Rule 31 - Section 31 transaction fees; Rule 31T - Temporary rule regarding fiscal year 2004; Form R31 - Form for reporting covered sales and covered round turn transactions under Section 31 of the

Rule 31 Section 31 transaction fees; Form R31 Form for reporting covered sales and covered round turn transactions under Section 31 of the Securities Exchange Act of 1934

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0597 can be found here:

Documents and Forms

Document Name Document Type
Form R31 Rule 31 - Section 31 transaction fees; Rule 31T - Temporary rule regarding fiscal year 2004; Form R31 - Form for reporting covered sales and covered round turn transactions under Section 31 of the Form and Instruction
R31 Form R31 2010 Form R31.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Rule 31 - Section 31 transaction fees; Rule 31T - Temporary rule regarding fiscal year 2004; Form R31 - Form for reporting covered sales and covered round turn transactions under Section 31 of the	Agency IC Tracking Number:	270-537

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.31

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	R31	Form R31	2010 Form R31.pdf		No		Paper Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 18	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Not-for-profit institutions

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	216	36	180
Annual IC Time Burden (Hours)	318	30	288
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.