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pdfForm Approved: OMB No. 2900-0085
Respondent Burden: 1 Hour
APPEAL TO BOARD OF VETERANS' APPEALS
IMPORTANT: Read the attached instructions before you fill out this form. VA also encourages you to get assistance from your
representative in filling out this form.
2. CLAIM FILE NO. (Include prefix)
1. NAME OF VETERAN (Last Name, First Name, Middle Initial)
4. I AM THE:
VETERAN
VETERAN'S WIDOW/ER
VETERAN'S CHILD
3. INSURANCE FILE NO., OR LOAN NO.
VETERAN'S PARENT
OTHER (Specify)
5. TELEPHONE NUMBERS
A. HOME (Include Area Code)
B. WORK (Include Area Code)
6. MY ADDRESS IS:
(Number & Street or Post Office Box, City, State & ZIP Code)
7. IF I AM NOT THE VETERAN, MY NAME IS:
(Last Name, First Name, Middle Initial)
8. OPTIONAL BVA HEARING
IMPORTANT: Read the information about this block in paragraph 6 of the attached instructions. This block is used to request a Board of Veterans'
Appeals hearing. DO NOT USE THIS FORM TO REQUEST A HEARING BEFORE VA REGIONAL OFFICE PERSONNEL.
Check one (and only one) of the following boxes:
A.
I DO NOT WANT A BVA HEARING.
B.
I WANT A BVA HEARING BY LIVE VIDEOCONFERENCE.
C.
I WANT A BVA HEARING IN WASHINGTON, DC.
D.
I WANT A BVA HEARING AT A LOCAL VA OFFICE.*
*Due to travel requirements for BVA personnel, selecting Option D may result in a lengthier waiting period for the hearing than the other options. (This option is also not
available at the Washington, DC, or Baltimore, MD, Regional Offices.)
9. THESE ARE THE ISSUES I WANT TO APPEAL TO THE BVA: (Be sure to read the information about this block in paragraph 6 of the attached instructions.)
A.
I WANT TO APPEAL ALL OF THE ISSUES LISTED ON THE STATEMENT OF THE CASE AND ANY SUPPLEMENTAL STATEMENTS OF THE CASE
THAT MY LOCAL VA OFFICE SENT TO ME.
B.
I HAVE READ THE STATEMENT OF THE CASE AND ANY SUPPLEMENTAL STATEMENT OF THE CASE I RECEIVED. I AM ONLY APPEALING THESE
ISSUES:
(List below.)
10. HERE IS WHY I THINK THAT VA DECIDED MY CASE INCORRECTLY: (Be sure to read the information about this block in paragraph 6 of the attached instructions.)
(Continue on the back, or attach sheets of paper, if you need more space.)
11. SIGNATURE OF PERSON MAKING THIS APPEAL
VA FORM
AUG 2009
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12. DATE
(MM/DD/YYYY)
13. SIGNATURE OF APPOINTED REPRESENTATIVE, IF ANY 14. DATE
(MM/DD/YYYY)
(Not required if signed by appellant. See paragraph 6 of the
instructions.)
Adobe LiveCycle Designer
CONTINUATION SHEET FOR ITEM 10
(Attach additional sheets, if necessary)
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Adobe LiveCycle Designer
We are required by law to give you the information in this box. Instructions for filling out the form follow the box.
RESPONDENT BURDEN: VA may not conduct or sponsor, and the respondent is not required to respond to, this collection of
information unless it displays a valid Office of Management and Budget (OMB) Control Number. The information requested is
approved under OMB Control Number (2900-0085). Public reporting burden for this collection of information is estimated to average
one hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the
data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any
other aspects of this collection, including suggestions for reducing this burden to: VA Clearance Officer (005R1B), 810 Vermont
Ave., NW, Washington, DC 20420. DO NOT send requests for benefits to this address.
PRIVACY ACT STATEMENT: Our authority for asking for the information you give to us when you fill out this form is
38 U.S.C. 7105(d)(3), a Federal statute that sets out the requirement for you to file a formal appeal to complete your appeal on a VA
benefits determination. You use this form to present your appeal to the Board of Veterans' Appeals (BVA). It is used by VA in
processing your appeal and it is used by the BVA in deciding your appeal. Providing this information to VA is voluntary, but if you
fail to furnish this information VA will close your appeal and you may lose your right to appeal the benefit determinations you told
us you disagreed with. The Privacy Act of 1974 (5 U.S.C. 552a) and VA's confidentiality statue (38 U.S.C. 5701), as implemented
by 38 C.F.R. 1.526(a) and 1.576(b), require individuals to provide written consent before documents or information can be disclosed
to third parties not allowed to receive records or information under any other provision of law. However, the law permits VA to
disclose the information you include on this form to people outside of VA in some circumstances. Information about that is given in
notices about VA's "systems of records" that are periodically published in the Federal Register as required by the Privacy Act of
1974. Examples of situations in which the information included in this form might be released to individuals outside of VA include
release to the United States Court of Appeals for Veterans Claims, if you later appeal the BVA's decision in your case to that court;
disclosure to a medical expert outside of VA, should VA exercise its statutory authority under 38 U.S.C. 5109 or 7109, to ask for an
expert medical opinion to help decide your case; disclosure to law enforcement personnel and security guards in order to alert them to
the presence of a dangerous person; disclosure to law enforcement agencies should the information indicate that there has been a
violation of law; disclosure to a congressional office in order to answer an inquiry from the congressional office made at your
request; and disclosure to Federal government personnel who have the duty of inspecting VA's records to make sure that they are
being properly maintained. See the Federal Register notices described above for further details.
INSTRUCTIONS
1. CONSIDER GETTING ASSISTANCE: We have tried to give you the general information most people need to complete this
form in these instructions, but the law about veterans' benefits can be complicated. If you have a representative, we encourage you to
work with your representative in completing this form. If you do not have a representative, we urge you to consider getting one.
Most people who appeal to the Board of Veterans' Appeals (BVA) do get a representative. Veterans' Service Organizations (VSOs)
will represent you at no charge and most people (more than 80 percent) are represented by VSOs. Under certain circumstances, you
may pay a lawyer or "agent" to represent you. (See the references in paragraph 9.) Your local VA office can provide you with
information about VSOs who are willing to represent you and forms that you will need to complete to appoint either a VSO or an
attorney to represent you. Your local bar association may be able to provide you with the names of attorneys who specialize in
veterans' law. VA has an 800 number that you can call for assistance: 1-800-827-1000. There are also a few agents recognized by
VA who can represent claimants.
2. WHAT IS THIS FORM FOR? You told your local VA office that you disagreed with some decision it made on your claim for
VA benefits, called filing a "Notice of Disagreement." That office then mailed you a "Statement of the Case" (SOC) that told you
why and how it came to the decision that it did. After you have read the SOC, you must decide if you want to go ahead and complete
your appeal so that the BVA will review your case. If you do, you or your representative must fill out this form and file it with VA.
"Filing" means delivering the completed form to VA in person or by mailing it to VA. Paragraph 4 tells you how much time you
have to file this form and paragraph 7 tells you where you file it.
When we refer to "your local VA office" in these instructions, we mean the VA Regional Office that sent you the "Statement of the
Case" or, if you have moved out of the area served by that office, the VA Regional Office that now has your VA records.
3. DO I HAVE TO FILL OUT THIS FORM AND FILE IT? Fill out this form and file it with VA if you want to complete your
appeal. If you do not, VA will close your appeal without sending it to the BVA for a decision. If you decide that you no longer want
to appeal after you have read the SOC, you don't have to do anything.
4. HOW LONG DO I HAVE TO COMPLETE THIS FORM AND FILE IT? Under current law, there are three different ways
to calculate how much time you have to complete and file this form. The one that applies to you is the one that gives you the most
time.
(a) You have one year from the day your local VA office mailed you the notice of the decision you are appealing.
(b) You have 60 days from the day that your local VA office mailed you the SOC.
(c) Your local VA office may have sent you an update to the SOC, called a "Supplemental Statement of the Case" (SSOC).
If that SSOC was provided to you in response to evidence you or your representative submitted within the one-year period
described in paragraph 4(a) of these instructions, above, and if you have not already filed this form, then you have at least
60 days from the time your local VA office mailed you the SSOC to file it even though the one-year period has already expired.
See 38 C.F.R. 20.302(b)(2).
There is one special kind of case, called a "simulataneously contested claim," where you have 30 days to file this form instead of the
longer time periods described above. A "simultaneously contested claim" is a case where two different people are asking for the
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same kind of VA benefit and one will either lose, or get less, if the other wins. If you are not sure whether this special exception
applies, ask your representative or call your local VA office.
If you have any questions about the filing deadline in your case, ask your representative or your local VA office. Filing on time is
very important. Failing to file on time could result in you losing your right to appeal.
5. WHAT IF I NEED MORE TIME? If you need more time to complete this form and file it, write to your local VA office,
explaining why you need more time. You must file your request for more time with your local VA office before the normal time for
filing this form runs out. If you file by mail, VA will use the postmark date to decide whether you filed the form, or the request for
more time to file it, on time.
6. WHAT KIND OF INFORMATION DO I NEED TO INCLUDE WHEN I FILL OUT THE FORM? While most of the form
is easy to understand, we will go through the blocks where you might need some additional information.
Block 3. If your appeal involves an insurance claim or some issue related to a VA home loan, enter your VA insurance or
VA loan number here. For most kinds of cases, you will leave this block blank.
Blocks 4-7. These blocks are for information about the person who is filing this appeal. If you are a representative filling
out this form for the person filing the appeal, fill in the information about that person, not yourself. Block 7 can be left
blank if the person filing the appeal is the veteran.
Block 8. It is very important for you to check one, and only one, of the boxes in Block 8. This lets us know whether or not you
want to appear at a BVA hearing and, if so, where you want to appear. Please keep in mind that a BVA hearing is entirely
optional, and it is not necessary for you to have a hearing for BVA to decide your appeal. If you do not check any of the boxes,
BVA will assume that you DO NOT want a BVA hearing and your case will be decided taking into consideration the arguments
already made, including your explanation on this form as to why you think VA decided your case incorrectly.
If you ask for a BVA hearing, you and your representative (if you have one) can tell us why you think the BVA should act
favorably on your appeal (present argument). You can also tell us about the facts behind your claim and you can bring others
(witnesses) to the hearing who have information to give the BVA about your case. At your option, you can submit more evidence
at a hearing requested on this form. If you do ask for a BVA hearing, it can be very helpful to have a representative assist you at
the hearing.
The purpose of a hearing is to receive argument and testimony relevant and material to the issue or issues in your case that are on
appeal. Hearings conducted by the Board are nonadversarial in nature. Parties to a hearing are permitted to ask questions,
including follow-up questions, but cross-examination is not allowed. While the types of questions that may be asked are not
limited by the legal rules of evidence that typically apply in an adversarial trial setting, reasonable bounds of relevancy and
materiality still must be maintained.
Here is specific information about each of the check boxes in Block 8:
Box A: Check Box A if you decide that you do not want a BVA hearing. It is not necessary for you to have a hearing for
BVA to decide your appeal, and you will not be penalized if you choose this option. If you feel that you have already sent
VA everything that the BVA will need to decide your case, including making all desired arguments in support of your
appeal, then there is no need for a hearing to be held. In addition, a hearing is not needed if the only thing you would like to
do is submit additional evidence in support of your appeal. Instead, you may submit such additional evidence, or at a
minimum notify VA of its existence and request that it be obtained, without a hearing being held. If you check this box, do
not check any of the other boxes in Block 8.
Box B: Check Box B if you want to appear at a live BVA videoconference hearing. This option allows you to have a
hearing by way of videoconferencing where you will be at the local VA office and the Veterans Law Judge hearing your
case will be at the BVA's offices in Washington, DC. Videoconferencing allows the Veterans Law Judge holding the
hearing to see and hear you, your representative and witnesses (if any). You will also be able to see and hear the Veterans
Law Judge. Please note that a live videoconference hearing can often be scheduled more quickly than a BVA hearing where
all participants (including the Veterans Law Judge) are physically present together at the local VA office.
Box C: Check Box C if you want to appear for a hearing at the BVA's offices in Washington, DC. If you choose this option,
please note that VA cannot pay any expenses that you (or your representative or witnesses) incur in connection with
attending the hearing. Having your BVA hearing by live videoconference (Box B) is usually less expensive for you, because
you will not incur expenses associated with travel to Washington, DC.
Box D: Check Box D if you want a BVA hearing at your local VA office. If you select this option, both you and the
Veterans Law Judge assigned to hear your case will be physically present together at the local VA office. Please note that
because Veterans Law Judges conduct this type of hearing only on special trips, it often takes more time to schedule these
hearings than a live videoconference hearing (Box B). You can check with your local VA office for an estimate of how long
it may take before your case could be scheduled for a BVA hearing at that local VA office.
HEARINGS BEFORE VA REGIONAL OFFICE PERSONNEL: A hearing before VA regional office personnel, instead of
before a member of the BVA, is not a BVA hearing. You can request a hearing before VA regional office personnel by writing
directly to the regional office. DO NOT use this form to request that kind of hearing. If you do, it will delay your appeal. You
should also know that requesting a hearing before VA regional office personnel does not extend the time for filing this form.
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Block 9. This is the block where you tell us exactly what you are appealing. You do this by identifying the "issues" you
are appealing. Your local VA office has tried to accurately identify the issues and has listed them on the SOC and any SSOC it
sent you. Save what you want to tell us about why you are appealing for the next block (Block 10).
If you think that your local VA office has correctly identified the issues you are appealing and, after reading the SOC and
any SSOC you received, you still want to appeal its decisions on all those issues, check the first box in Block 9. Do not
check the second box if you check the first box.
Check the second check box in Block 9 if you only want to continue your appeal on some of the issues listed on the SOC
and any SSOC you received. List the specific issues you want to appeal in the space under the second box. While you
should not use this form to file a new claim or to appeal new issues for the first time, you can also use this space to call
the BVA's attention to issues, if any, you told your local VA office in your Notice of Disagreement you wanted to appeal
that are not included in the SOC or a SSOC. If you want to file a new claim, or appeal new issues (file a new Notice of
Disagreement), do that in separate correspondence.
Block 10. Use this block to tell us why you disagree with the decision made by your local VA office. Tie your arguments
to the issues you identified in Block 9. Tell us what facts you think VA got wrong and/or how you think VA misapplied
the law in your case. Try to be specific. If you are appealing a rating percentage your local VA office assigned for one
or more of your service-connected disabilities, tell us for each service-connected disability rating you have appealed what
rating would satisfy your appeal (The SOC, or SSOC, includes information about what disability percentages can be
assigned for each disability under VA's "Rating Schedule.") You may want to refer to the specific items of evidence that
you feel support your appeal, but you do not have to describe all of the evidence you have submitted. The BVA will have
your complete file when it considers your case. You should not attach copies of things you have already sent to VA.
In completing this block, please also let us know if there is any additional evidence that you feel needs to be obtained to support
your appeal. You may either submit this evidence along with this response, or at a minimum notify VA of its existence so that the
evidence can be obtained on your behalf.
If you need more space to complete Block 10, you can continue it on the back of the form and/or you can attach sheets of
paper to the form. If you want to complete this part of the form using a computer word-processor, you may do so. Just
attach the sheets from your printer to the form and write "see attachment" in Block 10.
Block 11. This form can be signed and filed by either the person appealing the local VA decision, or by his or her
representative. Sign the form in Block 11 if you are the person appealing, or if you are a guardian or other properly
appointed fiduciary filing this appeal for someone else. In cases where an incompetent person has no fiduciary, or the
fiduciary has not acted, that person's "next friend," such as a family member, can sign and file this form. If the
representative is filing this form, this block can be left blank. Regardless of who signs the form, we encourage you
to have your representative check it over before it is filed. Place the date you sign in Block 12.
Block 13. If you are a representative filing this form for the appellant, sign here. Otherwise, leave this block blank.
If you are an accredited representative of a Veterans' Service Organization (VSO), also insert the name of the VSO in this
block. Note that signing this form will not serve to appoint you as the appellant's representative. Contact your local VA
office if you need information on appointment. Place the date you sign in Block 14.
7. WHERE DO I FILE THE FORM ONCE I HAVE COMPLETED IT? When you have completed the form, signed and dated
it, send it to the VA office that has your records. Unless you have recently moved outside the area that it serves, this is the office
whose address is at the top of the letter VA sent you with the SOC.
8. OTHER SOURCES OF INFORMATION: You can find a “plain language” booklet that describes the VA appeals process
called “How Do I Appeal” on the Internet at: http://www.va.gov/vbs/bva/pamphlet.htm . The booklet may also be requested by
writing to: Mail Processing Section (014), Board of Veterans' Appeals, 810 Vermont Avenue, NW, Washington, DC 20420. You can
also find the formal rules for appealing to the BVA in the BVA's Rules of Practice at title 38, Code of Federal Regulations, Part 20.
A complete copy of the Code of Federal Regulations is available on the Internet at: http://www.gpoaccess.gov/cfr/index.html .
A printed copy of the Code of Federal Regulations may also be available at your local law library. More general information about
VA benefit programs and eligibility can be found on the Internet at: http://www.va.gov .
9. SPECIAL NOTE FOR ATTORNEYS AND VA ACCREDITED AGENTS. There are statutory and regulatory restrictions on
the payment of your fees and expenses and requirements for filing copies of your fee agreement with your client with VA.
See 38 U.S.C. 5904 and 38 C.F.R. 14.636-.637.
NOTE: Please separate these instructions from the form before you file it with VA. We suggest that you keep these instructions with
your other papers about your appeal for future reference.
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File Type | application/pdf |
File Title | VA Form 9 |
File Modified | 2009-08-20 |
File Created | 2009-08-20 |