Department of Health and Human Services Food and Drug Administration PATENT INFORMATION SUBMITTED UPON AND AFTER APPROVAL OF AN NDA OR SUPPLEMENT For Each Patent That Claims a Drug Substance (Active Ingredient), Drug Product (Formulation or Composition) and/or Method of Use |
Form Approved: OMB No. 0910-0513 Expiration Date: 04/30/0707/31/06 See OMB Statement on Page 3. |
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NDA NUMBER |
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NAME OF APPLICANT / NDA HOLDER |
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The following is provided in accordance with Section 505(b) and (c) of the Federal Food, Drug, and Cosmetic Act. |
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TRADE NAME |
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ACTIVE INGREDIENT(S) |
STRENGTH(S) |
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DOSAGE FORM |
APPROVAL DATE OF NDA OR SUPPLEMENT |
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This
patent declaration form is required to be submitted to the Food
and Drug Administration (FDA) within thirty (30) days
after |
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For
hand-written or typewriter versions of this report:
If additional space is required for any narrative answer (i.e.,
one that does |
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FDA
will not list patent information if you file an incomplete patent
declaration or the patent declaration indicates the |
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For
each patent submitted for the approved NDA or supplement
referenced above, you must submit all the information |
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1. GENERAL |
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a. United States Patent Number |
b. Issue Date of Patent |
c. Expiration Date of Patent |
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d. Name of Patent Owner |
Address (of Patent Owner) |
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City/State |
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ZIP Code |
FAX Number (if available) |
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Telephone Number |
E-Mail Address (if available) |
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e.
Name of agent or representative who resides or main-tains a
place of business within the United States author-ized to receive
notice of patent certification under section |
Address (of agent or representative named in 1.e.) |
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City/State |
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ZIP Code |
FAX Number (if available) |
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Telephone Number |
E-Mail Address (if available) |
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f.
Is the patent referenced above a patent that has been submitted
previously for the |
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g.
If the patent referenced above has been submitted previously for
listing, is the expiration |
For
the patent referenced above, provide the following information on
each patent that claims the drug substance, drug |
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2. Drug Substance (Active Ingredient) |
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2.1 Does
the patent claim the drug substance that is the active ingredient
in the drug product |
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2.2 Does
the patent claim a drug substance that is a different polymorph
of the active |
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2.3 If
the answer to question 2.2 is "Yes," do you
certify that, as of the date of this declaration, you have test
data |
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2.4 Specify the polymorphic form(s) claimed by the patent for which you have the test results described in 2.3. |
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2.5 Does
the patent claim only a metabolite of the approved active
ingredient? (Complete the information in |
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2.6 Does
the patent claim only an intermediate? |
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2.7 If
the patent referenced in 2.1 is a product-by-process
patent, is the product claimed in the |
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FDA will not list the patent in the Orange Book as claiming the drug substance if:
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3. Drug Product (Composition/Formulation) |
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3.1 Does
the patent claim the approved drug product as defined in 21 CFR
314.3? |
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3.2 Does
the patent claim only an intermediate? |
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3.3 If
the patent referenced in 3.1 is a product-by-process
patent, is the product claimed in the |
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FDA will not list the patent in the Orange Book as claiming the drug product if:
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4. Method of Use |
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Sponsors
must submit the information in section 4 separately for each
patent claim claiming an approved method of using the
approved |
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4.1 Does
the patent claim one or more approved methods of using the
approved drug |
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4.2 Patent Claim Number(s) (as listed in the patent) |
Does (Do) the patent claim(s) referenced in 4.2 claim an approved |
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method of use of the approved drug product? Yes No |
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4.2a If
the answer to 4.2 is |
Use: (Submit indication or method of use information as identified specifically in the approved labeling.) |
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4.2b If
the answer to 4.2 is |
Use: (Submit the description of the approved indication or method of use that you propose FDA include as |
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the "Use Code" in the Orange Book, using no more than 240 total characters including spaces.) |
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FDA will not list the patent in the Orange Book as claiming the method of use if:
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5. No Relevant Patents |
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For
this NDA or supplement, there are no relevant patents that claim
the approved drug substance (active |
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6. Declaration Certification |
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6.1
The
undersigned declares that this is an accurate and complete
submission of patent information for the NDA or Warning: A willfully and knowingly false statement is a criminal offense under 18 U.S.C. 1001. |
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6.2 Authorized
Signature of NDA Applicant/Holder or Patent Owner (Attorney,
Agent, Representative or |
Date Signed |
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NOTE:
Only an NDA applicant/holder may submit this declaration directly
to the FDA. A patent owner who is not the NDA applicant/ |
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Check applicable box and provide information below. |
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NDA Applicant/Holder |
NDA Applicant’s/Holder’s Attorney, Agent
(Representative) or other |
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Patent Owner |
Patent Owner’s Attorney, Agent (Representative) or
Other Authorized |
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Name |
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Address |
City/State |
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ZIP Code |
Telephone Number |
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FAX Number (if available) |
E-Mail Address (if available) |
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The
public reporting burden for this collection of information has
been estimated to average 9 hours per response, including the
time for reviewing Food and Drug Administration CDER (HFD-007) 5600 Fishers Lane Rockville, MD 20857 An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid OMB control number. |
INFORMATION AND INSTRUCTIONS FOR FORM 3542
PATENT INFORMATION SUBMITTED UPON AND AFTER
APPROVAL OF AN NDA OR SUPPLEMENT
General Information
To submit patent
information to the agency the appropriate
patent declaration
form must be used. Two forms are available
for patent
submissions. The approval status of your New Drug
Application
will determine which form you should use.
Form 3542a should
be used when submitting patent
information with original NDA
submissions, NDA amendments
and NDA supplements prior to
approval.
Form 3542 should
be used after NDA or supplemental
approval. This form is to be
submitted within 30 days after
approval of an application.
This form should also be used to
submit patent information
relating to an approved supplement
under 21 CFR 314.53(d) to
change the formulation, add a new
indication or other
condition of use, change the strength, or to
make any other
patented change regarding the drug, drug
product, or any
method of use. Form 3542 is also to be used for
patents issued
after drug approval. Patents issued after drug
approval are
required to be submitted within 30 days of patent
issuance for
the patent to be considered "timely filed."
Only information
from form 3542 will be used for Orange
Book Publication
purposes.
Forms should be
submitted as described in 21 CFR 314.53. An
additional copy of
form 3542 to the Orange Book Staff will
expedite patent
publication in the Orange Book. The Orange
Book Staff address
(as of July 2003 April 2007) is: Orange Book Staff,
Office of
Generic Drugs OGD/HFD-610, 7500 Standish Place,
Rockville, MD
20855.
The receipt date
is the date that the patent information is date
stamped in the
central document room. Patents are considered
listed on the
date received.
Additional
copies of these forms may be downloaded from the
Internet at:
http://forms.psc.gov/forms/fdahtm/fdahtm.html.
First Section
Complete all items in this section.
General Section
Complete
all items in this section with reference to the patent
itself.
1c) Include
patent expiration date, including any Hatch-Waxman
patent
extension already granted.
Do not include any
applicable pediatric exclusivity. The agency
will include
pediatric exclusivities where applicable upon
publication.
1d) Include full address of patent owner. If patent owner
resides
outside the U.S. indicate the country in the zip code
block.
1e) Answer this question if applicable. If patent owner and NDA
applicant/holder reside in the United States, leave
space
blank.
2. Drug Substance (Active Ingredient)
Complete
all items in this section if the patent claims the drug
substance
that is the subject of the approved NDA or supplement.
2.4) Name the polymorphic
form of the drug identified by the
patent.
2.5) A patent for a metabolite
of the approved active ingredient
may not be listed. If the
patent claims an approved method
of using the approved drug
product to administer the
metabolite, the patent may be listed
as a method of use
patent depending on the responses to section
4 of this form.
2.7) Answer this question only if the patent is a product-by-process patent.
3. Drug Product (Composition/Formulation)
Complete
all items in this section if the patent claims the drug
product
that is the subject of the approved NDA or supplement.
3.3) An
answer to this question is required only if the referenced
patent
is a product-by-process patent.
4. Method of Use
Complete
all items in this section if the patent claims one or more
methods
of use of the drug product that is the subject of the
approved
NDA or supplement.
For
each approved use of the drug claimed by the patent, Iidentify by
number the each claim(s) in the patent that claims the
approved
use(s) of the drug. Indicate whether or not each
individual
claim is a claim for the approved method(s) of
use of the
drug.An applicant may list together multiple patent claim numbers
and information for each approved method of use, if applicable.
However, each approved method of use must be separately listed
within this section of the form.
4.2a) Specify the part of the
approved drug labeling that is
claimed by the patent.
4.2b) The
answer to this question will be what FDA uses to
create a
"use-code" for Orange Book publication. The use code
designates a method of use patent that claims the approved
indication or use of a drug product. Each
approved use claimed
by the patent should be separately
identified in this section
and contain adequate information to assist 505(b)(2) and ANDA
applicants in determining whether a listed method of use patent
claims a use for which the 505(b)(2) or ANDA applicant is not
seeking approval. Use a maximum of 240 characters for each “use
code.”
5. No Relevant Patents
Complete this section only if applicable.
6. Declaration Certification
Complete all items in this section.
6.2) Authorized signature.
Check one of the four boxes that best
describes the authorized
signature.
FORM
FDA 3542 (7/03) Page
PSC Media Arts (301) 443-1090 EF
File Type | application/msword |
Author | Brian Perry |
Last Modified By | eberbako |
File Modified | 2007-04-25 |
File Created | 2007-04-25 |