 104-13, the public reporting burden for the
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As required by the Paperwork Reduction Act of 1995, Pub.L. 104-13, the public reporting burden for the
Project Description is estimated to average 40 hours per response, including the time for reviewing
instructions, gathering and maintaining the data needed, and reviewing the collection information. The
Project Description information collection is approved under OMB control number 0970-0139, which
expires 11/30/2012. An agency may not conduct or sponsor, and a person is not required to respond to, a
collection of information unless it displays a currently valid OMB control number.
Application Submission Options
Electronic Submission via www.Grants.gov
ACF will not accept applications via facsimile or email.
The Funding Opportunity Announcement is found on the Grants.gov website at
http://www.grants.gov where the electronic application can be downloaded for completion.
To apply electronically, applicants must be registered with Grants.gov, Dun and Bradstreet, and the
Central Contractor Registry (CCR).
Electronically submitted applications must be submitted and time/date stamped by the due date and
receipt time described in Section IV.3. Submission Dates and Times, of this announcement.
To submit an application through Grants.gov, the applicant must be an Authorized Organization
Representative (AOR) for their organization and must have a current registration with the Central
Contractor Registry (CCR).
Central Contractor Registry (CCR) registration must be updated annually. Electronically
submitted applications will not pass the validation check at Grants.gov if the AOR does not have a
current CCR registration and electronic signature credentials.
Applications rejected by Grants.gov for an unregistered AOR will be disqualified and will not be
considered for competition.
Additional guidance on the submission of electronic applications can be found at
http://www.acf.hhs.gov/grants/registration_checklist.html.
If difficulties are encountered in using Grants.gov, applicants must contact the Grants.gov Contact
Center at:1-800-518-4726, or by email at support@grants.gov, to report the problem and obtain
assistance.
Applicants are advised to retain Grants.gov Contact Center service ticket number(s) as they may be
needed for future reference.
Applicants that submit their applications electronically are encouraged to retain a hard copy of their
application.
It is to an applicant's advantage to submit their applications 24 hours in advance of the closing date
and time.
Contact with the Grants.gov Contact Center prior to the listed due date and time does not ensure
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acceptance of your application. If difficulties are encountered, the Grants Management Officer
(GMO) will make a determination whether the issues are due to system errors or user error.
Hard Copy Submission
Applicants that are submitting their application in paper format should submit one original and two copies of
the complete application with all attachments. The original and each of the two copies must include all
required forms, certifications, assurances, and appendices, be signed by the Authorized Organization
Representative (AOR), and be unbound. The original copy of the application must have original signature(s).
See Section IV.6 of this announcement for address information for hard copy application submissions.
Applicants may refer to Section VIII. Other Information for a checklist of application requirements that may
be used in developing and organizing application materials. Details concerning acknowledgment of received
applications are available in Section IV.3. Submission Dates and Times of this announcement.
IV.3. Submission Dates and Times
Due Date for Applications: [Insert 45 days from date of publication]
Explanation of Due Dates
The due date for receipt of applications is listed in this section. Applications received after 4:30 p.m., eastern
time, on the due date will be classified as late and will not be considered in the current competition.
Applicants are responsible for ensuring that applications are received by mail, hand-delivery, or submitted
electronically well in advance of the application due date and time.
Mailed Applications
Mailed applications must be received no later than 4:30 p.m., eastern time, at the address provided in Section
IV.6 of this announcement on the due date listed in this section.
Hand-Delivered Applications
Applications hand-delivered by applicants, applicant couriers, other representatives of the applicant, or by
overnight/express mail couriers must be received on, or before, the due date listed in this section, between
the hours of 8:00 a.m. and 4:30 p.m., eastern time, Monday through Friday (excluding Federal holidays).
Applications should be delivered to the address provided in Section IV.6. of this announcement.
Electronically-Submitted Applications
ACF cannot accommodate transmission of applications by facsimile or email. Instructions for electronic
submission through www.Grants.gov may be found at
http://www.acf.hhs.gov/grants/registration_checklist.html.
After the application is submitted electronically via Grants.gov, the applicant will receive three emails.
The following emails will be sent to the applicant from Grants.gov:
1. An automatic acknowledgement from Grants.gov of the application's submission that provides a
Grants.gov tracking number.
The date/time-stamp in this email serves as the official record of your application submission.
The date/time-stamp must reflect a submission time on or before 4:30 p.m., eastern time, on the
application due date for the application to be considered as meeting the due date and to be
considered for competition.
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2. An acknowledgement from Grants.gov that the submitted application package has passed or failed a
series of checks and validations.
Applications that fail the validation check at Grants.gov because the Authorized Organization
Representative (AOR) is not currently registered with the Central Contractor Registry (CCR)
will be disqualified and will not be considered for competition.
3. An additional email from the Administration for Children and Families (ACF) will be sent to the
applicant indicating that the application has been retrieved from Grants.gov and received by ACF.
Late Applications
No appeals will be considered for applications classified as late under the three cited circumstances:
Hard-copy applications received after 4:30 p.m., eastern time, on the due date will be classified
as late and will be disqualified.
Electronically-submitted applications are considered late and are disqualified when the
date/time-stamp received by email from www.Grants.gov is after 4:30 p.m., eastern time, on
the due date.
Electronically-submitted applications submitted by an AOR that does not have a current
registration with the Central Contractor Registry (CCR) will be rejected by Grants.gov.
Although the applicant may have an acceptable dated and time-stamped email from
Grants.gov, these applications are considered late and are disqualified and will not be
considered for competition.
Extension/Waiver of Due Date and Receipt Time
ACF may extend an application due date and receipt time when circumstances such as natural disasters occur
(floods, hurricanes, etc.); when there are widespread disruptions of mail service; or in other rare cases. The
determination to extend or waive due date and receipt time requirements rests with ACF's Chief Grants
Management Officer.
Acknowledgement of Received Application
ACF will not provide acknowledgement of receipt of hard copy application packages submitted via mail or
courier services.
Applicants who submit their application packages electronically via http://www.Grants.gov will receive two
email acknowledgements from that website:
1. Your application has been submitted and provides a Time/Date Stamp. This is considered the
official submission time.
2. Your application has been validated and provides a Time/Date Stamp. See the previous section on
disqualification for failing validation check because of an unregistered Authorized
Organization Representative.
An acknowledgement email from the Administration on Children and Families (ACF) indicating that the
application has been retrieved and received by ACF will be sent to applicants that apply via
http://www.Grants.gov
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IV.4. Intergovernmental Review of Federal Programs
This program is covered under Executive Order (E.O.) 12372, "Intergovernmental Review of Federal
Programs," and 45 CFR Part 100, "Intergovernmental Review of Department of Health and Human Services
Programs and Activities." Under the Executive Order, States may design their own processes for reviewing
and commenting on proposed Federal assistance under covered programs.
Applicants should go to the following URL for the official list of the jurisdictions that have elected to
participate in E.O. 12372 http://www.whitehouse.gov/omb/grants_spoc/.
Applicants from participating jurisdictions should contact their SPOC, as soon as possible, to alert them of
their prospective applications and to receive instructions on their jurisdiction's procedures. Applicants must
submit all required application materials to the SPOC and indicate the date of submission on the Standard
Form (SF) 424 at item 19.
Under 45 CFR 100.8(a)(2), a SPOC has 60 days from the application due date to comment on proposed new
awards.
SPOC comments may be submitted directly to ACF to: U.S. Department of Health and Human Services,
Administration for Children and Families, Office of Grants Management, Division of Discretionary Grants,
370 L'Enfant Promenade SW., 6th Floor East, Washington, DC 20447.
Entities that meet the eligibility requirements of this announcement are still eligible to apply for a grant even
if a State, Territory or Commonwealth, etc., does not have a SPOC or has chosen not to participate in the
process. Applicants from non-participating jurisdictions need take no action with regard to E.O.
12372. Applications from Federally-recognized Indian Tribal governments are not subject to E.O. 12372.
IV.5. Funding Restrictions
Costs of organized fund raising, including financial campaigns, endowment drives, solicitation of gifts and
bequests, and similar expenses incurred solely to raise capital or obtain contributions, are considered
unallowable costs under grants awarded under this announcement.
Grant awards will not allow reimbursement of pre-award costs.
Construction is not an allowable activity or expenditure under this grant award.
Purchase of real property is not an allowable activity or expenditure under this grant award.
IV.6. Other Submission Requirements
Submit applications to one of the following addresses:
Submission By Mail
Tim Chappelle
Administration on Developmental Disabilities
Administration for Children and Families
U.S. Department of Health and Human Services
370 L'Enfant Promenade S.W.
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Mail Stop: Aerospace Building, 6th Floor East; ATTN: HHS-2010-ACF-ADD-DN-0135
Washington, DC 20447
Hand Delivery
Tim Chappelle
Office of Grants Management
Administration for Children and Families
U.S. Department of Health and Human Services
901 D Street S.W. Aerospace Bldg.
ACF Mailroom, Second Floor Loading Dock; ATTN: HHS-2010-ACF-ADD-DN-0135
Washington, DC 20447
Electronic Submission
See Section IV.2 for application requirements and for guidance when submitting applications electronically
via http://www.Grants.gov.
For all submissions, see Section IV.3 for information on due dates and times.
V. Application Review Information
V.1. Criteria
Applications competing for financial assistance will be reviewed and evaluated using the criteria described in
this section. The corresponding point values indicate the relative importance placed on each review criterion.
Points will be allocated based on the extent to which the application proposal addresses each of the criteria
listed. Applicants should address these criteria in their application materials, particularly in the project
description and budget justification, as they are the basis upon which competing applications will be judged
during the objective review. The required elements of the project description and budget justification may be
found in Section IV.2 of this announcement.
ABSTRACT
Maximum Points: 2
This criterion will be evaluated to the extent that the abstract is present and complete. The project abstract
provides crucial project information in a concise format and is used by the independent review panel, ADD
staff and the Commissioner during all phases of the review process. The project summary section of the
abstract focuses on the specific purpose of the proposal.
APPROACH
Maximum Points: 40
Reviewers will consider the extent to which the applicant:
Provides evidence of a well-developed work plan that includes a clear description of the scope and detail of
the proposed work; includes reference to a list of measurable and attainable goals and provides quantitative
projections of the accomplishments to be achieved for each function or activity in such terms as the number
of people to be served and the number of activities to be accomplished, and provides a chronological order
of approach with target dates. ( 10 points)
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Identifies innovative design and methods, including the strategies for reaching out to individuals with ASD
and other developmental disabilities and family members. Proposes to address the needs of unserved and
underserved individuals with ASD and other developmental disabilities and their families, including
those that speak languages other than or in addition to English, the geographically isolated
and disadvantaged in every State and Territory. ( 5 points)
Describes how services, supports, and training will be provided in a way that will include the meaningful
participation of individuals with ASD and other developmental disabilities and family members. (5 points)
Describes the process and timeline whereby the Memoranda of Understanding and policy statements will be
developed with relevant partners. (5 points)
Identifies and delineates the roles and involvement of all partners, including the participating agencies,
organizations, State Developmental Disabilities Network, and other relevant partners. (5 points)
Cites factors that might accelerate or decelerate the work. (5 points)
Describes how the entity will ensure the confidentiality of personal information while protecting the safety
of individuals with ASD and other developmental disabilities and family members. (5 points)
OBJECTIVES AND NEED FOR ASSISTANCE
Maximum Points: 20
Reviewers will consider the extent to which the applicant:
Clearly identifies the need for assistance, describes the significant features and components of the program,
clearly states the goals and subordinate objectives of the project, and provides a rationale for project goals
in one or more selected areas of emphasis (child care, education and early intervention, employment,
health, housing, recreation, transportation, and quality assurance). Maps or other graphic aids may be
included. (10 points)
Provides evidence of input from individuals with ASD and other developmental disabilities and family
members. Evidence includes various aspects of the planning and implementation phases. (5 points)
Provides relevant data based on research and/or planning studies. (5 points)
EVALUATION
Maximum Points: 15
Reviewers will consider the extent to which the applicant:
Provides a detailed narrative outlining how individuals with ASD and other developmental disabilities and
their families will be selected and project results will be evaluated. Discusses the criteria to be used to
evaluate results. ( 5 points)
Describes the methodology that will be used to determine the basis for developing performance measures
and evaluating the extent to which the goals and objectives have been achieved. Methodology includes
sound justification of its use. (5 points)
With respect to the conduct of the project, defines the procedures to be employed to determine whether the
project is being conducted in a manner consistent with the work plan presented and discusses the impact of
the project's various activities on the project's effectiveness. This could include an internal process,
including the frequency for tracking program performance using internal data to make periodic program
adjustments that will improve performance. (5 points)
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ORGANIZATIONAL PROFILE
Maximum Points: 15
Reviewers will consider the extent to which the applicant:
Describes the role and involvement of individuals with ASD and other developmental disabilities and their
families in the proposed project. This could include how the applicant does or will employ individuals with
ASD and other developmental disabilities. Details methods for recruitment and retention of key staff. This
could include what has been done in the past or what will be utilized in the future. The anticipated training
needs of the staff are outlined. (5 points)
The applicant organization and its staff have sufficient experience to successfully complete the proposed
project. The proposed project director and key staff possess sufficient relevant knowledge, experience and
capabilities to implement and manage a project of this size, scope and complexity effectively. The roles,
responsibilities and time commitments of each proposed staff position are clearly designed and appropriate
to the successful implementation of the project. The applicant's history and relationship with the
developmental disability community will assist in the effective implementation of the proposed project.
( 10 points)
BUDGET AND BUDGET JUSTIFICATION
Maximum Points: 8
Reviewers will consider the extent to which the applicant:
Includes a detailed line-item budget for the Federal share of project costs and demonstrates how cost
estimates were derived. (4 points)
Demonstrates how the funds requested are necessary and essential to accomplish the project requirements.
The budget clearly discusses the reasonableness and allocation of the proposed costs. (4 points)
V.2. Review and Selection Process
No grant award will be made under this announcement on the basis of an incomplete application.
Initial ACF Screening
Each application will be screened to determine whether it was received by the closing date and time and
whether the requested amount exceeds the award ceiling. Applications that are designated as late according
to Section IV.3. Submission Dates and Times or those with requests that exceed the award ceiling, stated in
Section II. Award Information will be returned to the applicant with a notation that they were
deemed non-responsive and will not be reviewed.
Objective Review and Results
Applications competing for financial assistance will be reviewed and evaluated by objective review panels
using the criteria described in Section V.1 of this announcement. Each panel is made up of experts with
knowledge and experience in the area under review. Generally, review panels are composed of three
reviewers and one chairperson.
Results of the competitive objective review are taken into consideration by ACF in the selection of projects
for funding; however, objective review scores and rankings are not binding and are one element of the
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for funding; however, objective review scores and rankings are not binding and are one element of the
decision-making process.
ACF may elect to not fund applicants with management or financial problems that would indicate an
inability to successfully complete the proposed project. Applications may be funded in whole or in part.
Successful applicants may be funded at an amount lower than that requested. ACF reserves the right to
consider a preference to fund organizations serving emerging, unserved, or under-served populations,
including those located in pockets of poverty, and to consider the geographic distribution of Federal funds in
its funding decisions.
Please refer to Section IV.2. of this announcement for information on non-Federal reviewers in the review
process.
Approved but Unfunded Applications
Applications that are approved but unfunded may be held over for funding in the next funding cycle, pending
the availability of funds, for a period not to exceed one year.
V.3. Anticipated Announcement and Award Dates
This project will be funded by September 30, 2010.
VI. Award Administration Information
VI.1. Award Notices
Successful applicants will be notified through the issuance of a Financial Assistance Award (FAA) document
that sets forth the amount of funds granted, the terms and conditions of the grant, the effective date of the
grant, the budget period for which initial support will be given, the non-Federal share to be provided (if
applicable), and the total project period for which support is contemplated. The FAA will be signed by the
Grants Officer and transmitted via postal mail. Following the finalization of funding decisions,
organizations whose applications will not be funded will be notified by letter, signed by the Program Office
head.
VI.2. Administrative and National Policy Requirements
Awards issued under this announcement are subject to the uniform administrative requirements and cost
principles of 45 CFR Part 74 (Awards And Subawards To Institutions Of Higher Education, Hospitals, Other
Nonprofit Organizations, And Commercial Organizations), or 45 CFR Part 92 (Grants And Cooperative
Agreements To State, Local, And Tribal Governments).
An application funded with the release of Federal funds through a grant award, does not constitute, or imply,
compliance with Federal regulations. Funded organizations are responsible for ensuring that their activities
comply with all applicable Federal regulations.
Grantees are subject to the limitations set forth in 45 CFR Part 74, Subpart E-Special Provisions for Awards
to Commercial Organizations (45 CFR §74.81_Prohibition against profit), which states that, "... no HHS
funds may be paid as profit to any recipient even if the recipient is a commercial organization. Profit is any
amount in excess of allowable direct and indirect costs."
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amount in excess of allowable direct and indirect costs."
Grantees are also subject to the requirements of 45 CFR Part 87, Equal Treatment for Faith-Based
Organizations: "Direct Federal grants, sub-award funds, or contracts under this ACF program shall not be
used to support inherently religious activities such as religious instruction, worship, or proselytization.
Therefore, organizations must take steps to separate, in time or location, their inherently religious activities
from the services funded under this program. Regulations pertaining to the Equal Treatment for Faith-Based
Organizations, which includes the prohibition against Federal funding of inherently religious activities, can
be found at the HHS web site at: http://www.hhs.gov/fbci/waisgate21.pdf.
A faith-based organization receiving HHS funds retains its independence from Federal, State, and local
governments, and may continue to carry out its mission, including the definition, practice, and expression of
its religious beliefs. For example, a faith-based organization may use space in its facilities to provide secular
programs or services funded with Federal funds without removing religious art, icons, scriptures, or other
religious symbols. In addition, a faith-based organization that receives Federal funds retains its authority over
its internal governance, and it may retain religious terms in its organization's name, select its board members
on a religious basis, and include religious references in its organization's mission statements and other
governing documents in accordance with all program requirements, statutes, and other applicable
requirements governing the conduct of HHS funded activities." Additional information on "Understanding
the Regulations Related to the Faith-Based and Community Initiative" can be found at:
http://www.hhs.gov/fbci/regulations/index.html.
The Code of Federal Regulations (CFR) is available at http://www.gpoaccess.gov/CFR/.
Award Term and Condition for Trafficking in Persons
Awards issued under this announcement are subject to the requirements of Section 106 (g) of the Trafficking
Victims Protection Act of 2000, as amended (22 U.S.C. 7104). For the full text of the award term, go to
http://www.acf.hhs.gov/grants/award_term.html. If you are unable to access this link, please contact the
Grants Management Contact identified in Section VII. Agency Contacts of this announcement to obtain a
copy of the Term.
HHS Grants Policy Statement
The HHS Grants Policy Statement (HHS GPS) is the Department of Health and Human Services' single
policy guide for discretionary grants and cooperative agreements. ACF grant awards are subject to the
requirements of the HHS GPS, which covers basic grants processes, standard terms and conditions, and
points of contact, as well as important agency-specific requirements. Appendices to the HHS GPS include a
glossary of terms and a list of standard abbreviations for ease of reference. The general terms and conditions
in the HHS GPS will apply as indicated unless there are statutory, regulatory, or award-specific requirements
to the contrary that are specified in the Financial Assistance Award (FAA). The HHS GPS is available at
http://www.acf.hhs.gov/grants/grants_related.html.
VI.3. Reporting
Grantees under this announcement will be required to submit performance progress and financial reports
periodically throughout the project period. The frequency of required reporting is listed later in this section.
In FY 2009, most ACF grantees began using a standard form for required performance progress reporting
(PPR). Use of the new standard form, the ACF-OGM SF-PPR, began for new awards and continuation
awards made by ACF in FY 2009. At a minimum, grantees are required to submit the ACF-OGM SF-PPR,
which consists of the ACF-OGM SF-PPR Cover Page and the Program Indicators-Attachment B. ACF
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which consists of the ACF-OGM SF-PPR Cover Page and the Program Indicators-Attachment B. ACF
Programs that utilize reporting forms or formats in addition to, or instead of, the ACF-OGM SF-PPR have
listed the reporting requirements later in this section.
Grant award documents will inform grantees of the appropriate performance progress report form or format
to use beginning in FY 2009. Grantees should consult their award documents to determine the appropriate
performance progress report format required under their award.
Grantees will continue to use the Financial Status Report (FSR) SF-269 (long form) for required financial
reporting.
Performance progress and financial reports are due 30 days after the end of the reporting period. Final
program performance and financial reports are due 90 days after the close of the project period. Final
reports may be submitted in hard copy to the Grants Management Office Contact listed in Section VII.
Agency Contacts of this announcement.
The SF-269 (long form) and the ACF-OGM-SF-PPR may be found at
http://www.acf.hhs.gov/grants/grants_resources.html.
Program Progress Reports: Semi-Annually
Financial Reports:
Semi-Annually
Each semi-annual performance progress report will include:
Major activities and accomplishments
Challenges
Significant findings and events
Dissemination activities
Other activities
Activities planned for the next reporting period
VII. Agency Contacts
Program Office Contact
Ophelia McLain
Administration on Developmental Disabilities
Administration for Children and Families
U.S. Department of Health and Human Services
370 L'Enfant Promenade S.W.
Mail Stop: HHH-405D
WASHINGTON, DC 20447
Phone: (202) 690-7025
Fax: (202) 205-8037
Email: ophelia.mclain@acf.hhs.gov
URL: http://www.acf.hhs.gov/programs/add/index.html
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Office of Grants Management Contact
Tim Chappelle
U.S. Department of Health and Human Services
Administration for Children and Families
Office of Grants Management
370 L'Enfant Promenade S.W.
Mail Stop: Aerospace Bldg. 6th Floor East
Washington, DC 20447
Phone: (202) 401-4855
Email: tim.chappelle@acf.hhs.gov
Federal Relay Service:
Hearing-impaired and speech-impaired callers may contact the Federal Relay Service for assistance at
1-800-877-8339 (TTY - Text Telephone or ASCII - American Standard Code For Information Interchange).
VIII. Other Information
Reference Websites
U.S. Department of Health and Human Services (HHS) on the Internet http://www.hhs.gov/.
Administration for Children and Families (ACF) on the Internet http://www.acf.hhs.gov/.
Administration for Children and Families - Funding Opportunities
homepage http://www.acf.hhs.gov/grants/.
Catalog of Federal Domestic Assistance (CFDA) https://www.cfda.gov/.
Code of Federal Regulations (C.F.R.) http://www.gpoaccess.gov/cfr/index.html.
United States Code (U.S.C) http://www.gpoaccess.gov/uscode/.
Sign up to receive notification of ACF Funding Opportunities at www.Grants.gov
http://www.grants.gov/applicants/email_subscription.jsp.
Checklist
All required Standard Forms, assurances, and certifications are available on the ACF Forms page
at http://www.acf.hhs.gov/grants/grants_resources.html and on the Grants.gov Forms Repository webpage
at http://apply07.grants.gov/apply/FormLinks?family=15.
Versions of other Standard Forms (SFs) are available on the Office of Management and
Budget (OMB) Grants Management Forms web site at http://www.whitehouse.gov/omb/grants_forms/.
For information regarding accessibility issues, visit the Grants.gov Accessibility Compliance Page at
http://www07.grants.gov/aboutgrants/accessibility_compliance.jsp.
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What to Submit
Where Found
When to Submit
SF-424 - Application for Federal
Assistance
Referenced in Section IV.2 and
found at http:// www.acf.hhs.gov/
grants/grants_resources.html and at
the Grants.gov Forms Repository at
http:// apply07.grants.gov
/apply/FormLinks?family=15.
Submission due by
application due date found
in Overview and Section
IV.3.
Referenced in Section IV.2 and
found at http:// www.acf.hhs.gov
/grants/grants_resources.html.
Submission due by
application due date found
in Overview and Section
IV.3.
Table of Contents
Referenced in Section IV.2 of the
announcement under "Project
Description."
Submission due by
application due date found
in Overview and Section
IV.3.
Project Summary/Abstract
Referenced in Section IV.2 of the
announcement under "Project
Description."
Submission due by
application due date found
in Overview and Section
IV.3.
Project Description
Referenced in Section IV.2 of the
announcement.
Submission due by
application due date found
in Overview and Section
IV.3.
Budget and Budget Justification
Referenced in Section IV.2 of the
announcement under "Project
Description."
Submission due by
application due date found
in Overview and Section
IV.3.
Proof of Non-Profit Status
Referenced in Section IV.2 of the
announcement under "Legal Status
of Applicant Entity" in the "Project
Description."
Submission due by date of
award.
Project Sustainability Plan
Referenced in Section IV.2 of the
announcement under "Project
Description."
Required of all applicants
for projects of three years
(36 months) or more in
length.
SF-P/PSL - Project/Performance
Site Location(s)
SF-424A - Budget Information Non-Construction Programs
SF-424B - Assurances Non-Construction Programs
By application due date
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By application due date
found in Overview and
Section IV.3.
Certification Regarding Lobbying
Referenced in Section IV.2 of the
announcement and found at http://
www.acf.hhs.gov
/grants/grants_resources.html.
Submission due by date of
award.
Survey on Ensuring Equal
Opportunity for Applicants
Non-profit private organizations (not
including private universities) are
encouraged to submit the "Survey on
Ensuring Equal Opportunity for
Applicants" with their applications.
Applicants using a hard copy
application, place the completed
survey in an envelope labeled
"Applicant Survey." Seal the
envelope and include it along with
your application package. Applicants
applying electronically, please
submit this survey along with your
application.
Submission due by date of
award.
The Survey is referenced in Section
IV.2 of the announcement. The
Survey may be found at http://
www.acf.hhs.gov
/grants/grants_resources.html.
This program is covered under
E.O. 12372, "Intergovernmental
Review of Federal Programs,"
and 45 CFR Part 100,
"Intergovernmental Review of
Department of Health and
Human Services Programs and
Activities". Applicants must
submit all required application
materials to the State Single
Point of Contact (SPOC) and
indicate the date of submission
on the Standard Form (SF) 424
at item 19.
Applicants should go to the
following URL for the official list of
the jurisdictions that have elected to
participate in E.O. 12372 http://
www.whitehouse.gov
/omb/grants_spoc/ as indicated in
Section IV.4 of this announcement.
Submission due to State
Single Point of Contact by
the application due date
found in Overview and
Section IV.3.
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Logic Model
Referenced in Section IV.2 of the
announcement under "Project
Description."
Submission due by
application due date found
in Overview and Section
IV.3.
SF-LLL - Disclosure of
Lobbying Activities, if applicable
"Disclosure Form to Report
Lobbying" is referenced in Section
IV.2 and found at http://
www.acf.hhs.gov
/grants/grants_resources.html.
Submission due by
application due date found
in Overview and Section
IV.3.
Submission of this form is required if
any funds have been paid, or will be
paid, to any person for influencing,
or attempting to influence, an officer
or employee of any agency, a
Member of Congress, an officer or
employee of Congress, or an
employee of a Member of Congress
in connection with this commitment
providing for the United States to
insure or guarantee a loan.
Signature
Date:
_________________________________________________
Sharon Lewis
Commissioner
Administration on Developmental Disabilities
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File Type | application/pdf |
File Modified | 2010-06-25 |
File Created | 2010-06-25 |