Recordkeeping Requirements Associated with the Interagency Statement on Complex Structured Finance Activities

ICR 200905-7100-004

OMB: 7100-0311

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2009-06-09
Justification for No Material/Nonsubstantive Change
2009-04-03
IC Document Collections
ICR Details
7100-0311 200905-7100-004
Historical Active 200903-7100-012
FRS FR 4022
Recordkeeping Requirements Associated with the Interagency Statement on Complex Structured Finance Activities
Revision of a currently approved collection   No
Delegated
Approved without change 06/09/2009
Retrieve Notice of Action (NOA) 06/09/2009
  Inventory as of this Action Requested Previously Approved
06/30/2012 36 Months From Approved 08/31/2009
20 0 20
230 0 230
0 0 0

This interagency statement provides internal controls and risk management procedures, including policies and procedures, to help financial institutions identify, manage, and address heightened reputational and legal risks that may arise from certain complex structured finance transactions.

US Code: 12 USC 248(a), 248(i), 483, 602 Name of Law: Federal Reserve Act
   US Code: 12 USC 1844 Name of Law: Bank Holding Company Act
   US Code: 12 USC 3801(a) Name of Law: International Banking Act
  
None

Not associated with rulemaking

  74 FR 14988 04/02/2009
74 FR 27319 06/09/2009
No

2
IC Title Form No. Form Name
New respondents (Establish compliance program)
Existing respondents (Maintain compliance program)

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 20 20 0 0 0 0
Annual Time Burden (Hours) 230 230 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
No
Uncollected
Cindy Ayouch 202-452-2204 cynthia.m.ayouch@frb.gov

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/09/2009


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